STOCK TITAN

Soligenix Rubin surrenders options on 632 shares

Soligenix, Inc. (SNGX) director Robert J. Rubin voluntarily surrendered stock options exercisable for an aggregate of 632 shares of Common Stock to the issuer for cancellation on October 12, 2026, for no consideration.

(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Soligenix, Inc. (SNGX) director Robert J. Rubin voluntarily surrendered stock options exercisable for an aggregate of 632 shares of Common Stock to the issuer for cancellation on October 12, 2026, for no consideration. The six reported option entries list exercise prices of $549.60, $400.80, $232.80, $472.80, $247.20 and $156.00.

Insider RUBIN ROBERT J.
Role Director
Type Security Shares Price Value
Disposition Stock Option (Right to Buy) F1 54 $0.00 $0.00
Disposition Stock Option (Right to Buy) 74 $0.00 $0.00
Disposition Stock Option (Right to Buy) 128 $0.00 $0.00
Disposition Stock Option (Right to Buy) 63 $0.00 $0.00
Disposition Stock Option (Right to Buy) 121 $0.00 $0.00
Disposition Stock Option (Right to Buy) 192 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 0 contracts (Direct)
Footnotes (1)
  1. F1. On October 12, 2026, the Reporting Person voluntarily surrendered stock options exercisable for an aggregate of 632 shares of Common Stock with exercise prices set forth in the table above to the Issuer for cancellation for no consideration. The cancellation is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(e) and Rule 16b-6(d), and exempt from the reporting requirements of Section 16(a) pursuant to Rule 16a-4(d). The Reporting Person is voluntarily reporting this transaction.
Shares underlying options surrendered 632 shares Aggregate options surrendered for cancellation on October 12, 2026
Exercise price $549.60 Reported option entry
Exercise price $400.80 Reported option entry
Exercise price $232.80 Reported option entry
Exercise price $472.80 Reported option entry
Exercise price $247.20 Reported option entry
Exercise price $156.00 Reported option entry
stock options technical
"voluntarily surrendered stock options exercisable for an aggregate"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
exercise prices financial
"with exercise prices set forth in the table above"
Section 16(b) of the Exchange Act regulatory
"exempt from Section 16(b) of the Exchange Act"
Rule 16b-3(e) regulatory
"pursuant to Rule 16b-3(e)"
Rule 16b-6(d) regulatory
"and Rule 16b-6(d)"
Rule 16a-4(d) regulatory
"pursuant to Rule 16a-4(d)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SNGX shares were covered by Robert J. Rubin's option surrender?

Robert J. Rubin surrendered options exercisable for an aggregate of 632 shares of Soligenix Common Stock to the issuer for cancellation on October 12, 2026, for no consideration.

What were the exercise prices of the surrendered SNGX options?

The six reported option entries carried exercise prices of $549.60, $400.80, $232.80, $472.80, $247.20 and $156.00. The options were surrendered to Soligenix for cancellation on October 12, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RUBIN ROBERT J.

(Last)(First)(Middle)
C/O SOLIGENIX, INC.
29 EMMONS DRIVE, SUITE B-10

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOLIGENIX, INC. [ SNGX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$549.610/12/2026D(1)V5406/08/201706/07/2027Common Stock54$00D
Stock Option (Right to Buy)$400.810/12/2026DV7409/27/201809/26/2028Common Stock74$00D
Stock Option (Right to Buy)$232.810/12/2026DV12809/06/201909/05/2029Common Stock128$00D
Stock Option (Right to Buy)$472.810/12/2026DV6309/16/202009/15/2030Common Stock63$00D
Stock Option (Right to Buy)$247.210/12/2026DV12109/23/202109/22/2031Common Stock121$00D
Stock Option (Right to Buy)$15610/12/2026DV19211/17/202211/16/2032Common Stock192$00D
Explanation of Responses:
1. On October 12, 2026, the Reporting Person voluntarily surrendered stock options exercisable for an aggregate of 632 shares of Common Stock with exercise prices set forth in the table above to the Issuer for cancellation for no consideration. The cancellation is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(e) and Rule 16b-6(d), and exempt from the reporting requirements of Section 16(a) pursuant to Rule 16a-4(d). The Reporting Person is voluntarily reporting this transaction.
/s/ Robert J. Rubin10/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading