Sound Group (SOGP) acting CFO discloses equity holdings

Rhea-AI Filing Summary

Sound Group Inc. Acting Chief Finance Officer Lu Chengfang filed an initial Form 3 to report existing equity holdings. The filing shows a stock option covering 239,800 Class A ordinary shares with an exercise price of $0.0001 per share, exercisable from December 1, 2026 and expiring on December 1, 2033. It also reports direct ownership of 4,606 American Depositary Shares, where each ADS represents two hundred Class A ordinary shares.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lu Chengfang

(Last) (First) (Middle)

108 ROBINSON ROAD

(Street)

SINGAPORE, 068900

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Sound Group Inc. [ SOGP ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Acting Chief Finance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Share(1)	4,606	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	12/01/2026	12/01/2033	Class A Ordinary Share	239,800	$0.0001	D

Explanation of Responses:

1. Each American depositary share ("ADS") represents two hundred Class A ordinary shares, par value US$0.0001 per share, of the Issuer.

	/s/ Chengfang Lu	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Sound Group Inc. (SOGP) Form 3 filing by Lu Chengfang report?

The Form 3 reports Lu Chengfang’s existing equity holdings in Sound Group Inc., including stock options and ADSs. It establishes her starting ownership position as Acting Chief Finance Officer without showing any new purchases or sales.

How many Sound Group Inc. shares are covered by Lu Chengfang’s stock option on Form 3?

The filing shows a stock option over 239,800 Class A ordinary shares with an exercise price of $0.0001 per share. The option becomes exercisable on December 1, 2026 and expires on December 1, 2033, indicating a long-dated incentive grant.

What American Depositary Share (ADS) holdings does Lu Chengfang report for SOGP?

Lu Chengfang reports direct ownership of 4,606 American Depositary Shares of Sound Group Inc. A footnote states that each ADS represents two hundred Class A ordinary shares, providing investors with clarity on the structure of her ADS-based stake.

Does the SOGP Form 3 for Lu Chengfang show any insider buying or selling?

The Form 3 does not show any insider buying or selling activity. It only lists existing holdings, including a stock option over 239,800 Class A ordinary shares and 4,606 ADSs, serving as an initial statement of beneficial ownership.

What are the key dates for Lu Chengfang’s Sound Group stock option on Form 3?

The option reported on Form 3 has an exercise price of $0.0001 per share, becomes exercisable on December 1, 2026, and expires on December 1, 2033. These dates outline the incentive’s future exercisability and ultimate termination.