Sumitomo Mitsui (NYSE: SMFG) grants shares to executive and auto-sells portion

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. director and Deputy President Kudo Teiko received stock compensation of 1,353 common shares on July 24, 2026 and 22,098 shares on July 27, 2026 under the issuer's stock compensation plans, with no out-of-pocket payment. On July 27, 3,800 shares were automatically disposed to the issuer at $43.99 per share under a pre-arranged trading plan funded in Japanese yen and converted to U.S. dollars using a ¥1.00 = $0.0061091 exchange rate.

Insider Trade Summary

Net Buyer: 19,651 shares

Net Buy 3 txns

Insider Kudo Teiko

Role Deputy President and Corp. EO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F2	22,098	--	--
Disposition	Common Stock F3	3,800	$43.99	$167K
Grant/Award	Common Stock F1	1,353	--	--

Holdings After Transaction: Common Stock — 115,282 shares (Direct)

Footnotes (3)

1. F1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
2. F2. The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
3. F3. A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).

Key Figures

Shares granted July 24, 2026: 1,353 shares Shares granted July 27, 2026: 22,098 shares Shares disposed July 27, 2026: 3,800 shares +2 more

5 metrics

Shares granted July 24, 2026 1,353 shares Common stock acquired under stock compensation plan on July 24, 2026

Shares granted July 27, 2026 22,098 shares Common stock acquired under stock compensation plan when performance conditions were certified

Shares disposed July 27, 2026 3,800 shares Common stock automatically disposed to issuer under pre-arranged trading plan

Disposition price per share $43.99 Per-share price for 3,800-share disposition on July 27, 2026

FX rate for price conversion ¥1.00 = $0.0061091 Exchange rate used to convert Japanese yen purchase price to U.S. dollars

Key Terms

stock compensation plans, pre-arranged trading plan, Disposition to issuer, performance conditions

4 terms

stock compensation plans financial

"acquired the shares under the Issuer's stock compensation plans on July 24, 2026"

pre-arranged trading plan financial

"automatically sold on the same day in accordance with the pre-arranged trading plan"

A pre-arranged trading plan is a set of instructions created in advance that specifies how and when an investor will buy or sell securities. It helps ensure that trades are made in a planned, transparent way, reducing the risk of making impulsive decisions or trading based on inside information. This plan provides a clear structure, giving investors confidence that their trades follow their original intentions, even if market conditions change.

Disposition to issuer financial

"transaction_code_description": "Disposition to issuer""

performance conditions financial

"acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/28/2026 - 09:51 AM Accepted by SEC EDGAR 07/28/2026 - 09:51 AM Learn about SEC filing dates

FAQ

What stock awards did Kudo Teiko receive in the SMFG Form 4 filing?

Kudo Teiko received 1,353 common shares on July 24, 2026 and 22,098 shares on July 27, 2026 under SUMITOMO MITSUI FINANCIAL GROUP, INC.'s stock compensation plans, with no out-of-pocket cash payment for either grant.

How many SMFG shares were disposed of and at what price in this Form 4?

On July 27, 2026, 3,800 common shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. were automatically disposed to the issuer at a price of $43.99 per share, according to the reported transaction data and related footnote.

Were SMFG share grants to Kudo Teiko purchased with personal funds?

No. Both grants reported for SUMITOMO MITSUI FINANCIAL GROUP, INC. state the reporting person did not make any out-of-pocket cash payment for the shares, which were acquired under the issuer's stock compensation plans.

Was the SMFG share disposition by Kudo Teiko under a pre-arranged plan?

Yes. The Form 4 notes that a portion of the shares acquired on July 27, 2026 was automatically sold the same day under a pre-arranged trading plan associated with SUMITOMO MITSUI FINANCIAL GROUP, INC.'s stock compensation plans.

How was the SMFG share sale price converted from yen to U.S. dollars?

The disposition transaction price was originally in Japanese yen and was converted using an exchange rate of Japanese Yen 1.00 = U.S. dollar 0.0061091, as specified in the footnote to the SUMITOMO MITSUI FINANCIAL GROUP, INC. Form 4.

What role does Kudo Teiko hold at SUMITOMO MITSUI FINANCIAL GROUP, INC. in this filing?

The reporting person, Kudo Teiko, is identified as both a director and an officer, with the officer title listed as Deputy President and Corp. EO of SUMITOMO MITSUI FINANCIAL GROUP, INC.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kudo Teiko

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Deputy President and Corp. EO

2a. Foreign Trading Symbol
[TYO:8316]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026	07/24/2026	A		1,353	A	(1)	96,984	D
Common Stock	07/27/2026	07/27/2026	A		22,098	A	(2)	119,082	D
Common Stock	07/27/2026	07/27/2026	D		3,800	D	$43.99(3)	115,282	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

2. The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

3. A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).

	/s/ Masahiro Hokura, attorney-in-fact for Teiko Kudo	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)