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Director Romitha Mally receives 6,500 RSUs in Simply Good Foods (SMPL)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Simply Good Foods Co. director Romitha Mally reported a stock-based award from the company. On 01/28/2026, she was granted 6,500 shares of common stock at a price of $0, issued as restricted stock units under the company’s annual director compensation program.

Each RSU represents the right to receive one share of common stock, and the RSUs vest on the first anniversary of the grant date. Following this grant, Mally beneficially owns 10,437 shares of Simply Good Foods common stock, held directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mally Romitha

(Last) (First) (Middle)
1225 17TH ST.
SUITE 1000

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/28/2026 A 6,500(1) A $0 10,437 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted pursuant to the issuer's annual director compensation program. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.
Remarks:
/s/ Neil J. Eckstein as Attorney-in-Fact for Romitha S. Mally 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SMPL director Romitha Mally report?

Director Romitha Mally reported receiving 6,500 restricted stock units of Simply Good Foods common stock on 01/28/2026. These RSUs were granted under the company’s annual director compensation program and increase her direct beneficial ownership to 10,437 shares after the transaction.

At what price were the SMPL shares granted to Romitha Mally?

The 6,500 shares reported by SMPL director Romitha Mally were granted at a price of $0 per share. They were issued as restricted stock units, which are a form of equity compensation rather than a cash purchase on the open market.

How many Simply Good Foods (SMPL) shares does Romitha Mally now own?

After the 6,500-share RSU grant, SMPL director Romitha Mally beneficially owns 10,437 shares of the company’s common stock. These shares are reported as directly held, reflecting her updated ownership following the most recent equity compensation award.

When do Romitha Mally’s SMPL restricted stock units vest?

Romitha Mally’s 6,500 restricted stock units in Simply Good Foods vest on the first anniversary of the 01/28/2026 grant date. Upon vesting, each RSU entitles her to receive one share of the company’s common stock, assuming continued service conditions are met.

What type of equity award did SMPL grant to director Romitha Mally?

Simply Good Foods granted director Romitha Mally restricted stock units, or RSUs, tied to its common stock. Each of the 6,500 RSUs represents a contingent right to one share, awarded as part of the issuer’s annual director compensation program and subject to time-based vesting.

Is Romitha Mally’s SMPL ownership reported as direct or indirect?

Romitha Mally’s 10,437 Simply Good Foods shares, including the new RSU grant, are reported as directly owned. The filing does not attribute these holdings to a separate entity, indicating they are held in her direct capacity as a director of the company.
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1.58B
84.28M
Packaged Foods
Food and Kindred Products
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United States
DENVER