Sony Group Corp (SNEJF) CEO Hiroki Totoki reports equity awards and holdings

Rhea-AI Filing Summary

Sony Group Corp President and CEO Hiroki Totoki has reported his initial ownership of Sony-related equity awards and common stock. The disclosure lists direct holdings of various incentive instruments tied to Sony common stock, plus a sizeable common stock position.

His equity-based awards include phantom restricted stock economically equivalent to 202,000 shares of common stock, which will be settled in cash after he retires as a senior executive. He also holds several blocks of restricted stock units, each RSU representing a contingent right to receive one share of Sony common stock, with vesting dates including December 1, 2026, August 2, 2027, and August 1, 2028, and additional RSUs that vest based on his termination date.

Totoki also holds multiple employee stock options to buy Sony common stock, with exercise prices ranging from $8.25 to $28.91 per share and stated expiration dates from 2028 through 2035. In addition to these awards, he directly owns 398,250 shares of Sony common stock.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Totoki Hiroki

(Last) (First) (Middle)

1-7-1 KONAN, MINATO-KU

(Street)

TOKYO 108-0075

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Sony Group Corp [ SONY ]

3a. Foreign Trading Symbol
[6,758]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	398,250	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Restricted Stock	(1)	(1)	Common Stock	202,000	(1)	D
Restricted Stock Units	(2)	(2)	Common Stock	236,225	(2)	D
Restricted Stock Units	(3)	(3)	Common Stock	292,044	(3)	D
Restricted Stock Units	(4)	(4)	Common Stock	26,402	(4)	D
Restricted Stock Units	(5)	(5)	Common Stock	47,992	(5)	D
Employee Stock Option (right to buy)	(6)	10/30/2028	Common Stock	132,000	$8.25(13)	D
Employee Stock Option (right to buy)	(7)	10/28/2030	Common Stock	150,000	$11.84(13)	D
Employee Stock Option (right to buy)	(8)	10/28/2031	Common Stock	250,000	$18.39(13)	D
Employee Stock Option (right to buy)	(9)	11/01/2032	Common Stock	250,000	$14.6(13)	D
Employee Stock Option (right to buy)	(10)	11/09/2033	Common Stock	450,000	$16.59(13)	D
Employee Stock Option (right to buy)	(11)	11/08/2034	Common Stock	450,000	$18.89(13)	D
Employee Stock Option (right to buy)	(12)	10/30/2035	Common Stock	525,700	$28.91(13)	D

Explanation of Responses:

1. Each share of phantom restricted stock is the economic equivalent of one share of SONY common stock. The shares of phantom restricted stock will be settled in cash upon the Reporting Person's retirement from a position as a senior executive of the issuer, which cash value shall be determined by multiplying the accumulated number of phantom shares by price of a share of SONY common stock based on the higher of (i) the closing price of a share of SONY common stock on the day before retirement and (ii) the average closing price of a share of SONY common stock for the ten trading days up to (and including) the day before retirement.

2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 2, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

3. Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 1, 2028. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

4. Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on a specified date corresponding to the date upon which the Reporting Person ceases to hold a position as a senior executive of the Issuer: (a) if the termination occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of termination; (b) if the termination occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of termination; (c) if the termination occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of termination. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

5. Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on December 1, 2026. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

6. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2020, November 20, 2020, and November 20, 2021. The option was granted on November 20, 2018.

7. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 29, 2022, November 18, 2022, and November 18, 2023. The option was granted on November 18, 2020.

8. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 29, 2023, November 18, 2023, and November 18, 2024. The option was granted on November 18, 2021.

9. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of November 2, 2024, November 16, 2024, and November 16, 2025. The option was granted on November 16, 2022.

10. The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of November 10, 2025, November 27, 2025, and November 27, 2026. The option was granted on November 27, 2023.

11. The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of November 9, 2026, November 25, 2026, and November 25, 2027. The option was granted on November 25, 2024.

12. The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of October 31, 2027, November 25, 2027, and November 25, 2028. The option was granted on November 25, 2025.

13. For purposes of this Form 3, a conversion rate of USD $0.006408 for each JPY 1.00 was used.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Yujiro Okusuka, as Attorney-in-Fact for Hiroki Totoki	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Hiroki Totoki’s Form 3 for Sony Group Corp (SNEJF) show?

It shows Hiroki Totoki’s initial ownership of Sony equity awards and common stock. The filing lists phantom restricted stock, several restricted stock unit grants, multiple employee stock options, and 398,250 directly held common shares, all reported as directly owned positions.

How many Sony Group Corp (SNEJF) common shares does Hiroki Totoki directly hold?

Hiroki Totoki directly holds 398,250 shares of Sony common stock. This position is reported separately from his phantom restricted stock, restricted stock units, and employee stock options, which provide additional potential or cash-settled exposure to Sony shares over time.

What are the key features of Hiroki Totoki’s phantom restricted stock in Sony Group Corp (SNEJF)?

His phantom restricted stock is economically equivalent to one Sony share per unit and settles in cash at retirement. The cash amount equals the accumulated phantom shares multiplied by the higher of specified closing-price measures on Sony common stock at that time.

When do Hiroki Totoki’s restricted stock units in Sony Group Corp (SNEJF) vest?

His restricted stock units vest on several schedules, including December 1, 2026, August 2, 2027, and August 1, 2028. Another RSU grant vests on dates tied to when he ceases serving as a senior executive, with specific vesting dates based on termination timing.

What stock option terms are disclosed for Hiroki Totoki at Sony Group Corp (SNEJF)?

He holds multiple employee stock options to acquire Sony common stock, with exercise prices from $8.25 to $28.91 per share. These options have expiration dates between 2028 and 2035 and generally become exercisable in three equal installments under their allocation agreements.

Does Hiroki Totoki’s Sony Group Corp (SNEJF) Form 3 show any recent insider buying or selling?

No buy or sell transactions are identified; the entries are classified as holdings. The report outlines existing positions in phantom stock, restricted stock units, stock options, and common shares, rather than new open-market purchases or sales of Sony common stock.