Welcome to our dedicated page for Snowflake SEC filings (Ticker: SNOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Snowflake Inc. filings document a public enterprise software company built around the AI Data Cloud and its recurring disclosures on operating results, product revenue, customer metrics, guidance and material events. Recent Form 8-K reports include quarterly and annual financial results, Regulation FD disclosures and business updates furnished through press-release exhibits.
The company’s regulatory record also covers governance and capital-structure matters, including executive and director changes, shareholder voting results, amendments to its certificate of incorporation, and the elimination of Class B common stock with the renaming of Class A common stock to common stock. Filings may also document material agreements, acquisition-related governance reviews, risk factors and formal disclosure controls for company communications.
Christian Kleinerman reports proposed sale of 2,621 shares of Common Stock. The filing lists a Restricted Stock Vesting event dated 03/20/2026 for 2,621 shares labeled as issuer compensation and registered for sale. The Form 144 also discloses multiple prior open-market sales of Common shares in Jan–Mar 2026, including 10,000-share trades on 01/02/2026, 02/02/2026, and 03/02/2026, plus smaller dispositions on other dates.
Snowflake Inc. director Frank Slootman reported an exercise-and-sale transaction involving 100,000 shares of Common Stock. He exercised stock options for 100,000 shares at an exercise price of $8.88 per share and received the shares as Common Stock.
On the same dates, he sold 100,000 shares of Snowflake Common Stock in open-market transactions at weighted-average prices around $175–$177 per share, according to multiple price-range footnotes. The filing states these exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted on September 19, 2025, indicating the trades were pre-arranged.
After these transactions, Slootman reports direct ownership of 38,046 Snowflake shares, along with additional indirect holdings through several family trusts where he or his spouse serves as trustee.
Snowflake Inc. reports in its annual filing that revenue reached $4.7 billion for the year ended January 31, 2026, up from $3.6 billion and $2.8 billion in 2025 and 2024, a 29% year-over-year increase in each period. The company remained unprofitable, with a net loss of $1.3 billion in both 2026 and 2025, versus $838.0 million in 2024.
Snowflake positions its AI Data Cloud as a unified platform for analytics, data engineering, AI, transactional workloads, applications, and collaboration, running across three major public clouds in 53 regions. It ended the year with 13,328 customers, including 790 Forbes Global 2000 companies that contributed about 43% of revenue, and reported a net revenue retention rate of 125%. Strategic initiatives include expanding Snowpark, launching Snowflake Intelligence and Snowflake Postgres, and acquiring Observe, Inc. to add AI-powered observability.
The filing highlights key risks: slowing growth after rapid expansion, intense competition from hyperscale cloud providers and other data platforms, execution challenges around AI strategy, and heightened cybersecurity exposure, including customer account attacks that have led to lawsuits and regulatory scrutiny. The company also notes heavy dependence on third-party cloud infrastructure and ongoing significant investments in R&D, sales, and global expansion, which may delay a path to profitability.
Frank Slootman submitted a Form 144 notice to register 11,299 shares of Common Stock for sale. The filing lists these shares as related to an option granted 05/29/2019 and indicates a cash sale method.
The filing also discloses recent open-market sales by Mr. Slootman: 200,000 shares on 01/20/2026 and 100,000 shares on 02/18/2026, with additional smaller disposals in March 2026.
Snowflake Inc. senior vice president of engineering and support Vivek Raghunathan reported a routine tax-withholding transaction related to equity compensation. On the vesting of restricted stock units, 7,839 shares of common stock were withheld on March 16, 2026 to satisfy tax obligations, at a reference price of $178.66 per share. This was not an open-market sale but an automatic disposition to cover taxes. After this adjustment, Raghunathan directly holds 246,629 shares of Snowflake common stock.
Snowflake Inc. Chief Accounting Officer Emily Ho reported a routine tax-withholding transaction related to equity compensation. On the vesting of restricted stock units, 175 shares of common stock were withheld at $178.66 per share to cover tax obligations. After this disposition, she directly holds 43,472 shares, which the filing notes include 113 shares acquired under an employee stock purchase plan and shares to be issued upon future RSU vesting.
Snowflake Inc. Chief Executive Officer Sridhar Ramaswamy reported a tax-related share disposition tied to restricted stock units. On March 16, 2026, 3,975 shares of Snowflake common stock were withheld at $178.66 per share to satisfy tax withholding obligations on the vesting of restricted stock units. This was a tax-withholding disposition, not an open-market sale.
After this event, he held 437,982 shares of Snowflake common stock directly. An additional 1,923 shares were reported as held indirectly through The Ramaswamy Trust dated 1/8/2001, for which he serves as trustee. The filing also notes that some reported holdings include shares to be issued upon future restricted stock unit vesting.
Snowflake Inc. director Frank Slootman reported an open-market sale of 7,874 shares of common stock at $175.34 per share. The sale was executed under a Rule 10b5-1 trading plan adopted on September 19, 2025.
On the prior day, a total of 1,638 shares (1,011 and 627 shares) were withheld to cover tax obligations upon the vesting of restricted stock units, which is a non-market disposition. Following these transactions, Slootman holds 38,046 shares directly and also reports indirect holdings through several family trusts, including positions of 16,300 and 78,893 shares of Snowflake common stock.
Snowflake Inc. executive Christian Kleinerman, EVP of Product Management, reported an open-market sale of 2,986 shares of Common Stock at $175.34 per share on March 17, 2026, executed under a pre-arranged Rule 10b5-1 trading plan.
On March 16, 2026, an additional 1,567 shares and 1,456 shares were withheld to cover tax obligations tied to restricted stock unit vesting, which are not market sales. After these transactions, he held 496,052 shares directly and also maintained indirect holdings through several LLCs and grantor retained annuity trusts.
Snowflake Inc. founder and Chief Architect Benoit Dageville reported an open-market sale of 1,919 shares of Common Stock at $175.34 per share on March 17, 2026. The filing notes that this sale was effected under a pre-arranged Rule 10b5-1 trading plan adopted on March 28, 2025.
On March 16, 2026, 1,007 shares and 936 shares were withheld at $178.66 per share to satisfy tax obligations on the vesting of restricted stock units, which is not an open-market sale. After these transactions, Dageville held 53,262 shares directly. Additional shares are held indirectly through trusts, including The Selene GRAT No. 1 and The Snow Trust UTA, while a separate 750,000-share Thira GRAT is held by his spouse, for which he disclaims beneficial ownership.