Solventum (SOLV) director converts 4,916 RSUs into Common Stock holdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Solventum Corp director Carrie Smith Cox exercised 4,916 restricted stock units into Common Stock. The filing shows these Restricted Stock Units, each representing one share of Common Stock upon settlement, were fully vested and converted at a price of $0.00 per unit.
Following this compensation-related exercise, Cox directly holds 16,400 shares of Solventum Common Stock. The transaction involves a derivative exercise rather than an open-market purchase or sale, so it does not reflect new cash trading activity in the company’s shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
4,916 shares exercised/converted
Mixed
2 txns
Insider
COX CARRIE SMITH
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 4,916 | $0.00 | -- |
| Exercise | Common Stock | 4,916 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct, null);
Common Stock — 16,400 shares (Direct, null)
Footnotes (1)
- Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement. The RSUs are fully vested.
Key Figures
RSUs exercised: 4,916 units
Shares after transaction: 16,400 shares
RSU conversion price: $0.00 per unit
+1 more
4 metrics
RSUs exercised
4,916 units
Restricted Stock Units converted to Common Stock on April 30, 2026
Shares after transaction
16,400 shares
Total Common Stock directly held by Carrie Smith Cox after exercise
RSU conversion price
$0.00 per unit
Exercise or conversion price for the 4,916 Restricted Stock Units
RSU expiration date
April 30, 2035
Expiration date disclosed for the RSU derivative security
Key Terms
Restricted Stock Units, derivative security, contingent right, Common Stock
4 terms
Restricted Stock Units financial
"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
contingent right financial
"represents a contingent right to receive 1 share of the issuer's Common Stock"
Common Stock financial
"underlying_security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What did Solventum (SOLV) director Carrie Smith Cox report in this Form 4?
Carrie Smith Cox reported exercising 4,916 restricted stock units into Solventum Common Stock. These units were fully vested and settled on a one-for-one basis, increasing her direct share ownership to 16,400 shares after the transaction.
Was the Solventum (SOLV) Form 4 transaction an open-market buy or sell?
The Form 4 does not show an open-market buy or sell. It records a derivative exercise of 4,916 restricted stock units into Common Stock at a $0.00 conversion price, so no market trade or cash transaction in the company’s shares is reported.
What are the terms of the Solventum (SOLV) restricted stock units in this filing?
Each restricted stock unit represents a contingent right to receive one share of Solventum Common Stock upon settlement. The footnotes state that the RSUs were fully vested, and this filing reflects their settlement into 4,916 shares of Common Stock.
Did the Solventum (SOLV) Form 4 indicate any remaining derivative holdings for Carrie Smith Cox?
The derivative summary in the Form 4 is empty after this transaction. That means no additional derivative securities are listed as remaining in this specific filing beyond the 4,916 restricted stock units that were exercised into Common Stock.