NuScale Power (SMR) CFO sells 20K shares, exercises 20K options under 10b5-1 plan

Rhea-AI Filing Summary

NuScale Power’s Chief Financial Officer, Robert Ramsey Hamady, reported an options exercise and a share sale. He exercised employee stock options for 20,000 shares of Class A Common Stock at $3.20 per share and sold 20,000 shares at $10.14 per share. The sale was executed automatically under a pre-arranged Rule 10b5-1 trading plan adopted on March 31, 2026. Following the transactions, he held 97,192 Class A shares directly and 165,625 stock options expiring on February 24, 2034.

Insider Trade Summary 10b5-1

Net Seller: 20,000 shares ($202,800)

Net Sell 3 txns

Insider Hamady Robert Ramsey

Role Chief Financial Officer

Sold 20,000 shs ($203K)

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy)	20,000	$0.00	--
Exercise	Class A Common Stock	20,000	$3.20	$64K
Sale	Class A Common Stock	20,000	$10.14	$203K

Holdings After Transaction: Employee Stock Option (right to buy) — 165,625 shares (Direct, null); Class A Common Stock — 117,192 shares (Direct, null)

Footnotes (1)

1. The reported sale of 20,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2026. The stock options were granted February 28, 2024, and will vest in three annual installments beginning on the anniversary of the grant date.

Key Figures

Shares sold: 20,000 shares Sale price: $10.14/share Options exercised: 20,000 shares +4 more

7 metrics

Shares sold 20,000 shares Class A Common Stock open-market sale

Sale price $10.14/share Price for 20,000 shares sold

Options exercised 20,000 shares Employee stock options converted to Class A shares

Exercise price $3.20/share Conversion price of employee stock options

Shares owned after 97,192 shares Direct Class A Common Stock holdings post-transaction

Remaining options 165,625 options Employee stock options outstanding after exercise

Option expiration February 24, 2034 Expiration date of reported option grant

Key Terms

Rule 10b5-1 trading plan, Employee Stock Option (right to buy), Class A Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"The reported sale of 20,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Employee Stock Option (right to buy) financial

"Security title is listed as Employee Stock Option (right to buy) with underlying Class A Common Stock"

Class A Common Stock financial

"Transactions involve Class A Common Stock, including 20,000 shares sold and 20,000 underlying shares for options"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 04:16 PM Accepted by SEC EDGAR 07/01/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hamady Robert Ramsey

(Last) (First) (Middle)

1100 NE CIRCLE BLVD., SUITE 350

(Street)

CORVALLIS OREGON 97330

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NUSCALE POWER Corp [ SMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/30/2026		M		20,000	A	$3.2	117,192	D
Class A Common Stock	06/30/2026		S(1)		20,000	D	$10.14	97,192	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$3.2	06/30/2026		M			20,000	(2)	02/24/2034	Class A Common Stock	20,000	$0	165,625	D

Explanation of Responses:

1. The reported sale of 20,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2026.

2. The stock options were granted February 28, 2024, and will vest in three annual installments beginning on the anniversary of the grant date.

Remarks:

	Patrick C Cannon, attorney-in-fact for Robert Ramsey Hamady	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NuScale Power (SMR) report for its CFO?

NuScale Power’s CFO, Robert Ramsey Hamady, exercised stock options for 20,000 shares and sold 20,000 Class A shares. The exercise price was $3.20 per share and the sale price was $10.14 per share, according to the Form 4 filing.

How many NuScale Power (SMR) shares did the CFO sell and at what price?

The CFO sold 20,000 shares of NuScale Power Class A Common Stock at $10.14 per share. This open-market sale was disclosed in the Form 4 and was executed automatically under a pre-arranged Rule 10b5-1 trading plan adopted in March 2026.

What stock options did the NuScale Power (SMR) CFO exercise in this filing?

He exercised employee stock options covering 20,000 underlying shares of Class A Common Stock at a conversion price of $3.20 per share. These options were originally granted on February 28, 2024 and vest in three annual installments beginning on the grant-date anniversary.

How many NuScale Power (SMR) shares does the CFO own after the reported transactions?

After the reported transactions, the CFO directly owns 97,192 shares of NuScale Power Class A Common Stock. The Form 4 also shows 165,625 remaining employee stock options, providing additional potential equity exposure if exercised before their February 24, 2034 expiration.

Was the NuScale Power (SMR) CFO’s share sale part of a trading plan?

Yes. The sale of 20,000 NuScale Power shares occurred automatically under a Rule 10b5-1 trading plan. The filing states this plan was adopted by the CFO on March 31, 2026, indicating the transaction timing was pre-arranged rather than discretionary.