STOCK TITAN

NuScale Power CFO exercises options, sells 20,000 shares

The chief financial officer's reported sale was automatic under a Rule 10b5-1 plan adopted March 31, 2026.

(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

NuScale Power Corp. Chief Financial Officer Robert Ramsey Hamady exercised options for 20,000 shares of Class A Common Stock on October 1, 2026, at an exercise price of $3.20 per share, and sold 20,000 shares at $7.89 per share. The sale occurred automatically under a Rule 10b5-1 trading plan adopted March 31, 2026. The option entry reports 125,625 shares following the exercise.

Insider Hamady Robert Ramsey
Role Chief Financial Officer
Sold 20,000 shs ($158K)
Approx. gross sale proceeds $158K
Approx. exercise cost $64K
Approx. pre-tax spread $94K
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) F2 20,000 $3.20 $64K
Exercise Class A Common Stock 20,000 $3.20 $64K
Sale Class A Common Stock F1 20,000 $7.89 $158K
Holdings After Transaction: Employee Stock Option (right to buy) — 125,625 contracts (Direct); Class A Common Stock — 144,235 shares (Direct)
Footnotes (2)
  1. F1. The reported sale of 20,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31. 2026.
  2. F2. The stock options were granted February 28, 2024, and vest in three annual installments beginning on the anniversary of the grant date.
Shares exercised 20,000 shares October 1, 2026
Exercise price $3.20 per share Options exercised October 1, 2026
Shares sold 20,000 shares October 1, 2026
Sale price $7.89 per share Shares sold October 1, 2026
Shares following option transaction 125,625 shares Reported following the October 1, 2026 transaction
Rule 10b5-1 trading plan regulatory
"automatically pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Employee Stock Option (right to buy) financial
"Employee Stock Option (right to buy)"
annual installments technical
"vest in three annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NuScale SMR options did its chief financial officer exercise, and at what price?

Robert Ramsey Hamady exercised options for 20,000 shares on October 1, 2026, at an exercise price of $3.20 per share. The option entry reports 125,625 shares following the exercise.

How many NuScale SMR shares did its chief financial officer sell, and at what price?

Robert Ramsey Hamady sold 20,000 shares of Class A Common Stock at $7.89 per share on October 1, 2026. The sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted March 31, 2026.

When do the NuScale SMR options vest?

The options were granted February 28, 2024, and vest in three annual installments beginning on the anniversary of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hamady Robert Ramsey

(Last)(First)(Middle)
1100 NE CIRCLE BLVD., SUITE 350

(Street)
CORVALLIS OREGON 97330

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NUSCALE POWER Corp [ SMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026M20,000A$3.2164,235D
Class A Common Stock10/01/2026S(1)20,000D$7.89144,235D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$3.210/01/2026M20,000 (2)02/24/2034Class A Common Stock20,000$3.2125,625D
Explanation of Responses:
1. The reported sale of 20,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31. 2026.
2. The stock options were granted February 28, 2024, and vest in three annual installments beginning on the anniversary of the grant date.
Remarks:
Patrick C Cannon, attorney-in-fact for Robert Ramsey Hamady10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading