[144] Snowflake Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for proposed sale of common stock by an insider of Snowflake Inc. (SNOW). The filer plans to sell 10,000 shares of common stock through Fidelity Brokerage Services on the NYSE with an indicated aggregate market value of $2,238,800 and lists approximately 338,800,000 shares outstanding. The securities were originally acquired as founders' shares on 12/15/2017 and the payment was recorded as compensation. The filing also discloses multiple sales by the same person during the past three months totaling 33,134 shares for aggregate gross proceeds shown in the table.

Positive

• Required disclosure provided: The filer supplies broker, share counts, acquisition history, and prior sales as required under Rule 144.
• Traceable provenance: Shares identified as founders' shares acquired 12/15/2017 with payment characterized as compensation, aiding transparency.

Negative

• Insider selling activity: The filer sold 33,134 shares in the past three months, which may concern some investors monitoring insider dispositions.
• Missing trading-plan date: The filing does not state a plan adoption or 10b5-1 instruction date, so it is unclear whether sales are under a prearranged plan.

Insights

Securities Analyst

TL;DR Insider intends a routine sale of founders' shares; recent months show multiple dispositions totaling 33,134 shares.

The filing is a standard Rule 144 notice indicating a proposed public sale of 10,000 common shares through a registered broker on the NYSE, valued here at $2,238,800. The shares were acquired as founders' shares in 2017 and were recorded as compensation. The disclosure of six prior sales in the last three months provides transparency about recent insider liquidity. There are no forward-looking statements or operational metrics in the notice; analysis should focus on insider selling patterns and share counts.

Corporate Governance Expert

TL;DR Rule 144 filing documents compliance with resale requirements and shows ongoing insider sales activity.

This filing fulfills the procedural requirement to notify of an intended sale under Rule 144. It documents provenance of the shares as founders' shares and identifies the broker and exchange. The presence of multiple recent sales should prompt governance review of trading plans and potential 10b5-1 arrangements, though the filing does not state any trading-plan adoption date. No allegations, litigation, or undisclosed material information are present in this notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	2238800.00	338800000	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2017	Founders Shares	Issuer			10000	12/15/2017	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Christian Kleinerman 106 East Babcock Street Suite 3A Bozeman MT 59715	Common	07/01/2025	10000	2188900.00
Christian Kleinerman 106 East Babcock Street Suite 3A Bozeman MT 59715	Common	08/01/2025	10000	2160000.00
Christian Kleinerman 106 East Babcock Street Suite 3A Bozeman MT 59715	Common	09/02/2025	10000	2335000.00
Christian Kleinerman 106 East Babcock Street Suite 3A Bozeman MT 59715	Common	09/09/2025	548	122675.28
Christian Kleinerman 106 East Babcock Street Suite 3A Bozeman MT 59715	Common	09/16/2025	2975	658189.00
Christian Kleinerman 106 East Babcock Street Suite 3A Bozeman MT 59715	Common	09/23/2025	2611	601783.28

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SNOW report?

The form reports a proposed sale of 10,000 common shares via Fidelity on the NYSE with an aggregate market value listed as $2,238,800.

Who acquired the shares and when?

The shares were acquired as founders' shares on 12/15/2017, and the filing records the nature of payment as compensation.

How many shares has the filer sold recently?

The filing lists six sales in the past three months totaling 33,134 shares with the gross proceeds shown for each sale.

Through which broker will the new sale occur?

The proposed sale is to be executed through Fidelity Brokerage Services LLC on the NYSE.

How many shares does the issuer have outstanding according to the filing?

The filing lists 338,800,000 shares outstanding.

Does the Form 144 state a 10b5-1 plan adoption date?

No. The filing does not provide a date of plan adoption or indicate reliance on a 10b5-1 trading plan.