Solventum director exercises 1,980 RSUs into shares
Solventum Corp director Carlos Alban exercised restricted stock units to receive common shares.
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
Solventum Corp director Carlos Alban exercised restricted stock units to receive common shares. On this date, he converted 1,980 fully vested RSUs into 1,980 shares of Solventum common stock at an exercise price of $0.00 per unit. After the transaction, he holds 5,544 common shares directly.
Insider Trade Summary
1,980 shares exercised/converted
Exercise
2 txns
Insider
ALBAN CARLOS
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 1,980 | $0.00 | $0.00 |
| Exercise | Common Stock | 1,980 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 0 contracts (Direct);
Common Stock — 5,544 shares (Direct)
Footnotes (2)
- F1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.
- F2. The RSUs are fully vested.
Key Figures
RSUs exercised: 1,980 units
Common shares received: 1,980 shares
Exercise price: $0.00 per unit
+1 more
4 metrics
RSUs exercised
1,980 units
Restricted Stock Units converted into common stock on the transaction date
Common shares received
1,980 shares
Shares of Solventum common stock issued upon RSU settlement
Exercise price
$0.00 per unit
Exercise or conversion price for the RSUs
Shares held after transaction
5,544 shares
Direct Solventum common stock holdings after the Form 4 transactions
Key Terms
Restricted Stock Units, derivative security, Common Stock, fully vested, +1 more
5 terms
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"underlying_security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
fully vested financial
"The RSUs are fully vested."
contingent right financial
"represents a contingent right to receive 1 share of the issuer's Common Stock"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Solventum Corp (SOLV) director Carlos Alban report?
Director Carlos Alban reported exercising 1,980 restricted stock units to receive 1,980 Solventum common shares. This was a derivative exercise at an exercise price of $0.00 per unit, reflecting settlement of existing equity awards rather than an open-market purchase.
What type of securities did the Solventum (SOLV) Form 4 transaction involve?
The Form 4 shows a derivative transaction in restricted stock units and a corresponding non-derivative position in common stock. 1,980 fully vested RSUs were exercised or converted, resulting in the issuance of 1,980 Solventum common shares to the reporting person.
Was the Solventum (SOLV) insider transaction a buy or sell in the open market?
The transaction was not an open-market buy or sell. It was classified as an exercise or conversion of derivative securities, where restricted stock units were settled into common stock at an exercise price of $0.00, reflecting equity compensation vesting rather than trading activity.
What does each Solventum (SOLV) restricted stock unit represent in this Form 4?
Each restricted stock unit represents a contingent right to receive one share of Solventum common stock upon settlement. The footnotes state the RSUs were fully vested, and in this case 1,980 RSUs were settled into 1,980 common shares for the reporting person.
AI-generated analysis. How Rhea-AI works. Not financial advice.
