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Solventum (SOLV) CIO exercises 4,422 RSUs, withholds 2,017 shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solventum Corp Chief Information Officer Amy Landucci reported routine equity compensation activity involving restricted stock units and related tax withholding. She exercised RSUs to acquire 4,422 shares of Solventum common stock. To cover tax obligations, 2,017 shares were withheld and delivered back as a tax-withholding disposition at $74.41 per share.

After these transactions, Landucci directly owns 41,905 shares of Solventum common stock. The RSUs referenced in the footnotes vest in three equal annual tranches on May 13, 2025, May 13, 2026 and May 13, 2027, contingent on continued service.

Positive

  • None.

Negative

  • None.
Insider Landucci Amy
Role Chief Information Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 4,422 $0.00 --
Exercise Common Stock 4,422 $0.00 --
Tax Withholding Common Stock 2,017 $74.41 $150K
Holdings After Transaction: Restricted Stock Units — 4,422 shares (Direct, null); Common Stock — 41,905 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement. The RSUs shall fully vest in three tranches, with one-third vesting on each of May 13, 2025; May 13, 2026; and May 13, 2027, subject to continued service through the vesting date.
RSU exercise 4,422 shares Restricted Stock Units converted to common stock on May 13, 2026
Tax-withholding shares 2,017 shares Shares delivered for tax liability at $74.41 per share
Tax-withholding price $74.41/share Value used for tax-withholding disposition of common stock
Post-transaction holdings 41,905 shares Common stock directly owned after RSU exercise and tax withholding
RSU vesting first tranche May 13, 2025 One-third of RSUs vest on this date, subject to continued service
RSU vesting second tranche May 13, 2026 Second one-third of RSUs vest on this date
RSU vesting final tranche May 13, 2027 Final one-third of RSUs vest on this date
Restricted Stock unit ("RSU") financial
"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share"
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"The RSUs shall fully vest in three tranches, with one-third vesting on each of May 13, 2025"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Landucci Amy

(Last)(First)(Middle)
1750 YANKEE DOODLE ROAD

(Street)
EAGAN MINNESOTA 55121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solventum Corp [ SOLV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Information Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026M4,422A$041,905D
Common Stock05/13/2026F2,017D$74.4139,888D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/13/2026M4,422 (2)05/13/2034Common Stock4,422$04,422D
Explanation of Responses:
1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.
2. The RSUs shall fully vest in three tranches, with one-third vesting on each of May 13, 2025; May 13, 2026; and May 13, 2027, subject to continued service through the vesting date.
Remarks:
/s/Megan Bombick, attorney-in-fact for Amy Landucci05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Solventum (SOLV) executive Amy Landucci report in this Form 4?

Amy Landucci reported routine equity compensation activity, not an open-market trade. She exercised restricted stock units into 4,422 common shares and had 2,017 shares withheld to pay taxes, reflecting standard settlement of stock-based compensation rather than discretionary buying or selling.

How many Solventum (SOLV) shares does Amy Landucci hold after these transactions?

After the reported transactions, Amy Landucci directly holds 41,905 shares of Solventum common stock. This figure comes from the post-transaction ownership line associated with the RSU exercise, providing context that the tax-withholding disposition affected only a small portion of her overall equity position.

Were any of Amy Landucci’s Solventum (SOLV) transactions open-market sales or purchases?

No open-market sales or purchases are shown. The Form 4 lists an RSU exercise (code M) and a tax-withholding disposition (code F), where 2,017 shares were delivered to satisfy tax obligations, rather than being sold in the market as a discretionary transaction.

What restricted stock units did Amy Landucci exercise in this Solventum (SOLV) filing?

She exercised restricted stock units covering 4,422 underlying Solventum common shares. Each RSU represents a contingent right to one share upon settlement, and this exercise converted those units into common stock as part of her existing equity compensation program.

How are Amy Landucci’s Solventum (SOLV) RSUs scheduled to vest?

Her RSUs vest in three equal tranches. One-third vests on May 13, 2025, another third on May 13, 2026, and the final third on May 13, 2027, with each vesting date conditioned on her continued service through that date.