Solventum director exercises 4,916 RSUs

Solventum Corp director Carrie Smith Cox exercised 4,916 restricted stock units into Common Stock.

Rhea-AI Filing Summary

Solventum Corp director Carrie Smith Cox exercised 4,916 restricted stock units into Common Stock. The filing shows these Restricted Stock Units, each representing one share of Common Stock upon settlement, were fully vested and converted at a price of $0.00 per unit.

Following this compensation-related exercise, Cox directly holds 16,400 shares of Solventum Common Stock. The transaction involves a derivative exercise rather than an open-market purchase or sale, so it does not reflect new cash trading activity in the company’s shares.

Insider Trade Summary

4,916 shares exercised/converted

Exercise 2 txns

Insider COX CARRIE SMITH

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	4,916	$0.00	$0.00
Exercise	Common Stock	4,916	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 16,400 shares (Direct)

Footnotes (2)

1. F1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.
2. F2. The RSUs are fully vested.

Key Figures

RSUs exercised: 4,916 units Shares after transaction: 16,400 shares RSU conversion price: $0.00 per unit +1 more

4 metrics

RSUs exercised 4,916 units Restricted Stock Units converted to Common Stock on April 30, 2026

Shares after transaction 16,400 shares Total Common Stock directly held by Carrie Smith Cox after exercise

RSU conversion price $0.00 per unit Exercise or conversion price for the 4,916 Restricted Stock Units

RSU expiration date April 30, 2035 Expiration date disclosed for the RSU derivative security

Key Terms

Restricted Stock Units, derivative security, contingent right, Common Stock

4 terms

Restricted Stock Units financial

"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

contingent right financial

"represents a contingent right to receive 1 share of the issuer's Common Stock"

Common Stock financial

"underlying_security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Solventum (SOLV) director Carrie Smith Cox report in this Form 4?

Carrie Smith Cox reported exercising 4,916 restricted stock units into Solventum Common Stock. These units were fully vested and settled on a one-for-one basis, increasing her direct share ownership to 16,400 shares after the transaction.

How many Solventum (SOLV) shares does Carrie Smith Cox hold after the transaction?

After exercising 4,916 restricted stock units, Carrie Smith Cox directly holds 16,400 shares of Solventum Common Stock. This figure reflects her position immediately following the reported derivative exercise on April 30, 2026, as disclosed in the Form 4.

Was the Solventum (SOLV) Form 4 transaction an open-market buy or sell?

The Form 4 does not show an open-market buy or sell. It records a derivative exercise of 4,916 restricted stock units into Common Stock at a $0.00 conversion price, so no market trade or cash transaction in the company’s shares is reported.

What are the terms of the Solventum (SOLV) restricted stock units in this filing?

Each restricted stock unit represents a contingent right to receive one share of Solventum Common Stock upon settlement. The footnotes state that the RSUs were fully vested, and this filing reflects their settlement into 4,916 shares of Common Stock.

Did the Solventum (SOLV) Form 4 indicate any remaining derivative holdings for Carrie Smith Cox?

The derivative summary in the Form 4 is empty after this transaction. That means no additional derivative securities are listed as remaining in this specific filing beyond the 4,916 restricted stock units that were exercised into Common Stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/01/2026 - 04:26 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COX CARRIE SMITH

(Last) (First) (Middle)

1750 YANKEE DOODLE ROAD

(Street)

EAGAN MINNESOTA 55121

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Solventum Corp [ SOLV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/30/2026		M		4,916	A	$0	16,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	04/30/2026		M			4,916	(2)	04/30/2035	Common Stock	4,916	$0	0	D

Explanation of Responses:

1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

2. The RSUs are fully vested.

Remarks:

	/s/Megan Bombick, attorney-in-fact for Carrie S. Cox	05/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)