SMFG officer reports 82,778 common shares owned

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Nakamura Keiichiro filed an initial ownership report showing direct holdings of 82,778 shares of Common Stock.

Accepted by SEC EDGAR 03/18/2026 - 08:20 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Nakamura Keiichiro filed an initial ownership report showing direct holdings of 82,778 shares of Common Stock. The entry is classified as a holding, with no purchases or sales reported and no derivative securities listed.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Nakamura Keiichiro

Role Senior Managing Corporate EO

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 82,778 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SMFG Form 3 filing by Nakamura Keiichiro show?

The filing shows that SMFG executive Nakamura Keiichiro directly holds 82,778 shares of Common Stock. It is recorded as a holding entry, with no reported purchases, sales, or derivative positions associated with this report.

How many SUMITOMO MITSUI FINANCIAL GROUP (SMFG) shares does Nakamura Keiichiro own?

According to the Form 3 data, Nakamura Keiichiro directly owns 82,778 shares of SMFG Common Stock. This figure reflects his reported beneficial ownership following the reported holding entry and does not include any derivative securities, which are listed as none.

Does the SMFG Form 3 for Nakamura Keiichiro show any recent insider buying or selling?

No, the Form 3 does not show insider buying or selling. It records one holding entry, with zero buy or sell transactions in the transaction summary, indicating the filing simply reports existing ownership of 82,778 Common Stock shares.

What type of position does Nakamura Keiichiro report in SMFG shares?

He reports a direct ownership position in SMFG Common Stock. The filing lists 82,778 shares held directly, coded as ownership type “D,” and shows no indirect holdings or derivative securities related to this reporting person in the submitted data.

Are there any derivative securities reported for Nakamura Keiichiro in the SMFG Form 3?

No derivative securities are reported. The derivativeSummary is empty and the transaction summary shows zero derivative transactions, indicating only Common Stock holdings of 82,778 shares are disclosed for Nakamura Keiichiro in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nakamura Keiichiro

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Corporate EO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	82,778	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Keiichiro Nakamura	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)