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Sony Group Corp (SNEJF) director Wendy Becker reports ADR and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Sony Group Corp director Wendy Becker has filed an initial ownership report detailing her equity interests in the company. She reports holding 24,500 American Depositary Receipts, each convertible at any time into one share of Sony common stock with no expiration date.

She also holds restricted stock units representing 6,382 underlying shares of common stock that vest on August 1, 2033 and 4,406 restricted stock units that vest on August 1, 2034. Each RSU is a contingent right to receive one share and is subject to forfeiture and potential accelerated vesting under its terms.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Becker Wendy

(Last)(First)(Middle)
1-7-1 KONAN, MINATO-KU

(Street)
TOKYO108-0075

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Sony Group Corp [ SONY ]
3a. Foreign Trading Symbol
[6,758]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock24,500(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (2) (2)Common Stock6,382(2)D
Restricted Stock Units (3) (3)Common Stock4,406(3)D
Explanation of Responses:
1. Represents 24,500 American Depository Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depository Receipts have no expiration date.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 1, 2033. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.
3. Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 1, 2034. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Yujiro Okusuka, as Attorney-in-Fact for Wendy Becker03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Sony Group Corp Form 3 show for Wendy Becker’s holdings?

The Form 3 shows Wendy Becker holds 24,500 Sony American Depositary Receipts and restricted stock units over 6,382 and 4,406 shares. These positions reflect her initial reported ownership as a director of Sony Group Corp.

How many Sony ADRs does director Wendy Becker own according to the filing?

Wendy Becker owns 24,500 Sony American Depositary Receipts. Each ADR is convertible at any time, at the holder’s election, into one share of Sony common stock, and the ADRs have no expiration date under the disclosed terms.

What restricted stock units in Sony common stock does Wendy Becker report?

She reports two RSU grants over Sony common stock: one covering 6,382 underlying shares and another covering 4,406 shares. Each restricted stock unit represents a contingent right to receive one share of Sony common stock if vesting conditions are met.

When do Wendy Becker’s Sony restricted stock units vest?

One RSU grant vests on August 1, 2033, and the other on August 1, 2034. Vesting means she can receive Sony common shares if she satisfies the grant’s conditions and the units are not forfeited under their terms.

Are Wendy Becker’s Sony RSUs subject to forfeiture or accelerated vesting?

Yes. Each RSU grant is subject to forfeiture and may vest earlier under its terms. The filing states the grants are contingent rights that can be accelerated or forfeited according to the specific conditions set in the award documentation.

Does the Sony filing show any recent share purchases or sales by Wendy Becker?

The filing lists Wendy Becker’s holdings but does not show any classified purchases or sales. The entries are coded as holdings with unknown transaction codes, indicating an initial ownership report rather than newly executed market transactions.
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