Welcome to our dedicated page for SEMTECH SEC filings (Ticker: SMTC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Semtech Corp. SEC filings document the company’s public-company reporting for a Nasdaq-listed semiconductor and IoT connectivity issuer. Recent Form 8-K reports cover quarterly and fiscal-year operating results, Regulation FD disclosures, and material events tied to financing and capital-structure activity.
The filing record also includes definitive proxy materials for annual meeting matters such as director elections, auditor ratification, advisory executive compensation votes, and amendments to the Semtech Corporation 2017 Long-Term Equity Incentive Plan. Capital-structure disclosures identify common stock listed on the Nasdaq Global Select Market and the company’s 0% convertible senior notes due 2030 issued under an indenture with subsidiary guarantor provisions.
Form 144 notice for Semtech Corp (SMTC) reports a proposed sale of 1,000 common shares through UBS Financial Services on 08/28/2025, with an aggregate market value of $60,000. The filing shows 86,773,988 shares outstanding. The shares to be sold were acquired by RSU vesting on 03/03/2022 and the filer indicates payment/settlement on 03/03/2022. The filing also discloses two recent sales by the Silberstein Family Trust: 2,000 shares on 06/06/2025 for $76,294.75 and 2,000 shares on 06/24/2025 for $85,764.75. The signer represents no undisclosed material adverse information and the transaction will be executed on Nasdaq via UBS.
Semtech Corporation (SMTC) reported interim results in its Form 10-Q covering the quarter ended July 27, 2025. The company disclosed a $42.0 million pre-tax non-cash goodwill impairment charge related to its IoT Connectivity Services reporting unit driven by reduced earnings forecasts. Liquidity available includes $168.6 million in cash and $451.6 million of undrawn capacity on a $455.0 million revolving credit facility, and as of the period had $146.2 million outstanding on Term Loans. The company remains in compliance with credit covenants and has made prepayments on Term Loans in fiscal 2026. Material items disclosed include active litigation and securities class and derivative actions, environmental remediation accruals currently estimated between $0.1 million and $1.6 million remaining, convertible notes (2027 and 2028) with potential conversion windows, and outstanding warrants and hedge transactions. Management notes dependence on distributors and significant international sales and supplier footprint.
Semtech Corporation filed a current report to share that it has issued a press release announcing its financial results for the second quarter of fiscal year 2026, which ended on July 27, 2025. The press release, attached as Exhibit 99.1, also includes forward-looking statements about the company’s future performance and financial results.
The information in Items 2.02 and 7.01, and in Exhibit 99.1, is being furnished rather than filed, meaning it is not subject to liability under Section 18 of the Exchange Act and will only be incorporated into other securities documents if specifically referenced.
Semtech Corporation (SMTC) is the subject of an amended Schedule 13G/A reporting institutional holdings by Ameriprise Financial, Inc. (AFI) and Columbia Management Investment Advisers, LLC (CMIA). AFI reports an aggregate beneficial ownership of 7,175,860 shares, representing 8.3% of the class. CMIA reports 6,883,183 shares, representing 7.9% of the class. Both reporting persons state zero sole voting and sole dispositive power and record their voting and dispositive powers as shared.
The filing lists AFI as a Delaware corporation with a Minneapolis office and CMIA as a Minnesota entity with a Boston office. AFI notes it is the parent company of CMIA and that AFI's reported total includes the shares separately reported by CMIA, though each party disclaims beneficial ownership. The signatory certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Semtech Corp's EVP and COO Asaf Silberstein reported two sales transactions of common stock on June 24, 2025:
- First sale: 1,000 shares at $42.49 per share
- Second sale: 1,000 shares at $43.48 per share
Following these transactions, Silberstein's direct ownership decreased to 105,996 shares. The shares were held through The Silberstein Family Trust DTD 07/11/2016, where he serves as Trustee. The Form 4 was filed on June 28, 2025, within the required reporting timeline. The sales were executed at prices showing an upward movement from $42.49 to $43.48, suggesting favorable market conditions during the trading window.