STOCK TITAN

Director at Solventum (SOLV) acquires 3,403 shares via RSU exercise

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solventum Corp director Harris Bernard A Jr exercised previously granted Restricted Stock Units (RSUs) into common stock. He acquired 3,403 shares of Solventum common stock through the conversion of fully vested RSUs, and now directly holds 8,947 common shares in total. No shares were sold in this filing.

Positive

  • None.

Negative

  • None.
Insider Harris Bernard A Jr
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,403 $0.00 --
Exercise Common Stock 3,403 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 8,947 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement. The RSUs are fully vested.
RSUs exercised 3,403 shares Restricted Stock Units converted to common stock on 2026-04-30
Shares held after transaction 8,947 shares Total direct Solventum common stock following RSU exercise
RSU expiration date 2035-04-30 Stated expiration date for the RSU award that was exercised
Exercise price per RSU $0.0000 per unit Conversion or exercise price for the RSUs settled into common stock
Derivative exercises in filing 1 transaction, 3,403 shares transactionSummary exerciseCount and exerciseShares for this Form 4
Restricted Stock Units financial
"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
contingent right financial
"represents a contingent right to receive 1 share of the issuer's Common Stock"
fully vested financial
"The RSUs are fully vested."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris Bernard A Jr

(Last)(First)(Middle)
1750 YANKEE DOODLE ROAD

(Street)
EAGAN MINNESOTA 55121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solventum Corp [ SOLV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/30/2026M3,403A$08,947D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/30/2026M3,403 (2)04/30/2035Common Stock3,403$00D
Explanation of Responses:
1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.
2. The RSUs are fully vested.
Remarks:
/s/Megan Bombick, attorney-in-fact for Bernard A. Harris Jr.05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Solventum (SOLV) director Harris Bernard A Jr report?

He reported exercising Restricted Stock Units into common stock, acquiring 3,403 Solventum shares. This was a derivative exercise, not an open-market purchase or sale, meaning it converted existing equity awards into directly held common stock without a market trade.

How many Solventum (SOLV) shares does Harris Bernard A Jr hold after this Form 4?

After the RSU conversion, he directly holds 8,947 shares of Solventum common stock. The exercised 3,403 shares increased his direct ownership, and the related RSU derivative position was fully settled in this transaction, leaving no remaining RSUs from that grant.

Were the Restricted Stock Units for Solventum (SOLV) fully vested before exercise?

Yes. The footnotes state the RSUs were fully vested before conversion. Each RSU represented a contingent right to receive one share of Solventum common stock upon settlement, and this filing reflects that settlement into 3,403 common shares.

Did the Solventum (SOLV) director sell any shares in this Form 4 filing?

No shares were sold. The Form 4 only shows an exercise of RSUs into 3,403 shares of common stock. There are no reported open-market sales, dispositions, or tax-withholding share transfers in this filing for Harris Bernard A Jr.

What does the RSU exercise in Solventum (SOLV) indicate about derivative positions?

The transaction converts 3,403 RSUs into common shares, and the derivative summary shows no remaining derivative holdings from this grant. This means that specific RSU award has been fully settled into directly held Solventum common stock.