SUMITOMO MITSUI (SMFG) CFO Anchi sells 4,000 shares at $42.47 each

Q: What insider transaction did SMFG executive Kazuyuki Anchi report?

Kazuyuki Anchi reported a sale of 4,000 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock on August 12, 2026 at $42.47 per share , based on a yen-to-dollar currency conversion.

Q: At what price did Kazuyuki Anchi sell SMFG Common Stock on August 12, 2026?

The 4,000 SMFG Common Stock shares were sold at $42.47 per share . The sale price was originally in Japanese yen and converted to U.S. dollars using the August 12, 2026 foreign exchange rate.

Q: Was the SMFG insider sale by Kazuyuki Anchi executed in a foreign currency?

Yes. The sale was executed in Japanese yen , and the reported per-share price of $42.47 reflects conversion to U.S. dollars at a stated yen-to-dollar exchange rate as of August 12, 2026.

Q: Does the Form 4 indicate a Rule 10b5-1 trading plan for SMFG insider Kazuyuki Anchi?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed . There is no separate footnote stating that the 4,000-share sale was executed under a pre-arranged trading plan.

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. director and Sr. Mg. Corp. EO & Group CFO Kazuyuki Anchi reported selling 4,000 shares of Common Stock on August 12, 2026. The shares were sold at a price of $42.47 per share, with the price translated from Japanese yen using a foreign currency exchange rate as of that date. After this sale, Anchi directly held 48,857 shares of the company’s Common Stock.

Insider Trade Summary

Net Seller: 4,000 shares

Net Sell 1 txn

Insider Anchi Kazuyuki

Role Sr. Mg. Corp. EO & Group CFO

Sold 4,000 shs ($170K)

Type	Security	Shares	Price	Value
Sale	Common Stock ^F1	4,000	$42.47	$170K

Holdings After Transaction: Common Stock — 48,857 shares (Direct)

Footnotes (1)

F1. The sale was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of August 12, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0062739).

Key Figures

Shares sold: 4,000 shares Sale price per share: $42.47 per share Shares held after sale: 48,857 shares +1 more

4 metrics

Shares sold 4,000 shares Common Stock sold by Kazuyuki Anchi on August 12, 2026

Sale price per share $42.47 per share Converted from Japanese yen as of August 12, 2026

Shares held after sale 48,857 shares Direct ownership following the August 12, 2026 transaction

FX rate used Japanese Yen 1.00 = U.S. dollar 0.0062739 Exchange rate applied to convert sale price into U.S. dollars

Key Terms

Common Stock, foreign currency exchange rate, Sr. Mg. Corp. EO & Group CFO

3 terms

Common Stock financial

"reported selling 4,000 shares of Common Stock on August 12, 2026"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

foreign currency exchange rate financial

"price was converted into U.S. dollars based on the foreign currency exchange rate"

The foreign currency exchange rate is the price of one country’s money expressed in another country’s money — like a price tag that tells you how many units of one currency you get for one unit of another. Investors care because this rate changes the value of overseas sales, costs, assets and debts when converted back into their home currency, affecting profits, valuations and the return on international investments.

Sr. Mg. Corp. EO & Group CFO financial

"Anchi is Sr. Mg. Corp. EO & Group CFO of the company"

FAQ

What insider transaction did SMFG executive Kazuyuki Anchi report?

Kazuyuki Anchi reported a sale of 4,000 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock on August 12, 2026 at $42.47 per share, based on a yen-to-dollar currency conversion.

How many SMFG shares does Kazuyuki Anchi hold after the reported sale?

After the reported transaction, Kazuyuki Anchi directly holds 48,857 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock. This figure reflects his post-transaction ownership as disclosed in the Form 4 filing.

At what price did Kazuyuki Anchi sell SMFG Common Stock on August 12, 2026?

The 4,000 SMFG Common Stock shares were sold at $42.47 per share. The sale price was originally in Japanese yen and converted to U.S. dollars using the August 12, 2026 foreign exchange rate.

Was the SMFG insider sale by Kazuyuki Anchi executed in a foreign currency?

Yes. The sale was executed in Japanese yen, and the reported per-share price of $42.47 reflects conversion to U.S. dollars at a stated yen-to-dollar exchange rate as of August 12, 2026.

Does the Form 4 indicate a Rule 10b5-1 trading plan for SMFG insider Kazuyuki Anchi?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed. There is no separate footnote stating that the 4,000-share sale was executed under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/14/2026 - 06:09 AM Accepted by SEC EDGAR 08/14/2026 - 06:09 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Anchi Kazuyuki

(Last)

(First)

(Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO

100-0005

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Sr. Mg. Corp. EO & Group CFO

2a. Foreign Trading Symbol
[TYO:8316]

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/12/2026		S		4,000	D	$42.47⁽¹⁾	48,857	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The sale was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of August 12, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0062739).

	/s/ Masahiro Hokura, attorney-in-fact for Kazuyuki Anchi	08/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR