STOCK TITAN

Snowflake EVP sells 2,730 shares at $335.72

Snowflake Inc. executive Christian Kleinerman, EVP of Product Management, reported transactions in the company’s common stock.

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Snowflake Inc. executive Christian Kleinerman, EVP of Product Management, reported transactions in the company’s common stock. On September 9, 2026 he sold 2,730 shares at $335.72 per share, a sale effected under a Rule 10b5-1 trading plan adopted December 26, 2025. On September 8, 2026, a total of 2,762 shares were withheld at $337.18 per share to satisfy tax obligations on vesting restricted stock units. Kleinerman also reports indirect holdings through an LLC and several Grantor Retained Annuity Trusts holding tens of thousands of Snowflake shares.

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Insider Kleinerman Christian
Role EVP, Product Management
Sold 2,730 shs ($917K)
Type Security Shares Price Value
Sale Common Stock F3, F2 2,730 $335.72 $917K
Tax Withholding Common Stock F1, F2 1,858 $337.18 $626K
Tax Withholding Common Stock F1, F2 904 $337.18 $305K
holding Common Stock F4 -- -- --
holding Common Stock F5 -- -- --
holding Common Stock F6 -- -- --
holding Common Stock F7 -- -- --
holding Common Stock F8 -- -- --
Holdings After Transaction: Common Stock — 319,887 shares (Direct); Common Stock — 18,568 shares (Indirect, LLC); Common Stock — 32,716 shares (Indirect, 2023 GRAT); Common Stock — 85,085 shares (Indirect, 2024 GRAT); Common Stock — 100,000 shares (Indirect, 2025 GRAT); Common Stock — 100,000 shares (Indirect, 2026 GRAT)
Footnotes (8)
  1. F1. Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
  2. F2. Includes shares to be issued in connection with the vesting of one or more restricted stock units.
  3. F3. The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 26, 2025.
  4. F4. Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
  5. F5. Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023 for which the Reporting Person is the trustee.
  6. F6. Shares are held by the Christian Kleinerman 2024 Grantor Retained Annuity Trust dated December 20, 2024 for which the Reporting Person is the trustee.
  7. F7. Shares are held by the Christian Kleinerman 2025 Grantor Retained Annuity Trust dated December 14, 2025 for which the Reporting Person is the trustee.
  8. F8. Shares are held by the Christian Kleinerman 2026 Grantor Retained Annuity Trust dated May 30, 2026 for which the Reporting Person is the trustee.
Common shares sold 2,730 shares Open-market or private sale on September 9, 2026
Sale price per share $335.72 per share 2,730-share sale on September 9, 2026
Shares withheld for taxes 2,762 shares Code F tax-withholding transactions on September 8, 2026
Tax-withholding price per share $337.18 per share Shares withheld on September 8, 2026 to satisfy tax obligations
Indirect holdings via 2020 Dynasty LLC 18,568 shares Common stock held indirectly through Kleinerman 2020 Dynasty LLC
Indirect holdings via 2023 GRAT 32,716 shares Common stock held indirectly in 2023 Grantor Retained Annuity Trust
Indirect holdings via 2024 GRAT 85,085 shares Common stock held indirectly in 2024 Grantor Retained Annuity Trust
Indirect holdings via 2025 and 2026 GRATs 100,000 shares each Common stock held indirectly in 2025 and 2026 Grantor Retained Annuity Trusts
Rule 10b5-1 trading plan regulatory
"The sale reported was effected pursuant to a 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Grantor Retained Annuity Trust financial
"Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust"
A grantor retained annuity trust (GRAT) is an estate-planning tool where the person who creates the trust transfers assets into it but receives fixed cash payments (an annuity) from the trust for a set number of years; whatever remains after that term passes to designated beneficiaries. It matters to investors because it can shift future appreciation of assets out of the creator’s taxable estate—like putting an asset into a timed vending machine that pays you fixed amounts while any extra value that grows inside the machine goes to heirs with reduced gift or estate tax consequences.
restricted stock units financial
"tax withholding obligations on the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Dynasty LLC financial
"Shares are held by the Kleinerman 2020 Dynasty LLC for which"

FAQ

What insider transactions did SNOW executive Christian Kleinerman report on this Form 4?

He reported a sale of 2,730 Snowflake (SNOW) shares at $335.72 on September 9, 2026, plus 2,762 shares withheld on September 8, 2026 at $337.18 per share to cover tax obligations on vesting restricted stock units.

Was Christian Kleinerman’s September 2026 SNOW share sale under a Rule 10b5-1 plan?

Yes. The filing states the 2,730-share sale on September 9, 2026 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 26, 2025, indicating the sale followed a pre-established trading arrangement.

How many SNOW shares were disposed of for tax withholding in this Form 4?

On September 8, 2026, a total of 2,762 Snowflake shares (1,858 plus 904) were reported as disposed of at $337.18 per share to satisfy tax withholding obligations related to the vesting of restricted stock units.

What indirect Snowflake (SNOW) holdings does Christian Kleinerman report?

He reports indirect ownership of 18,568 shares via the Kleinerman 2020 Dynasty LLC and Grantor Retained Annuity Trusts holding 32,716, 85,085, 100,000, and 100,000 shares, respectively, for which he is manager or trustee.

Does the Form 4 show Christian Kleinerman’s total direct SNOW share holdings after these transactions?

No specific total of direct shares held after the transactions is provided in the non-derivative transaction rows; only the indirect post-transaction holdings through the LLC and various GRATs are quantified.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kleinerman Christian

(Last)(First)(Middle)
C/O SNOWFLAKE INC.
135 CONSTITUTION DRIVE

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Snowflake Inc. [ SNOW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Product Management
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/08/2026F(1)1,858D$337.18323,521(2)D
Common Stock09/08/2026F(1)904D$337.18322,617(2)D
Common Stock09/09/2026S(3)2,730D$335.72319,887(2)D
Common Stock18,568ILLC(4)
Common Stock32,716I2023 GRAT(5)
Common Stock85,085I2024 GRAT(6)
Common Stock100,000I2025 GRAT(7)
Common Stock100,000I2026 GRAT(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
2. Includes shares to be issued in connection with the vesting of one or more restricted stock units.
3. The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 26, 2025.
4. Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
5. Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023 for which the Reporting Person is the trustee.
6. Shares are held by the Christian Kleinerman 2024 Grantor Retained Annuity Trust dated December 20, 2024 for which the Reporting Person is the trustee.
7. Shares are held by the Christian Kleinerman 2025 Grantor Retained Annuity Trust dated December 14, 2025 for which the Reporting Person is the trustee.
8. Shares are held by the Christian Kleinerman 2026 Grantor Retained Annuity Trust dated May 30, 2026 for which the Reporting Person is the trustee.
Remarks:
/s/ Marie Reider, Attorney-in-Fact09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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