SUMITOMO MITSUI FINANCIAL GROUP, INC. (SMFG) awards stock, auto-sells part
Rhea-AI Filing Summary
SUMITOMO MITSUI FINANCIAL GROUP, INC. Senior Managing Corporate EO Kobayashi Takashi reported stock-based compensation activity. On July 24, 2026 he received 1,131 common shares, and on July 27, 2026 an additional 19,296 shares, both under stock compensation plans with no out-of-pocket cash payment. On July 27, 3,300 of those shares were automatically sold back to the issuer at $43.9900 per share under a pre-arranged trading plan, with the price translated from Japanese yen at Japanese Yen 1.00 = U.S. dollar 0.0061091.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 17,127 shares
Net Buy
3 txns
Insider
Kobayashi Takashi
Role
Senior Managing Corporate EO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F2 | 19,296 | -- | -- |
| Disposition | Common Stock F3 | 3,300 | $43.99 | $145K |
| Grant/Award | Common Stock F1 | 1,131 | -- | -- |
Holdings After Transaction:
Common Stock — 91,989 shares (Direct)
Footnotes (3)
- F1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- F2. The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
- F3. A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).
Key Figures
Shares granted July 24, 2026: 1,131 shares
Shares granted July 27, 2026: 19,296 shares
Shares sold to issuer: 3,300 shares
+2 more
5 metrics
Shares granted July 24, 2026
1,131 shares
Common stock acquired under stock compensation plans on July 24, 2026
Shares granted July 27, 2026
19,296 shares
Common stock acquired under stock compensation plans when performance conditions were certified
Shares sold to issuer
3,300 shares
Portion of compensation shares automatically sold back to issuer on July 27, 2026
Sale price per share
$43.9900 per share
Price for 3,300 shares disposed to issuer on July 27, 2026
FX rate used
Japanese Yen 1.00 = U.S. dollar 0.0061091
Conversion rate for translating yen purchase price into U.S. dollars on July 27, 2026
Key Terms
stock compensation plans, pre-arranged trading plan, disposition to issuer, foreign currency exchange rate
4 terms
stock compensation plans financial
"The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026."
pre-arranged trading plan financial
"A portion of the shares ... was automatically sold on the same day in accordance with the pre-arranged trading plan"
A pre-arranged trading plan is a set of instructions created in advance that specifies how and when an investor will buy or sell securities. It helps ensure that trades are made in a planned, transparent way, reducing the risk of making impulsive decisions or trading based on inside information. This plan provides a clear structure, giving investors confidence that their trades follow their original intentions, even if market conditions change.
disposition to issuer financial
"transaction_code_description":"Disposition to issuer""
foreign currency exchange rate financial
"the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026"
The foreign currency exchange rate is the price of one country’s money expressed in another country’s money — like a price tag that tells you how many units of one currency you get for one unit of another. Investors care because this rate changes the value of overseas sales, costs, assets and debts when converted back into their home currency, affecting profits, valuations and the return on international investments.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What stock transactions did SMFG executive Kobayashi Takashi report?
Kobayashi Takashi reported two stock grants and an automatic sale. He received 1,131 shares on July 24, 2026 and 19,296 shares on July 27, 2026, then 3,300 shares were sold back to the issuer the same day under a pre-arranged plan.
Did Kobayashi Takashi pay cash for the SMFG (SMFG) stock grants?
No. For both stock awards, the disclosure states he did not make any out-of-pocket cash payment for the shares. The grants were issued under SUMITOMO MITSUI FINANCIAL GROUP, INC.’s stock compensation plans as part of his compensation.