STOCK TITAN

Sumitomo Electric ADRs represent half a common share

The depositary undertakes to give registered receipt holders 30 days’ notice before a fee-schedule change.

Accepted by SEC EDGAR Learn about SEC filing dates
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Form Type
F-6 POS

Rhea-AI Filing Summary

Sumitomo Electric Industries, Ltd.'s American Depositary Shares (ADSs) are addressed by a post-effective amendment; each ADS represents one-half of one common share. JPMorgan Chase Bank, N.A. is the depositary under the receipt agreement, which covers matters including voting, dividends, rights and withdrawals.

The depositary undertakes to make available for holder inspection reports and communications it receives as holder of the deposited securities when the issuer makes them generally available to holders of the underlying securities. It also undertakes to notify registered receipt holders 30 days before a fee-schedule change.

ADS-to-common-share ratio 1 ADS represents one-half of one common share American Depositary Share terms
Fee-schedule change notice 30 days Notice to each registered receipt holder before a change
American Depositary Shares financial
"each American Depositary Share representing one-half of one share"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
American Depositary Receipts financial
"Receipts evidencing American Depositary Shares"
A certificate traded on U.S. markets that represents ownership of shares in a foreign company, letting U.S. investors buy and sell that company as if it were listed domestically. Think of it as a local voucher for a foreign product: it makes price quotes in dollars, trades on familiar exchanges, and brings differences in liquidity, fees and legal protections that can affect returns and risk compared with buying the underlying foreign shares directly.
deposited securities financial
"holder of the deposited securities"
Rule 12g3-2(b) regulatory
"exemption from registration under Rule 12g3-2(b)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does one SMTOY American Depositary Share represent?

Each SMTOY American Depositary Share represents one-half of one Sumitomo Electric Industries, Ltd. common share.

How much notice do SMTOY receipt holders get before a fee-schedule change?

JPMorgan Chase Bank, N.A., as depositary, undertakes to notify each registered receipt holder 30 days before any change in the fee schedule.

Which Sumitomo Electric reports can SMTOY receipt holders inspect?

The depositary undertakes to make available at its U.S. principal office for inspection reports and communications it receives as holder of the deposited securities, provided the issuer makes them generally available to holders of the underlying securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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333-234890

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM F-6

REGISTRATION STATEMENT

Under

THE SECURITIES ACT OF 1933

For American Depositary Shares Evidenced by American Depositary Receipts

______________________

 

Sumitomo Electric Industries, Ltd.

(Exact name of Issuer of deposited securities as specified in its charter)

 

Japan

(Jurisdiction of Incorporation or organization of Issuer)

______________________

 

JPMorgan Chase Bank, N.A.

(Exact name of depositary as specified in its charter)

 

270 Park Avenue, Floor 8, New York, New York 10017

Tel. No.: (800) 990-1135

(Address, including zip code, and telephone number of depositary's principal offices)

______________________

 

JPMorgan Chase Bank, N.A.

ADR Department

270 Park Avenue, Floor 8

New York, New York 10017

Tel. No.: (800) 990-1135

(Address, including zip code, and telephone number of agent for service)

______________________

 

Copy to:

 

Scott A. Ziegler, Esq.

Ziegler, Ziegler & Associates, LLP

570 Lexington Avenue, Suite 2405

New York, New York 10022

 

It is proposed that this filing become effective under Rule 466

 

☐ immediately upon filing ☒

on July 1, 2026 at 8:30 am (EST)

 

 

If a separate registration statement has been filed to register the deposited shares, check the following box. ☐

 

CALCULATION OF REGISTRATION FEE

Title of Each Class of

Securities to be Registered

 

Amount

to be

Registered

Proposed Maximum

Offering

Price Per Unit (1)

Proposed Maximum

Aggregate Offering Price (2)

Amount of

Registration Fee

American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one-half of one share of common stock of Sumitomo Electric Industries, Ltd.

n/a

n/a

n/a

n/a

(1) Each unit represents one American Depositary Share.

(2) Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of such Receipts evidencing such American Depositary Shares.

    

Pursuant to Rule 429, the Prospectus contained herein also relates to the American Depositary Shares registered under Form F-6 Registration Statement Nos. 333-234890 and 333-197527. This Registration Statement constitutes Post-Effective Amendment No. 1 to Registration No. 333-234890 and Post-Effective Amendment No. 2 to Registration No. 333-197527.

 

 

 

 

PART I

 

INFORMATION REQUIRED IN PROSPECTUS

 

Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED

 

Item Number and Caption  

Location in Form of American Depositary

Receipt Filed Herewith as Prospectus

     
(1) Name and address of Depositary   Introductory paragraph
       
(2) Title of American Depositary Receipts and identity of deposited securities   Face of American Depositary Receipt, top center
       
Terms of Deposit:    
       
  (i) Amount of deposited securities represented by one unit of American Depositary Shares   Face of American Depositary Receipt, upper right corner
         
  (ii) Procedure for voting, if any, the deposited securities   Articles (11), (13) and (16)
         
  (iii) Collection and distribution of dividends   Articles (7), (12) and (13)
         
  (iv) Transmission of notices, reports and proxy soliciting material   Articles (10) and (11)
         
  (v) Sale or exercise of rights   Articles (12) and (13)
         
  (vi) Deposit or sale of securities resulting from dividends, splits or plans of reorganization   Articles (7), (12), (13), (15) and (16)
         
  (vii) Amendment, extension or termination of the Deposit Agreement   Articles (17) and (18)
         
  (viii) Rights of holders of receipts to inspect the transfer books of the Depositary and the list of Holders of receipts   Article (3)
         
  (ix) Restrictions upon the right to deposit or withdraw the underlying securities   Articles (2), (4), (5), (6), (15), (18) and (19)
         
  (x) Limitation upon the liability of the Depositary   Introductory paragraph and Articles (2), (4), (7), (8), (11), (14), (16) and (20)
         
(3) Fees and Charges   Articles (19) and (20)
       
Item 2. AVAILABLE INFORMATION    
       
Item Number and Caption  

Location in Form of American Depositary

Receipt Filed Herewith as Prospectus

       
  Statement that as of the date of the establishment of the program for issuance of Receipts by the Depositary, the Depositary had a good faith belief (after limited investigation), that the issuer of the Deposited Securities publishes information in English required to maintain the exemption from registration under Rule 12g3-2(b) under the Securities Exchange Act of 1934 on its Internet Web site (with the location of such Internet Web site) or through an electronic information delivery system generally available to the public in its primary trading market   Article (10)

 

I-1 

 

 

Prospectus

 

THIS PAGE AND THE FORM OF AMERICAN DEPOSITARY RECEIPT ATTACHED HERETO AS EXHIBIT (A) CONSTITUTE THE PROSPECTUS RELATING TO SUCH AMERICAN DEPOSITARY RECEIPTS, IN ACCORDANCE WITH GENERAL INSTRUCTION III.B OF FORM F-6 OF THE SECURITIES AND EXCHANGE COMMISSION

    

I-2 

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 3. EXHIBITS

 

(a)       Copy of Agreement - The Agreement between JPMorgan Chase Bank, N.A., as depositary (the "Depositary"), and all holders from time to time of American Depositary Receipts evidencing American Depositary Shares registered hereunder is contained in the form of the American Depositary Receipt itself, constituting the Prospectus filed as a part of this Registration Statement. Filed herewith as exhibit (a).

 

(b)       Any other agreement, to which the Depositary is a party, relating to the issuance of the Depositary Shares registered hereby or custody of the deposited securities represented thereby. - None.

 

(c)       Any material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - None.

 

(d)        Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities to be registered. Previously filed.

 

(e)       Certification under Rule 466. Filed herewith as exhibit (e).

 

Item 4. UNDERTAKINGS

 

(a) The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b) If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of a Receipt thirty days before any change in the fee schedule.

 

 II-1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A., on behalf of the legal entity created by the agreement for the issuance of American Depositary Shares, certifies that it has reasonable grounds to believe that all of the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on June 26, 2026.

 

 

Legal entity created by the agreement for the issuance of American Depositary Receipts evidencing American Depositary Shares for shares of the foreign private issuer whose name is set forth on the facing page of this Registration Statement on Form F-6

     
  JPMORGAN CHASE BANK, N.A., as Depositary
     
  By: /s/ Michael A. Oliver
  Name:

Michael A. Oliver

  Title:

Vice President

 

 II-2

 

 

INDEX TO EXHIBITS

 

Exhibit    
Number    
     
(a)   Form of ADR
     
(e)   Rule 466 Certification

 

 

 

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