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Snowflake Inc. (NYSE: SNOW) EVP sells 10,000 shares in pre-set 10b5-1 trade

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(Negative)
Form Type
4

Rhea-AI Filing Summary

Snowflake Inc. executive Christian Kleinerman, EVP of Product Management, reported selling 10,000 shares of Snowflake common stock on August 3, 2026 in two open-market transactions (5,000 shares at $293.99 and 5,000 shares at $300.00). The sales were effected under a pre-arranged Rule 10b5-1 trading plan adopted on December 26, 2025. He reports continued indirect ownership, including 33,568 shares held by the Kleinerman 2020 Dynasty LLC and 32,716, 85,085, 100,000 and 100,000 shares held in 2023, 2024, 2025 and 2026 Grantor Retained Annuity Trusts for which he serves as manager or trustee.

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Insider Kleinerman Christian
Role EVP, Product Management
Sold 10,000 shs ($2.97M)
Type Security Shares Price Value
Sale Common Stock F1, F2 5,000 $293.99 $1.47M
Sale Common Stock F1, F2 5,000 $300.00 $1.50M
holding Common Stock F3 -- -- --
holding Common Stock F4 -- -- --
holding Common Stock F5 -- -- --
holding Common Stock F6 -- -- --
holding Common Stock F7 -- -- --
Holdings After Transaction: Common Stock — 365,379 shares (Direct); Common Stock — 33,568 shares (Indirect, LLC); Common Stock — 32,716 shares (Indirect, 2023 GRAT); Common Stock — 85,085 shares (Indirect, 2024 GRAT); Common Stock — 100,000 shares (Indirect, 2025 GRAT); Common Stock — 100,000 shares (Indirect, 2026 GRAT)
Footnotes (7)
  1. F1. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 26, 2025.
  2. F2. Includes shares to be issued in connection with the vesting of one or more restricted stock units.
  3. F3. Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
  4. F4. Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023 for which the Reporting Person is the trustee.
  5. F5. Shares are held by the Christian Kleinerman 2024 Grantor Retained Annuity Trust dated December 20, 2024 for which the Reporting Person is the trustee.
  6. F6. Shares are held by the Christian Kleinerman 2025 Grantor Retained Annuity Trust dated December 14, 2025 for which the Reporting Person is the trustee.
  7. F7. Shares are held by the Christian Kleinerman 2026 Grantor Retained Annuity Trust dated May 30, 2026 for which the Reporting Person is the trustee.
Shares sold at $293.99 5,000 shares Open-market sale of common stock on August 3, 2026 at $293.99 per share
Shares sold at $300.00 5,000 shares Open-market sale of common stock on August 3, 2026 at $300.00 per share
Total shares sold 10,000 shares Aggregate of two reported sales of Snowflake common stock
10b5-1 plan adoption date December 26, 2025 Date Christian Kleinerman adopted the Rule 10b5-1 trading plan used for these sales
Kleinerman 2020 Dynasty LLC holdings 33,568 shares Indirect Snowflake common stock holdings via Kleinerman 2020 Dynasty LLC
2023 GRAT holdings 32,716 shares Indirect Snowflake common stock holdings via Christian Kleinerman 2023 GRAT
2024 GRAT holdings 85,085 shares Indirect Snowflake common stock holdings via Christian Kleinerman 2024 GRAT
2025 and 2026 GRAT holdings 100,000 shares each Indirect Snowflake common stock holdings via 2025 and 2026 GRATs
Rule 10b5-1 trading plan financial
"The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Grantor Retained Annuity Trust financial
"Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023"
A grantor retained annuity trust (GRAT) is an estate-planning tool where the person who creates the trust transfers assets into it but receives fixed cash payments (an annuity) from the trust for a set number of years; whatever remains after that term passes to designated beneficiaries. It matters to investors because it can shift future appreciation of assets out of the creator’s taxable estate—like putting an asset into a timed vending machine that pays you fixed amounts while any extra value that grows inside the machine goes to heirs with reduced gift or estate tax consequences.
Dynasty LLC financial
"Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Snowflake (SNOW) EVP Christian Kleinerman report?

Christian Kleinerman reported selling 10,000 Snowflake (SNOW) shares of common stock on August 3, 2026, in two separate open-market transactions, while continuing to hold shares indirectly through an LLC and several Grantor Retained Annuity Trusts.

At what prices did Snowflake (SNOW) EVP Christian Kleinerman sell shares?

He sold 5,000 SNOW shares at $293.99 per share and another 5,000 shares at $300.00 per share on August 3, 2026, as part of his reported open-market transactions.

Was the Snowflake (SNOW) insider sale by Christian Kleinerman under a Rule 10b5-1 plan?

Yes. The filing states the sales were effected under a Rule 10b5-1 trading plan adopted by Christian Kleinerman on December 26, 2025, indicating the trades followed a pre-established trading schedule.

How many Snowflake (SNOW) shares does Christian Kleinerman indirectly hold via the 2020 Dynasty LLC?

He reports 33,568 SNOW shares held indirectly through the Kleinerman 2020 Dynasty LLC, where he is the manager and his immediate family members are beneficiaries, according to the ownership footnote.

What indirect Snowflake (SNOW) holdings does Christian Kleinerman report in Grantor Retained Annuity Trusts?

He reports indirect holdings of 32,716, 85,085, 100,000 and 100,000 SNOW shares in the 2023, 2024, 2025 and 2026 Grantor Retained Annuity Trusts, respectively, for which he serves as trustee.

How many total Snowflake (SNOW) shares did Christian Kleinerman sell in this Form 4?

The Form 4 shows that Christian Kleinerman sold 10,000 SNOW shares in total, split evenly between two transactions of 5,000 shares each on August 3, 2026.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kleinerman Christian

(Last)(First)(Middle)
C/O SNOWFLAKE INC.
135 CONSTITUTION DRIVE

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Snowflake Inc. [ SNOW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Product Management
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S(1)5,000D$293.99370,379(2)D
Common Stock08/03/2026S(1)5,000D$300365,379(2)D
Common Stock33,568ILLC(3)
Common Stock32,716I2023 GRAT(4)
Common Stock85,085I2024 GRAT(5)
Common Stock100,000I2025 GRAT(6)
Common Stock100,000I2026 GRAT(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 26, 2025.
2. Includes shares to be issued in connection with the vesting of one or more restricted stock units.
3. Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
4. Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023 for which the Reporting Person is the trustee.
5. Shares are held by the Christian Kleinerman 2024 Grantor Retained Annuity Trust dated December 20, 2024 for which the Reporting Person is the trustee.
6. Shares are held by the Christian Kleinerman 2025 Grantor Retained Annuity Trust dated December 14, 2025 for which the Reporting Person is the trustee.
7. Shares are held by the Christian Kleinerman 2026 Grantor Retained Annuity Trust dated May 30, 2026 for which the Reporting Person is the trustee.
Remarks:
/s/ Marie Reider, Attorney-in-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)