Sumitomo Mitsui executive gets stock awards, sells shares

Hyakutome Yoshihiro, Deputy President and Corp. EO of Sumitomo Mitsui Financial Group, acquired 1,396 shares on July 24, 2026 and 20,748 shares on July 27, 2026 as stock awards under stock compensation plans, with no out-of-pocket cash payment.

Rhea-AI Filing Summary

Hyakutome Yoshihiro, Deputy President and Corp. EO of Sumitomo Mitsui Financial Group, acquired 1,396 shares on July 24, 2026 and 20,748 shares on July 27, 2026 as stock awards under stock compensation plans, with no out-of-pocket cash payment. On July 27, 3,500 shares were disposed of at $43.99 per share, automatically sold under a pre-arranged trading plan, with the purchase price converted from Japanese yen at a rate of JPY 1.00 = USD 0.0061091.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Hyakutome Yoshihiro

Role Deputy President and Corp. EO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F2	20,748	--	--
Disposition	Common Stock F3	3,500	$43.99	$154K
Grant/Award	Common Stock F1	1,396	--	--

Holdings After Transaction: Common Stock — 109,727 shares (Direct)

Footnotes (3)

1. F1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
2. F2. The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
3. F3. A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).

Key Figures

Stock award on July 27, 2026: 20,748 shares Stock award on July 24, 2026: 1,396 shares Automatic sale on July 27, 2026: 3,500 shares at $43.99 per share +2 more

5 metrics

Stock award on July 27, 2026 20,748 shares Common stock acquired under stock compensation plans when performance conditions were certified on July 27, 2026

Stock award on July 24, 2026 1,396 shares Common stock acquired under stock compensation plans on July 24, 2026

Automatic sale on July 27, 2026 3,500 shares at $43.99 per share Portion of shares automatically sold under a pre-arranged trading plan on July 27, 2026

Exchange rate Japanese Yen 1.00 = U.S. dollar 0.0061091 Rate used to convert the purchase price from Japanese yen to U.S. dollars on July 27, 2026

Total shares granted 22,144 shares Sum of the two common stock awards on July 24 and July 27, 2026

Key Terms

stock compensation plans, pre-arranged trading plan, disposition to issuer, foreign currency exchange rate

4 terms

stock compensation plans financial

"acquired the shares under the Issuer's stock compensation plans on July 24, 2026"

pre-arranged trading plan financial

"automatically sold on the same day in accordance with the pre-arranged trading plan"

A pre-arranged trading plan is a set of instructions created in advance that specifies how and when an investor will buy or sell securities. It helps ensure that trades are made in a planned, transparent way, reducing the risk of making impulsive decisions or trading based on inside information. This plan provides a clear structure, giving investors confidence that their trades follow their original intentions, even if market conditions change.

disposition to issuer financial

"transaction code description "Disposition to issuer" for the July 27, 2026 sale"

foreign currency exchange rate financial

"based on the foreign currency exchange rate as of July 27, 2026"

The foreign currency exchange rate is the price of one country’s money expressed in another country’s money — like a price tag that tells you how many units of one currency you get for one unit of another. Investors care because this rate changes the value of overseas sales, costs, assets and debts when converted back into their home currency, affecting profits, valuations and the return on international investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider stock transactions did SMFG executive Hyakutome Yoshihiro report?

Hyakutome Yoshihiro reported receiving 1,396 SMFG common shares on July 24, 2026 and 20,748 shares on July 27, 2026 as stock awards. On July 27, 3,500 shares were disposed of at $43.99 per share under a pre-arranged trading plan.

How many SMFG shares did Hyakutome Yoshihiro receive through stock compensation?

He received a total of 22,144 SMFG common shares via stock compensation awards: 1,396 shares on July 24, 2026 and 20,748 shares on July 27, 2026. Both awards were granted under the issuer’s stock compensation plans without any out-of-pocket cash payment.

Did Hyakutome Yoshihiro pay cash for his SMFG stock awards?

No, the filing states he made no out-of-pocket cash payment for either stock award. Both the July 24, 2026 and July 27, 2026 acquisitions occurred under Sumitomo Mitsui Financial Group’s stock compensation plans as part of his executive compensation.

At what price and under what arrangement were 3,500 SMFG shares sold?

The 3,500 SMFG shares were disposed of at $43.99 per share on July 27, 2026. The shares were automatically sold that day under a pre-arranged trading plan, with the purchase made in Japanese yen and converted using an exchange rate of JPY 1.00 = USD 0.0061091.

Do the reported SMFG transactions involve derivatives or only common stock?

The reported transactions involve only non-derivative common stock of Sumitomo Mitsui Financial Group. The derivative securities section is empty, and all three transactions—two grants and one disposition—are labeled as common stock entries in the non-derivative transaction table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/28/2026 - 10:10 AM Accepted by SEC EDGAR 07/28/2026 - 10:10 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hyakutome Yoshihiro

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Deputy President and Corp. EO

2a. Foreign Trading Symbol
[TYO:8316]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026	07/24/2026	A		1,396	A	(1)	92,479	D
Common Stock	07/27/2026	07/27/2026	A		20,748	A	(2)	113,227	D
Common Stock	07/27/2026	07/27/2026	D		3,500	D	$43.99(3)	109,727	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

2. The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

3. A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).

	/s/ Masahiro Hokura, attorney-in-fact for Yoshihiro Hyakutome	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)