Welcome to our dedicated page for SMX SEC MATTERS PLC SEC filings (Ticker: SMXWW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for SMX (Security Matters) Public Limited Company (SMXWW) provides access to the company’s regulatory disclosures as a foreign private issuer listed on the Nasdaq Capital Market. SMX files reports such as Form 20-F and multiple Forms 6-K under the Securities Exchange Act of 1934, offering insight into corporate actions, capital structure, incentive plans, and strategic initiatives.
Recent Form 6-K filings describe several important developments. These include details of a reverse stock split of the company’s ordinary shares and the resulting proportional adjustments to outstanding options, warrants, and other convertible securities, including Nasdaq-listed warrants under the symbol SMXWW. Other filings outline amendments to SMX’s 2022 Incentive Equity Plan, increases in authorized ordinary shares under that plan, and grants of restricted stock units and stock options to executive officers, directors, consultants, employees, and advisors.
Filings also summarize financing arrangements involving promissory notes with an original issue discount, staged funding, conversion features tied to market prices, and limitations on conversions and share sales. Disclosures explain the intended use of proceeds for working capital, general corporate purposes, and repayment of indebtedness, as well as fees and obligations to placement agents and advisors. Subsequent company press releases, furnished on Form 6-K, report full conversion of certain convertible notes into ordinary shares, which SMX states has reduced long-term liabilities and removed corporate-level convertible indebtedness.
Additional 6-K reports cover the planned incorporation of SMX (Treasury and Digital Asset Holding Company) Limited, a wholly owned subsidiary in Ireland intended to support potential acquisition of Bitcoin and other cryptocurrency assets as a treasury reserve asset under amended treasury investment guidelines. Filings also incorporate by reference certain press releases and describe SMX’s reliance on home country corporate governance practices under applicable Nasdaq rules.
On Stock Titan, these filings are paired with AI-powered tools that help readers interpret complex documents. While the original Forms 6-K and related exhibits remain the authoritative sources, AI-generated summaries can highlight key items such as share consolidations, warrant adjustments, incentive plan changes, financing terms, and treasury initiatives. Users can quickly locate information relevant to SMX’s capital structure, governance choices, and strategic positioning, while still having direct access to the full-text filings from EDGAR for detailed review.
SMX (Security Matters) Public Limited Company Chairman and CEO Haggai Alon has filed a Schedule 13D reporting his equity stake. He beneficially owns 224,501 ordinary shares, obtained as vested restricted stock units under the company’s 2022 Incentive Equity Plan.
These 224,501 shares represented 16.24% of the 1,382,773 ordinary shares outstanding as of November 20, 2025, and 3.08% of the 7,297,433 shares outstanding as of April 23, 2026. He also holds 2,000,000 unvested RSUs that are not counted in current beneficial ownership but would raise his stake to 23.93% if treated as outstanding.
SMX (Security Matters) Public Limited Company Chairman and CEO Haggai Alon has filed a Schedule 13D reporting his equity stake. He beneficially owns 224,501 ordinary shares, obtained as vested restricted stock units under the company’s 2022 Incentive Equity Plan.
These 224,501 shares represented 16.24% of the 1,382,773 ordinary shares outstanding as of November 20, 2025, and 3.08% of the 7,297,433 shares outstanding as of April 23, 2026. He also holds 2,000,000 unvested RSUs that are not counted in current beneficial ownership but would raise his stake to 23.93% if treated as outstanding.
SMX (Security Matters) Public Ltd Co reported that Interim CFO and director Amir Bader received an award of 200,000 restricted stock units, each representing one ordinary share at a grant price of $0.00 per share.
The restricted stock units convert into ordinary shares on January 31, 2027. Following this award, Bader’s direct holdings increased to 308,846 ordinary shares in total, reflecting a compensation-related equity grant rather than an open-market purchase.
SMX (Security Matters) Public Ltd Co reported that Interim CFO and director Amir Bader received an award of 200,000 restricted stock units, each representing one ordinary share at a grant price of $0.00 per share.
The restricted stock units convert into ordinary shares on January 31, 2027. Following this award, Bader’s direct holdings increased to 308,846 ordinary shares in total, reflecting a compensation-related equity grant rather than an open-market purchase.
Alon Haggai reported acquisition or exercise transactions in this Form 4 filing.
SMX (Security Matters) Public Ltd Co reported that Chairman & CEO Alon Haggai received a grant of 2,000,000 restricted stock units, each representing a contingent right to one ordinary share. The RSUs vest in two equal tranches on January 31, 2027 and January 31, 2028. Following this award, Haggai is shown as holding 2,224,501 ordinary shares directly. This is a compensation-related equity award, not an open‑market share purchase.
Alon Haggai reported acquisition or exercise transactions in this Form 4 filing.
SMX (Security Matters) Public Ltd Co reported that Chairman & CEO Alon Haggai received a grant of 2,000,000 restricted stock units, each representing a contingent right to one ordinary share. The RSUs vest in two equal tranches on January 31, 2027 and January 31, 2028. Following this award, Haggai is shown as holding 2,224,501 ordinary shares directly. This is a compensation-related equity award, not an open‑market share purchase.
SMX (Security Matters) Public Ltd Co director and Interim CFO Amir Bader has filed an initial statement of beneficial ownership. The Form 3 shows he directly holds 108,846 Ordinary Shares as of March 18, 2026. The filing records holdings only, with no reported transactions.
SMX (Security Matters) Public Ltd Co director and Interim CFO Amir Bader has filed an initial statement of beneficial ownership. The Form 3 shows he directly holds 108,846 Ordinary Shares as of March 18, 2026. The filing records holdings only, with no reported transactions.
SMX (Security Matters) Public Ltd Co CEO and Chairman Alon Haggai filed an initial Form 3 reporting his ownership in the company. He reports beneficial ownership of 224,501 Ordinary Shares, held directly as of March 18, 2026. The filing does not reflect a new buy or sell transaction, but rather discloses his current stake as an insider director and officer.
SMX (Security Matters) Public Ltd Co CEO and Chairman Alon Haggai filed an initial Form 3 reporting his ownership in the company. He reports beneficial ownership of 224,501 Ordinary Shares, held directly as of March 18, 2026. The filing does not reflect a new buy or sell transaction, but rather discloses his current stake as an insider director and officer.
SMX (Security Matters) Public Limited Company amended its 2022 Incentive Equity Plan to increase authorized ordinary shares under the plan from approximately 2,442,092 to 4,754,592. The company then granted 2,300,000 restricted stock units to executives, directors, and service providers, with vesting starting no earlier than January 31, 2027.
As of April 23, 2026, SMX had 7,297,433 ordinary shares issued and outstanding. As a Foreign Private Issuer, it relied on Nasdaq Rule 5615(a)(3) to approve the amendment without stockholder approval. The disclosure is incorporated by reference into existing Form F-3 and Form S-8 registration statements.
SMX (Security Matters) Public Limited Company amended its 2022 Incentive Equity Plan to increase authorized ordinary shares under the plan from approximately 2,442,092 to 4,754,592. The company then granted 2,300,000 restricted stock units to executives, directors, and service providers, with vesting starting no earlier than January 31, 2027.
As of April 23, 2026, SMX had 7,297,433 ordinary shares issued and outstanding. As a Foreign Private Issuer, it relied on Nasdaq Rule 5615(a)(3) to approve the amendment without stockholder approval. The disclosure is incorporated by reference into existing Form F-3 and Form S-8 registration statements.
SMX (Security Matters) PLC is warning that it has carried out numerous reverse stock splits and may implement additional reverse stock splits through the fiscal year ending December 31, 2026 or later without further shareholder approval under Irish law.
The company states that past reverse splits have reduced share liquidity, increased the number of small “odd lot” holders and, in some cases, coincided with declines in its share price. It notes that future reverse splits may again hurt liquidity and market value, and acknowledges the risk that its history of multiple reverse splits could prompt Nasdaq to issue a deficiency notice or even delist the stock, which would materially harm its ability to raise capital and the value of existing holdings.
SMX (Security Matters) PLC is warning that it has carried out numerous reverse stock splits and may implement additional reverse stock splits through the fiscal year ending December 31, 2026 or later without further shareholder approval under Irish law.
The company states that past reverse splits have reduced share liquidity, increased the number of small “odd lot” holders and, in some cases, coincided with declines in its share price. It notes that future reverse splits may again hurt liquidity and market value, and acknowledges the risk that its history of multiple reverse splits could prompt Nasdaq to issue a deficiency notice or even delist the stock, which would materially harm its ability to raise capital and the value of existing holdings.
SMX (Security Matters) PLC has launched its Digital Material Passport Platform (DMPP), a system that links physical materials to secure digital records. Using molecular markers tied to a registry, the platform is designed to support verified tokenisation of real-world assets, end-to-end traceability, audit-grade data integrity, fraud prevention, and lifecycle tracking across multiple reuse loops.
During April 2026, SMX is giving exclusive access to existing clients and partners to test the platform, onboard materials, and validate use cases. From May 4, 2026, SMX expects to open bookings for new clients across industries such as plastics, metals, and other materials. The company sees this as a step toward making verified materials tradable financial assets and positioning itself as an infrastructure layer for real-world asset markets.
SMX (Security Matters) PLC has launched its Digital Material Passport Platform (DMPP), a system that links physical materials to secure digital records. Using molecular markers tied to a registry, the platform is designed to support verified tokenisation of real-world assets, end-to-end traceability, audit-grade data integrity, fraud prevention, and lifecycle tracking across multiple reuse loops.
During April 2026, SMX is giving exclusive access to existing clients and partners to test the platform, onboard materials, and validate use cases. From May 4, 2026, SMX expects to open bookings for new clients across industries such as plastics, metals, and other materials. The company sees this as a step toward making verified materials tradable financial assets and positioning itself as an infrastructure layer for real-world asset markets.
SMX (Security Matters) Public Limited Company has filed its Annual Report on Form 20-F for the year ended December 31, 2025, detailing a highly speculative, high-risk profile. The financial statements include an explanatory paragraph about substantial doubt regarding the company’s ability to continue as a going concern, reflecting ongoing negative cash flows and dependence on new financing.
Current liabilities totaled $21,732 thousand as of December 31, 2025, while operations have not historically generated sufficient cash to meet obligations, repay debt, or fund growth. SMX warns that it may need significant additional equity or debt financing, which could be dilutive and is not assured.
The report highlights risks from high indebtedness, potential covenant constraints, volatility and possible delisting of its Nasdaq-listed ordinary shares and warrants, reliance on a core technology license from Isorad, intense competition in track-and-trace and anti-counterfeit markets, and operational exposure across multiple countries, including Israel. It also discloses an ongoing arbitration with R&I Trading over a previously announced $5 million contract and broad legal, regulatory, cybersecurity and geopolitical risks.
SMX (Security Matters) Public Limited Company has filed its Annual Report on Form 20-F for the year ended December 31, 2025, detailing a highly speculative, high-risk profile. The financial statements include an explanatory paragraph about substantial doubt regarding the company’s ability to continue as a going concern, reflecting ongoing negative cash flows and dependence on new financing.
Current liabilities totaled $21,732 thousand as of December 31, 2025, while operations have not historically generated sufficient cash to meet obligations, repay debt, or fund growth. SMX warns that it may need significant additional equity or debt financing, which could be dilutive and is not assured.
The report highlights risks from high indebtedness, potential covenant constraints, volatility and possible delisting of its Nasdaq-listed ordinary shares and warrants, reliance on a core technology license from Isorad, intense competition in track-and-trace and anti-counterfeit markets, and operational exposure across multiple countries, including Israel. It also discloses an ongoing arbitration with R&I Trading over a previously announced $5 million contract and broad legal, regulatory, cybersecurity and geopolitical risks.
SMX (Security Matters) PLC reports changes to its board committees. The board appointed Tan Cheong Hwai, Richard G. Hayes and Pebble Sia Huei-Chieh to fill vacancies on the audit committee, with Hayes serving as chairperson. All audit committee members are described as independent and financially literate under SEC and Nasdaq rules.
The same three directors were also appointed to fill vacancies on the compensation committee, with Pebble Sia Huei-Chieh named as chairperson. These members are also stated to qualify as independent for compensation committee purposes. This report is incorporated by reference into the company’s Form S-8 registration statement.
SMX (Security Matters) PLC reports changes to its board committees. The board appointed Tan Cheong Hwai, Richard G. Hayes and Pebble Sia Huei-Chieh to fill vacancies on the audit committee, with Hayes serving as chairperson. All audit committee members are described as independent and financially literate under SEC and Nasdaq rules.
The same three directors were also appointed to fill vacancies on the compensation committee, with Pebble Sia Huei-Chieh named as chairperson. These members are also stated to qualify as independent for compensation committee purposes. This report is incorporated by reference into the company’s Form S-8 registration statement.