Did SmartKem (SMTK) report any disputes related to the CTO’s resignation?

SmartKem stated that the CTO’s resignation was not due to any dispute or disagreement. The company specifically noted there were no issues regarding its financial statements, internal controls, operations, policies, or practices connected to his departure from the subsidiary role.

SmartKem discloses CTO resignation at subsidiary

SmartKem, Inc. reported that on April 10, 2026 it accepted the voluntary resignation of Simon Ogier as Chief Technology Officer of subsidiary SmartKem Ltd., effective April 13, 2026.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

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Form Type

8-K

Rhea-AI Filing Summary

SmartKem, Inc. reported that on April 10, 2026 it accepted the voluntary resignation of Simon Ogier as Chief Technology Officer of subsidiary SmartKem Ltd., effective April 13, 2026. The company stated that his resignation is not due to any dispute or disagreement over financial statements, internal controls, operations, policies, or practices.

8-K Event Classification

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

1 item

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Key Figures

Resignation acceptance date: April 10, 2026 Resignation effective date: April 13, 2026

2 metrics

Resignation acceptance date April 10, 2026 Date SmartKem, Inc. accepted CTO resignation

Resignation effective date April 13, 2026 Effective date of CTO resignation at SmartKem Ltd.

Key Terms

Form 8-K, Emerging growth company, Item 5.02, internal controls

4 terms

Form 8-K regulatory

"FORM 8-K April 13, 2026 SmartKem, Inc."

A Form 8-K is a report that companies file with the government to share important news quickly, such as changes in leadership, major business deals, or financial updates. It matters because it helps investors stay informed about significant events that could affect the company's value or stock price.

Emerging growth company regulatory

"Emerging growth company x"

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

Item 5.02 regulatory

"Item 5.02. Departure of Directors or Principal Officers; Election of Directors"

internal controls financial

"not the result of any dispute or disagreement with the Company on any matters relating to the Company’s financial statements, internal controls, operations"

Internal controls are the policies, procedures and routine checks a company uses to keep its financial records accurate, safeguard assets, and ensure laws and internal rules are followed. For investors they matter because strong controls reduce the risk of accounting errors, fraud or surprise liabilities; think of them as locks, alarms and bookkeeping checklists that make a company’s reported results more trustworthy and lower the chance of unexpected losses.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What leadership change did SmartKem (SMTK) disclose in this 8-K filing?

SmartKem disclosed that Simon Ogier voluntarily resigned as Chief Technology Officer of its subsidiary, SmartKem Ltd. The company accepted his resignation on April 10, 2026, and it became effective April 13, 2026, indicating a planned transition in its technology leadership role.

When did the SmartKem CTO resignation become effective?

The resignation of SmartKem Ltd.’s Chief Technology Officer, Simon Ogier, became effective on April 13, 2026. The company accepted his voluntary resignation on April 10, 2026, and disclosed these dates clearly to show the timing of the technology leadership transition.

Which SmartKem entity was affected by the CTO’s resignation?

The leadership change affects SmartKem Ltd., a subsidiary of SmartKem, Inc. Simon Ogier resigned from his position as Chief Technology Officer at SmartKem Ltd., while the parent company, SmartKem, Inc., reported the change in its Form 8-K filed with the SEC.

What SEC item did SmartKem (SMTK) use to report this officer change?

SmartKem reported the leadership change under Item 5.02 of Form 8-K. This item covers departures of directors or principal officers, elections of directors, and appointments of principal officers, making it the appropriate category for disclosing the CTO’s resignation at the subsidiary.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 04:51 PM EDT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 13, 2026

SmartKem, Inc.

(Exact name of registrant as specified in its charter)

Delaware	001-42115	85-1083654
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

Manchester Technology Center, Hexagon Tower

Delaunays Road, Blackley

Manchester, M9 8GQ U.K.

(Address of principal executive offices, including zip code)

011-44-161-721-1514

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of exchange on which registered
Common Stock, par value $0.0001 per share		SMTK		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b - 2 of the Securities Exchange Act of 1934 (§240.12b - 2 of this chapter).

Emerging growth company x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

On April 10, 2026, SmartKem, Inc. (the “Company”) accepted the voluntary resignation of Simon Ogier as the Chief Technology Officer of SmartKem Ltd., a subsidiary of the Company, effective April 13, 2026. His resignation is not the result of any dispute or disagreement with the Company on any matters relating to the Company’s financial statements, internal controls, operations, policies, or practices.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	SMARTKEM, INC.

Dated: April 17, 2026	By:	/s/ Barbra C. Keck
		Barbra C. Keck
		Chief Financial Officer

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

3 documents