Sumitomo Mitsui Financial Group (NYSE: SMFG) grants stock to director

Rhea-AI Filing Summary

Rogers Jenifer reported acquisition or exercise transactions in this Form 4 filing.

SUMITOMO MITSUI FINANCIAL GROUP director Jenifer Rogers received a grant of 305 shares of Common Stock on July 24, 2026 under the issuer's stock compensation plans. She made no out-of-pocket cash payment for the award, bringing her direct holdings to 2,105 shares.

Insider Trade Summary

Net Buyer: 305 shares

Net Buy 1 txn

Insider Rogers Jenifer

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	305	--	--

Holdings After Transaction: Common Stock — 2,105 shares (Direct)

Footnotes (1)

1. F1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

Key Figures

Shares awarded: 305 shares of Common Stock Shares owned after: 2,105 shares of Common Stock Acquisition transactions in filing: 1 transaction

3 metrics

Shares awarded 305 shares of Common Stock Stock compensation grant on July 24, 2026

Shares owned after 2,105 shares of Common Stock Direct holdings following the reported transaction

Acquisition transactions in filing 1 transaction Single grant, award, or other acquisition reported in this Form 4

Key Terms

Grant, award, or other acquisition, stock compensation plans, out-of-pocket cash payment

3 terms

Grant, award, or other acquisition regulatory

"Transaction code description: Grant, award, or other acquisition"

stock compensation plans financial

"acquired the shares under the Issuer's stock compensation plans"

out-of-pocket cash payment financial

"The Reporting Person did not make any out-of-pocket cash payment"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/28/2026 - 10:09 AM Accepted by SEC EDGAR 07/28/2026 - 10:09 AM Learn about SEC filing dates

FAQ

What insider transaction did SMFG report for director Jenifer Rogers?

SMFG reported that director Jenifer Rogers received a grant of 305 shares of Common Stock on July 24, 2026. The shares were issued under the company’s stock compensation plans, increasing her direct ownership stake to 2,105 shares after the transaction.

How many SMFG shares did Jenifer Rogers acquire and what are her holdings now?

Jenifer Rogers acquired 305 shares of SUMITOMO MITSUI FINANCIAL GROUP Common Stock. Following this stock compensation grant, her direct ownership position increased to a total of 2,105 shares, as disclosed in the insider ownership table for this Form 4 filing.

Did Jenifer Rogers pay cash for the SMFG shares reported in this Form 4?

No, Jenifer Rogers made no out-of-pocket cash payment for these SMFG shares. A footnote explains that the 305 shares were acquired under the issuer’s stock compensation plans, meaning the award was part of her director compensation rather than a market purchase.

What transaction code is shown for Jenifer Rogers’ SMFG stock award?

The transaction is coded “A”, described as a “Grant, award, or other acquisition” of non-derivative Common Stock. This indicates the shares were granted to Jenifer Rogers as compensation rather than purchased or sold on the open market.

Was Jenifer Rogers’ SMFG stock grant made under a Rule 10b5-1 plan?

The transaction was not reported as made under a Rule 10b5-1 trading plan. The Form 4’s Rule 10b5-1 checkbox is not selected, and the footnote instead links the award to the issuer’s standard stock compensation plans for its directors.

Is Jenifer Rogers’ ownership in SMFG direct or indirect after this transaction?

Her reported ownership is direct following the grant of 305 shares. The Form 4 lists the ownership code as “D” for direct, with total directly held Common Stock of 2,105 shares after giving effect to this stock compensation award.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rogers Jenifer

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TYO:8316]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026	07/24/2026	A		305	A	(1)	2,105	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

	/s/ Masahiro Hokura, attorney-in-fact for Jenifer Rogers	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)