Welcome to our dedicated page for Smith Micro Software SEC filings (Ticker: SMSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Smith Micro Software, Inc. (SMSI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, along with AI-powered summaries that help explain key points for investors. Smith Micro is a wireless-focused software publisher whose public reports describe its Digital Family Lifestyle™ offerings, SafePath® platform, and related Wireless segment activities.
Through this page, you can review annual reports on Form 10-K and quarterly reports on Form 10-Q, where Smith Micro discusses its Wireless segment, revenue sources, operating expenses, net income or loss, non-GAAP measures, and risk factors. These filings also describe trends in digital lifestyle services, customer concentration, reliance on wireless service providers, and the impact of cost reduction efforts.
Investors can also track current reports on Form 8-K, which Smith Micro uses to disclose material events such as financing transactions, receipt of a Nasdaq minimum bid price notice, cost reduction initiatives, leadership changes, and the sale of assets like the ViewSpot product. Recent 8-K filings have detailed registered offerings, private placements, secured note agreements, and related warrant issuances, as well as the terms and intended use of proceeds.
For those monitoring ownership and compensation topics, this page links to proxy statements on Form DEF 14A, which cover matters submitted to stockholders, including proposals related to Nasdaq listing rule 5635(d) and adjournment approvals. When available, Form 4 insider transaction reports can be used to analyze trading activity by Smith Micro officers, directors, and significant shareholders.
Stock Titan’s interface combines real-time updates from EDGAR with AI-generated highlights, helping users quickly identify important sections in lengthy documents. Whether you are examining SMSI’s capital structure, warrant and note terms, Nasdaq compliance disclosures, or segment discussion in its 10-K and 10-Q filings, this page centralizes the regulatory information needed for deeper analysis.
Smith Micro Software, Inc. is soliciting proxies for its 2026 virtual Annual Meeting of Stockholders with a Record Date of April 2, 2026. The meeting will consider election of two directors, ratification of auditors, an advisory vote on executive compensation, an amendment to the Amended and Restated Omnibus Equity Incentive Plan to add 3,000,000 shares (increasing the Share Reserve to 10,578,125), Nasdaq approval items to permit warrant adjustments tied to prior private placements, and a proposed reverse stock split. The proxy materials state 25,609,766 shares of Common Stock outstanding as of March 31, 2026, 1,571,175 shares available for grant under the Equity Plan as of March 31, 2026, and a closing share price of $0.7196 on March 31, 2026. The filings describe unregistered Common Warrants issued in September 2025 exercisable for 1,650,405 shares (initial exercise prices $0.73 or $0.74) that could adjust to 1,802,126 shares at a reduced exercise price of $0.6708 if stockholder approval under Nasdaq rules is obtained. The Annual Meeting materials and the Company’s 2025 Annual Report are available at www.envisionreports.com/SMSI.
Smith Micro Software President and CEO William W. Smith Jr. reported a routine tax-related share withholding. On March 13, 2026, 4,943 shares of common stock were withheld at an average vesting price of $0.846 per share to cover income taxes. After this disposition, he directly holds 296,756 common shares, and indirectly holds 5,517,674 common shares through the Smith Living Trust.
SMITH MICRO SOFTWARE executive Timothy C. Huffmyer, who serves as VP, COO, CFO and Treasurer, reported a routine tax-related share disposition. On this Form 4, 1,788 shares of common stock were withheld at an average vesting price of $0.846 per share to cover income taxes on vested equity. After this withholding, Huffmyer directly holds 184,567 shares of common stock, so the transaction represents a small, non‑market adjustment to his position rather than an open‑market sale.
SMITH MICRO SOFTWARE director Chetan Sharma received a grant of stock options as compensation. He was awarded options to buy 12,500 shares of common stock at an exercise price of $0.6862 per share, exercisable beginning on March 9, 2027 and expiring on March 9, 2036. Following this grant, he holds 12,500 derivative securities directly.
SZABO GREGORY J reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE director Gregory J. Szabo received a grant of 12,500 shares of common stock. The shares were awarded at a stated price of $0.00 per share as an unrestricted stock award under the Company’s Amended and Restated Omnibus Equity Incentive Plan. Following this equity grant, Szabo directly holds 73,493 shares of SMITH MICRO SOFTWARE common stock.
Keddy Asha reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. director Asha Keddy received an award of 12,500 shares of common stock as compensation. The filing describes this as an unrestricted stock award granted under the company’s Amended and Restated Omnibus Equity Incentive Plan. Following the grant, Keddy directly holds 54,629 shares of common stock.
gulko samuel reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. director Samuel Gulko received a grant of 12,500 shares of common stock on March 9, 2026. The award was issued at no cash cost as unrestricted stock under the Company’s Amended and Restated Omnibus Equity Incentive Plan, bringing his direct holdings to 70,274 shares.
Elfman Steven Lawrence reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. director Steven Lawrence Elfman reported receiving a grant of 12,500 shares of common stock on March 9, 2026. The award was an unrestricted stock grant made under the company's Amended and Restated Omnibus Equity Incentive Plan, with a reported grant price of $0.00 per share.
After this equity award, Elfman directly holds 69,087 shares of Smith Micro common stock. This is a compensation-related stock grant rather than an open-market purchase, so it does not reflect a discretionary buy of shares in the market.
SMITH MICRO SOFTWARE director Thomas G. Campbell received 12,500 shares of common stock as an unrestricted stock award. The shares were granted under the company's Amended and Restated Omnibus Equity Incentive Plan at no purchase price. Following this equity award, Campbell directly holds 49,706 shares of SMITH MICRO SOFTWARE common stock. This is a compensation-related acquisition rather than an open-market purchase.
Arno Andrew reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE director Andrew Arno reported receiving an unrestricted stock award of 12,500 shares of Common Stock at $0.00 per share. The grant was made under the company’s Amended and Restated Omnibus Equity Incentive Plan and increased his direct holdings to 88,007 shares.
The filing also shows indirect holdings of 1,875 shares in a spouse IRA and 1,875 shares each held by MJA Investment and JBA Investment, entities for which Arno makes investment decisions. He disclaims beneficial ownership of the MJA and JBA Investment shares.