Sumitomo Mitsui (NYSE: SMFG) director awarded 305 shares in stock plan

Rhea-AI Filing Summary

Goto Yoriko reported acquisition or exercise transactions in this Form 4 filing.

Sumitomo Mitsui Financial Group director Yoriko Goto reported receiving a grant of 305 shares of Common Stock on July 24, 2026 under the company’s stock compensation plans. The filing states she made no out-of-pocket cash payment for these shares and now directly holds 305 shares.

Insider Trade Summary

Net Buyer: 305 shares

Net Buy 1 txn

Insider Goto Yoriko

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	305	--	--

Holdings After Transaction: Common Stock — 305 shares (Direct)

Footnotes (1)

1. F1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

Key Figures

Shares acquired: 305 shares Shares held after transaction: 305 shares Transaction date: July 24, 2026

3 metrics

Shares acquired 305 shares Common Stock grant reported for July 24, 2026

Shares held after transaction 305 shares Direct ownership by Yoriko Goto following grant

Transaction date July 24, 2026 Date shares were acquired under stock compensation plans

Key Terms

stock compensation plans, Grant, award, or other acquisition, out-of-pocket cash payment

3 terms

stock compensation plans financial

"acquired the shares under the Issuer's stock compensation plans"

Grant, award, or other acquisition regulatory

"transaction code description "Grant, award, or other acquisition""

out-of-pocket cash payment financial

"did not make any out-of-pocket cash payment for the shares"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/28/2026 - 10:04 AM Accepted by SEC EDGAR 07/28/2026 - 10:04 AM Learn about SEC filing dates

FAQ

What insider transaction did SMFG director Yoriko Goto report?

Director Yoriko Goto reported receiving a grant of 305 shares of SMFG Common Stock on July 24, 2026 under the company’s stock compensation plans, with no out-of-pocket cash payment required for the shares.

How many SMFG shares does Yoriko Goto hold after this Form 4 transaction?

After the reported grant, Yoriko Goto directly holds 305 shares of Sumitomo Mitsui Financial Group Common Stock. The filing shows these holdings immediately following the July 24, 2026 stock compensation award.

Was the SMFG director’s acquisition a market purchase of shares?

No. The 305 shares reported by SMFG director Yoriko Goto were acquired under the issuer’s stock compensation plans. The footnote specifies she did not make any out-of-pocket cash payment, indicating this was a compensatory equity grant, not an open-market buy.

Was Yoriko Goto’s SMFG Form 4 transaction under a Rule 10b5-1 trading plan?

The filing indicates the transaction was not made under a Rule 10b5-1 trading plan. The document-level 10b5-1 checkbox is unchecked, and the footnote only describes a stock compensation grant with no reference to any pre-arranged trading plan.

What type of security did SMFG director Yoriko Goto receive in this Form 4?

Yoriko Goto received Common Stock of Sumitomo Mitsui Financial Group. The Form 4 records a grant of 305 shares on July 24, 2026, acquired through the issuer’s stock compensation plans without any out-of-pocket cash payment by the director.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goto Yoriko

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TYO:8316]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026	07/24/2026	A		305	A	(1)	305	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

	/s/ Masahiro Hokura, attorney-in-fact for Yoriko Goto	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)