Welcome to our dedicated page for SMX SEC filings (Ticker: SMX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SMX (Security Matters) Public Limited Company filings document a foreign private issuer that reports current events on Form 6-K and maintains Nasdaq-listed ordinary shares and warrants. The company’s regulatory disclosures cover its molecular traceability business, the Digital Material Passport Platform, material identity records, real-world asset tokenization concepts, and supply-chain applications for plastics, metals, and other materials.
SMX filings also record capital-structure and governance matters, including reverse stock splits, issued and outstanding ordinary share counts, incentive equity plan amendments, restricted stock unit grants, board transitions, audit and compensation committee appointments, registration statement incorporations, and risk factors tied to share liquidity, trading prices, convertible securities, and Nasdaq requirements.
SMX (Security Matters) Public Limited Company registers for resale up to 30,411,426 Ordinary Shares, consisting of shares held by selling stockholders and shares the Company may elect to issue to a SEPA Investor under a Standby Equity Purchase Agreement. The registration covers resale by the named Selling Stockholders.
The prospectus also describes an Equity Line under the SEPA under which the SEPA Investor has committed to purchase up to $250,000,000 of Ordinary Shares; the Company has drawn down portions and may, at its discretion and subject to the SEPA, direct additional purchases within specified per-advance limits.
SMX (Security Matters) PLC reports changes to its board committees. The board appointed Tan Cheong Hwai, Richard G. Hayes and Pebble Sia Huei-Chieh to fill vacancies on the audit committee, with Hayes serving as chairperson. All audit committee members are described as independent and financially literate under SEC and Nasdaq rules.
The same three directors were also appointed to fill vacancies on the compensation committee, with Pebble Sia Huei-Chieh named as chairperson. These members are also stated to qualify as independent for compensation committee purposes. This report is incorporated by reference into the company’s Form S-8 registration statement.
SMX (Security Matters) PLC filed a Form 6-K highlighting a strategic partnership with LIQOS, by algo21 to build what they describe as the world’s first tokenized market infrastructure for verified industrial materials. The parties intend to enter a definitive commercial agreement to deploy an end‑to‑end stack that links SMX’s molecular traceability and blockchain‑based registry with LIQOS’s GENIE liquidity and execution platform.
The planned architecture is expected to verify materials at the molecular level, create digital twins on-chain, and support tokenized instruments tied to assets such as rare earths, precious metals, and recycled materials. SMX has granted LIQOS a priority and exclusive first opportunity for up to ninety days, or earlier upon certain events, to deliver liquidity orchestration and exchange backend technology for the SMX exchange prototype.
SMX (Security Matters) PLC filed a Form 6-K highlighting a strategic partnership with LIQOS, by algo21 to build what they describe as the world’s first tokenized market infrastructure for verified industrial materials. The parties intend to enter a definitive commercial agreement to deploy an end‑to‑end stack that links SMX’s molecular traceability and blockchain‑based registry with LIQOS’s GENIE liquidity and execution platform.
The planned architecture is expected to verify materials at the molecular level, create digital twins on-chain, and support tokenized instruments tied to assets such as rare earths, precious metals, and recycled materials. SMX has granted LIQOS a priority and exclusive first opportunity for up to ninety days, or earlier upon certain events, to deliver liquidity orchestration and exchange backend technology for the SMX exchange prototype.
SMX (Security Matters) PLC reported a major board reshuffle and a new compensation plan for independent directors. Chairman Ophir Sternberg and directors Roger Meltzer and Thomas Hawkins resigned, each stating their departure was not due to disagreements over operations, policies or practices.
The board appointed three independent directors – finance executive Tan Cheong Hwai, luxury and consulting veteran Daniel Peterlin, and precious-metals and governance specialist Richard G. Hayes – to fill the vacancies. Founder and CEO Haggai Alon was named Chairman, centralizing leadership as SMX pursues global growth in fashion, luxury, mining, rare earth materials and the Singapore financial ecosystem.
The new independent director plan grants each non‑management board member an annual $150,000 cash fee, with an extra $100,000 annually if the chair is independent. These payments apply retroactively from January 1, 2025. Departing directors entered separation agreements covering mutual releases, payment of these fees, registration of certain share holdings, extended directors’ and officers’ insurance coverage for at least six years, voting proxies in favor of Mr. Alon while they still own shares, and mutual non‑disparagement.
SMX (Security Matters) Public Limited Company registers the resale of up to 30,411,426 Ordinary Shares for selling stockholders, to be offered from time to time under this Registration Statement.
The prospectus also covers shares the Company may issue under a Standby Equity Purchase Agreement (SEPA) that contemplates up to $250,000,000 of purchases by a SEPA Investor; the Company has drawn down $11,300,720 and issued 179,682 Ordinary Shares (post-reverse split) to date, subject to the terms and conditions specified in the SEPA. The Selling Stockholders may sell listed shares publicly or privately; the Company will not receive proceeds from resale by the Selling Stockholders but may receive proceeds from sales to the SEPA Investor.
SMX (Security Matters) Public Limited Company reported its current share structure. As of February 23, 2026, the company has 2,224,067 issued and outstanding ordinary shares.
Of this total, 1,655,364 shares are classified as restricted shares, indicating that a substantial portion of the equity is subject to restrictions.
SMX (Security Matters) PLC reported that it has entered into a non-binding 12‑month Strategic Collaboration Agreement with M2i Global, alongside Volato Group, to run a pilot for secure, traceable critical minerals commerce. The parties aim to combine SMX’s supply chain integrity technology with M2i’s CAINO digital backbone and M2i Metals Marketplace.
The initial pilot will move controlled mineral shipments from Western Australia to the United States, using physical tagging, tamper‑evident controls, and digital evidence capture at key custody events. Each lot will receive a serialized CAINO record to link custody logs, assay data, and marketplace-ready documentation.
The collaboration is designed to support M2i’s Critical Mineral Reserve framework and to demonstrate a repeatable model for trusted material onboarding and authenticated transactions. After the pilot, the parties may consider definitive agreements for an ongoing relationship, depending on results and future plans.
SMX (Security Matters) Public Limited Company has filed a Form F-1 to register the resale of up to 30,411,426 ordinary shares by selling stockholders. These shares relate to a Standby Equity Purchase Agreement under which a SEPA investor has committed to buy up to $250,000,000 of SMX shares through an equity line of credit, with advances priced at 94% of the lowest three-day VWAP and capped at 4.99% of shares outstanding per advance. SMX has already drawn $11,130,720 under this facility, issuing 179,682 post-split shares, and may continue to sell shares over a 36‑month period. The company also recently implemented multiple reverse stock splits, adopted a shareholder rights plan with preferred shares paying an 18.5% annual dividend on a $250 million liquidation preference, and entered a series of high-cost convertible note and equity financing arrangements to fund operations and manage indebtedness.
SMX (Security Matters) PLC has adopted a shareholder rights plan by authorizing one preferred share purchase right for each outstanding ordinary share. The rights will be issued to shareholders of record on 2 March 2026 and are governed by a Rights Agreement dated 13 February 2026.
Each right lets holders buy one Series A Preferred Share at an exercise price of US$0.0001 if any person or group acquires at least 10% of the ordinary shares without board approval. The plan is designed to discourage coercive or otherwise unfair takeover tactics while allowing mergers or other business combinations that are approved by the board.