NuScale director files neutral Form 3 report

NuScale Power Corp director Dale E. Klein filed an initial Form 3 insider report.

Rhea-AI Filing Summary

NuScale Power Corp director Dale E. Klein filed an initial Form 3 insider report. The filing lists him as a director of the company but shows no reported transactions or current holdings, with all transaction and holding counts in the summary section at zero.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Net shares bought or sold: 0

3 metrics

Reported buy transactions 0 Form 3 transactionSummary buyCount

Reported sell transactions 0 Form 3 transactionSummary sellCount

Net shares bought or sold 0 Form 3 transactionSummary netBuySellShares

Key Terms

Form 3, reportingPersons, transactionSummary

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

""reportingPersons": [ { "name": "Klein Dale E.","

transactionSummary financial

""transactionSummary": { "buyCount": 0, "sellCount": 0,"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the NuScale Power (SMR) Form 3 filing for Dale E. Klein show?

The Form 3 for NuScale Power director Dale E. Klein reports his status as a director but shows no insider transactions or holdings. All transaction and holding counts in the filing’s summary section are zero, indicating no reportable activity at this time.

Did Dale E. Klein buy or sell NuScale Power (SMR) shares in this Form 3?

No, the filing reports no purchases or sales of NuScale Power shares by Dale E. Klein. The transaction summary shows buyCount and sellCount at zero, and netBuySellShares is also zero, indicating no reportable trading activity in this Form 3.

Are any derivative securities reported for Dale E. Klein in the NuScale Power (SMR) Form 3?

No derivative securities are reported for Dale E. Klein in this Form 3. The derivativeSummary section is empty and derivativeTransactionCount is zero, indicating no options, warrants, or other derivative positions are disclosed in this filing excerpt.

Does the NuScale Power (SMR) Form 3 indicate any gifts or tax-related share dispositions?

No, the Form 3 shows no gifts or tax-related share dispositions. The transaction summary lists giftCount and taxWithholdingCount as zero, and restructuringShares as zero as well, reflecting no such insider events in this report for Dale E. Klein.

What is the overall net trading direction in the NuScale Power (SMR) Form 3 for Dale E. Klein?

The overall net trading direction is neutral in this Form 3. The transaction summary shows netBuySellShares at zero and netBuySellDirection labeled as “neutral,” confirming there were no net insider share purchases or sales reported for Dale E. Klein.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 04:45 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Klein Dale E.

(Last) (First) (Middle)

1100 NE CIRCLE BLVD.

SUITE 350

(Street)

CORVALLIS OREGON 97330

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/29/2026

3. Issuer Name and Ticker or Trading Symbol
NUSCALE POWER Corp [ SMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	Patrick C. Cannon, attorney-in-fact for Dale E. Klein	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)