STOCK TITAN

NuScale Power (SMR) director Dale E. Klein files Form 3 with no trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NuScale Power Corp director Dale E. Klein filed an initial Form 3 insider report. The filing lists him as a director of the company but shows no reported transactions or current holdings, with all transaction and holding counts in the summary section at zero.

Positive

  • None.

Negative

  • None.
Reported buy transactions 0 Form 3 transactionSummary buyCount
Reported sell transactions 0 Form 3 transactionSummary sellCount
Net shares bought or sold 0 Form 3 transactionSummary netBuySellShares
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reportingPersons regulatory
""reportingPersons": [ { "name": "Klein Dale E.","
transactionSummary financial
""transactionSummary": { "buyCount": 0, "sellCount": 0,"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Klein Dale E.

(Last)(First)(Middle)
1100 NE CIRCLE BLVD.
SUITE 350

(Street)
CORVALLIS OREGON 97330

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/29/2026
3. Issuer Name and Ticker or Trading Symbol
NUSCALE POWER Corp [ SMR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
Patrick C. Cannon, attorney-in-fact for Dale E. Klein06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the NuScale Power (SMR) Form 3 filing for Dale E. Klein show?

The Form 3 for NuScale Power director Dale E. Klein reports his status as a director but shows no insider transactions or holdings. All transaction and holding counts in the filing’s summary section are zero, indicating no reportable activity at this time.

Did Dale E. Klein buy or sell NuScale Power (SMR) shares in this Form 3?

No, the filing reports no purchases or sales of NuScale Power shares by Dale E. Klein. The transaction summary shows buyCount and sellCount at zero, and netBuySellShares is also zero, indicating no reportable trading activity in this Form 3.

Are any derivative securities reported for Dale E. Klein in the NuScale Power (SMR) Form 3?

No derivative securities are reported for Dale E. Klein in this Form 3. The derivativeSummary section is empty and derivativeTransactionCount is zero, indicating no options, warrants, or other derivative positions are disclosed in this filing excerpt.

What is the overall net trading direction in the NuScale Power (SMR) Form 3 for Dale E. Klein?

The overall net trading direction is neutral in this Form 3. The transaction summary shows netBuySellShares at zero and netBuySellDirection labeled as “neutral,” confirming there were no net insider share purchases or sales reported for Dale E. Klein.