Welcome to our dedicated page for Semtech SEC filings (Ticker: SMTC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Semtech Corporation (Nasdaq: SMTC) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, including current reports on Form 8-K and other documents filed under the Securities Exchange Act of 1934. Semtech is a Delaware corporation whose common stock, with a par value of $0.01 per share, is listed on The Nasdaq Global Select Market under the symbol SMTC, as noted in its 8-K cover pages.
Semtech uses Form 8-K to report material events such as quarterly financial results, capital markets transactions and other significant developments. For example, the company has filed 8-Ks to furnish press releases announcing its second and third quarter fiscal year 2026 results, and to describe the pricing and issuance of its 0% Convertible Senior Notes due 2030, including the related Indenture, guarantees by certain domestic subsidiaries, and the use of proceeds to exchange existing convertible notes and repay term loans. Other 8-Ks outline the intent to offer convertible notes and provide details on capped call transactions designed to manage potential dilution from these instruments.
Through this page, users can review Semtech’s disclosures about its trading symbol, exchange listing, jurisdiction of incorporation and material agreements, as well as the non-GAAP financial measures and reconciliations referenced in attached earnings press releases. The filings also describe key terms of the company’s debt instruments, including conversion conditions, redemption provisions, events of default and fundamental change repurchase rights.
Stock Titan enhances these filings with AI-powered summaries that explain the significance of documents such as 8-Ks, 10-Qs and 10-Ks in plain language. Real-time updates from the SEC’s EDGAR system help ensure that new Semtech filings, including Forms 4 related to insider transactions when available, appear promptly. Investors can use this resource to quickly understand Semtech’s financial reporting, capital structure changes and other regulatory disclosures without reading every page of each filing.
Gregory M. Fischer, a director of Semtech Corp (SMTC), reported sales of a total of 1,500 shares of Semtech common stock on 08/29/2025 under a Rule 10b5-1 trading plan adopted May 30, 2025. The report lists three sale transactions: 1,268 shares at a weighted average price of $58.2508, 219 shares at $59.4205, and 13 shares at $59.8719. Following these dispositions, Mr. Fischer beneficially owns 3,891 shares of Semtech common stock. The Form 4 was signed on behalf of Mr. Fischer by Mark Lin under a power of attorney and filed on 09/02/2025. The filing explicitly notes the price ranges for each tranche and that detailed price and share breakdowns are available upon request.
Semtech Corp (SMTC) Form 144 notice reports a proposed sale of 1,000 common shares through UBS with an aggregate market value of $60,000 to be sold on 08/29/2025 on Nasdaq. The filing shows the securities to be sold were acquired via RSU vesting on 03/03/2022 (748 shares) and 03/06/2021 (252 shares). The filer lists prior dispositions by the Silberstein Family Trust totaling 5,000 shares over the past three months (2,000 on 06/06/2025 for $76,294.75; 2,000 on 06/24/2025 for $85,764.75; 1,000 on 08/28/2025 for $60,000). The broker is UBS Financial Services, Inc. The notice includes the signer’s representation that no undisclosed material adverse information is known.
Form 144 notice filed for Semtech Corp (SMTC) reports a proposed sale of 1,500 common shares through UBS Financial Services on Nasdaq, with an aggregate market value of $87,653.40 and an approximate sale date of 08/29/2025. The shares were acquired as an RSU grant on 06/09/2024 and fully paid on that date. The filer reports 86,773,988 shares outstanding for the issuer and indicates no securities sold in the past three months. The notice includes the usual representation that the seller is not aware of undisclosed material adverse information.
Form 144 notice for Semtech Corp (SMTC) reports a proposed sale of 1,000 common shares through UBS Financial Services on 08/28/2025, with an aggregate market value of $60,000. The filing shows 86,773,988 shares outstanding. The shares to be sold were acquired by RSU vesting on 03/03/2022 and the filer indicates payment/settlement on 03/03/2022. The filing also discloses two recent sales by the Silberstein Family Trust: 2,000 shares on 06/06/2025 for $76,294.75 and 2,000 shares on 06/24/2025 for $85,764.75. The signer represents no undisclosed material adverse information and the transaction will be executed on Nasdaq via UBS.
Semtech Corporation (SMTC) reported interim results in its Form 10-Q covering the quarter ended July 27, 2025. The company disclosed a $42.0 million pre-tax non-cash goodwill impairment charge related to its IoT Connectivity Services reporting unit driven by reduced earnings forecasts. Liquidity available includes $168.6 million in cash and $451.6 million of undrawn capacity on a $455.0 million revolving credit facility, and as of the period had $146.2 million outstanding on Term Loans. The company remains in compliance with credit covenants and has made prepayments on Term Loans in fiscal 2026. Material items disclosed include active litigation and securities class and derivative actions, environmental remediation accruals currently estimated between $0.1 million and $1.6 million remaining, convertible notes (2027 and 2028) with potential conversion windows, and outstanding warrants and hedge transactions. Management notes dependence on distributors and significant international sales and supplier footprint.
Semtech Corporation filed a current report to share that it has issued a press release announcing its financial results for the second quarter of fiscal year 2026, which ended on July 27, 2025. The press release, attached as Exhibit 99.1, also includes forward-looking statements about the company’s future performance and financial results.
The information in Items 2.02 and 7.01, and in Exhibit 99.1, is being furnished rather than filed, meaning it is not subject to liability under Section 18 of the Exchange Act and will only be incorporated into other securities documents if specifically referenced.
Semtech Corporation (SMTC) is the subject of an amended Schedule 13G/A reporting institutional holdings by Ameriprise Financial, Inc. (AFI) and Columbia Management Investment Advisers, LLC (CMIA). AFI reports an aggregate beneficial ownership of 7,175,860 shares, representing 8.3% of the class. CMIA reports 6,883,183 shares, representing 7.9% of the class. Both reporting persons state zero sole voting and sole dispositive power and record their voting and dispositive powers as shared.
The filing lists AFI as a Delaware corporation with a Minneapolis office and CMIA as a Minnesota entity with a Boston office. AFI notes it is the parent company of CMIA and that AFI's reported total includes the shares separately reported by CMIA, though each party disclaims beneficial ownership. The signatory certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.