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Solventum (NYSE: SOLV) director settles 1,980 RSUs, now holds 5,544 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solventum Corp director Harris Bernard A Jr exercised previously granted Restricted Stock Units, converting 1,980 RSUs into 1,980 shares of Common Stock at a stated price of $0.00 per share. Following this vesting and settlement event, he now directly holds 5,544 shares of Solventum Common Stock. The RSUs were fully vested before settlement, meaning the shares were delivered as part of his existing equity compensation rather than through an open-market purchase or sale.

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Insider Harris Bernard A Jr
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 1,980 $0.00 --
Exercise Common Stock 1,980 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 5,544 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement. The RSUs fully vested.
RSUs exercised 1,980 units Restricted Stock Units converted to Common Stock on 2026-03-27
Shares received from RSUs 1,980 shares Common Stock delivered upon RSU settlement
Post-transaction holdings 5,544 shares Common Stock directly held after RSU exercise
Exercise price $0.00 per share Stated transaction price for RSU settlement
Derivative exercise count 1 transaction Single RSU exercise/conversion event reported
Restricted Stock Units financial
"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share..."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"1 share of the issuer's Common Stock upon settlement."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris Bernard A Jr

(Last)(First)(Middle)
1750 YANKEE DOODLE ROAD

(Street)
EAGAN MINNESOTA 55121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solventum Corp [ SOLV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/27/2026M1,980A$05,544D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/27/2026M1,980 (2)05/13/2034Common Stock1,980$00D
Explanation of Responses:
1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.
2. The RSUs fully vested.
Remarks:
/s/Megan Bombick, attorney-in-fact for Bernard A. Harris Jr.03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Solventum Corp (SOLV) report for Harris Bernard A Jr?

Solventum reported that director Harris Bernard A Jr exercised 1,980 Restricted Stock Units, receiving 1,980 shares of Common Stock. This was a compensation-related settlement at a stated price of $0.00 per share, not an open-market purchase or sale.

How many Solventum (SOLV) shares does Harris Bernard A Jr hold after this Form 4?

After the RSU settlement, Harris Bernard A Jr directly holds 5,544 shares of Solventum Common Stock. This reflects his position following the conversion of 1,980 fully vested Restricted Stock Units into an equal number of common shares.

Were the Solventum (SOLV) Restricted Stock Units fully vested before settlement?

Yes. The filing states that the Restricted Stock Units were fully vested, meaning vesting conditions were already satisfied. Each RSU represented a contingent right to receive one share of Solventum’s Common Stock upon settlement, which has now occurred.

What does the Form 4 say about the price for Harris Bernard A Jr’s Solventum RSU exercise?

The Form 4 shows a transaction price of $0.00 per share for the 1,980 shares received from RSU settlement. This reflects equity compensation delivery, not a cash purchase in the open market by the reporting person.

Does the Solventum (SOLV) Form 4 show any stock sales by Harris Bernard A Jr?

No. The Form 4 reports the exercise and settlement of 1,980 Restricted Stock Units into Common Stock, classified as an acquisition through derivative exercise. It does not disclose any open-market stock sales or dispositions in this filing.
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