SND (NASDAQ) Form 144 — Brokered resale notice via RBC Capital Markets

Rhea-AI Filing Summary

SND filed a Form 144 reporting a proposed sale of Common Stock. The notice lists RBC Capital Markets LLC as the broker and shows 03/11/2026 as a key date. The filing itemizes prior private purchase dates 05/23/2012 (23,779 shares) and 06/10/2014 (4,196 shares) related to the securities noted.

Insights

Capital Markets Counsel

Form 144 notifies the market of an intended resale of common stock through a broker.

Form 144 is a regulatory notice used to disclose an intention to resell restricted or control securities. The filing names RBC Capital Markets LLC and records 03/11/2026 as the filing date, with prior acquisition dates listed.

Cash-flow treatment and the aggregate amount proposed for sale are not stated explicitly in the excerpt; subsequent SEC filings or broker disclosures would show completion details.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 Nicollet Mall Suite 1700 Minneapolis MN 55401	27975	102388.00	43543792	03/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/23/2012	PRIVATE PURCHASE	ISSUER			23779	05/23/2012	CHECK
COMMON	06/10/2014	PRIVATE PURCHASE	ISSUER			4196	06/10/2014	CHECK

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SND's Form 144 report?

The Form 144 reports an intended resale of Common Stock via RBC Capital Markets LLC. It records 03/11/2026 as the filing date and lists prior private purchase dates with specific share counts.

How many shares from prior purchases are listed in the SND filing?

The filing lists 23,779 shares tied to a 05/23/2012 private purchase and 4,196 shares tied to a 06/10/2014 private purchase. Those amounts appear as line items in the excerpt.

Who is the broker named in SND's Form 144?

The broker named is RBC Capital Markets LLC, with an address at 250 Nicollet Mall, Suite 1700, Minneapolis, MN. The excerpt shows RBC Capital Markets as the selling broker for the notice.

Does SND's Form 144 confirm the sale was completed?

The Form 144 excerpt is a notice of intent to sell and does not confirm completion. The excerpt shows the intended sale filing dated 03/11/2026 but does not provide execution or settlement details.