Sonnet Biotherapeutc Hldng Inc SEC Filings

SONN NASDAQ

Welcome to our dedicated page for Sonnet Biotherapeutc Hldng SEC filings (Ticker: SONN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

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07/02/2025 09:00 AM

Filing

[8-K] Sonnet BioTherapeutics Holdings, Inc. Reports Material Event

Rhea-AI Summary

Sonnet BioTherapeutics Holdings, Inc. (NASDAQ: SONN) filed an 8-K announcing a $2.0 million private placement of zero-interest convertible notes and accompanying warrants. The notes, issued on 30 June 2025, mature on 30 June 2026 and can be converted at any time into up to 1,730,104 common shares at a fixed price of $1.156.

Investors also purchased five-year warrants for 865,052 shares at the same $1.156 exercise price, providing approximately $50,000 additional cash proceeds. If the company completes a subsequent equity raise of at least $5.0 million, any outstanding principal will automatically convert into the securities offered in that financing. Should such a financing not occur within 90 days, investors may buy an extra 3,460,208 warrants at $0.25 per share, and Sonnet must file a registration statement covering all underlying securities.

Ownership limits of 4.99%, 9.99% or 19.99% (at each investor’s election) apply to both note conversions and warrant exercises. The securities were issued under Sections 4(a)(2) and/or Rule 506(b) of Regulation D. Exhibit filings include the form of Convertible Note (Ex. 4.1) and Warrant (Ex. 4.2).

Total immediate proceeds: $2.05 million.
Potential future dilution: up to 6.06 million shares if all notes convert and all warrants (initial and contingent) are exercised.
No cash interest expense until maturity, but notes represent a direct financial obligation.

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FAQ

What is the current stock price of Sonnet Biotherapeutc Hldng (SONN)?

The current stock price of Sonnet Biotherapeutc Hldng (SONN) is $3.92 as of July 3, 2025.

What is the market cap of Sonnet Biotherapeutc Hldng (SONN)?

The market cap of Sonnet Biotherapeutc Hldng (SONN) is approximately 3.6M.

What is the core focus of Sonnet BioTherapeutics Holdings Inc?

Sonnet BioTherapeutics focuses on developing bifunctional immunotherapy candidates aimed at modulating immune targets, particularly in the field of oncology. Their proprietary FHAB technology underpins a versatile pipeline of drug candidates.

How does the company generate its therapeutic candidates?

The company utilizes a unique, IP-driven platform that employs FHAB technology for dual targeting of tumor cells and their micro-environment, enabling the development of multiple immunotherapy candidates across various disease areas.

What distinguishes Sonnet BioTherapeutics from other biotechnology companies?

A key differentiator is its platform-based approach which allows for the simultaneous targeting of multiple immune-modulating pathways. This dual-targeting capability offers potential therapeutic synergies not commonly seen in single pathway approaches.

In which therapeutic areas does the company have a presence?

While oncology is a central focus, Sonnet BioTherapeutics also explores treatments for autoimmune, pathogenic, inflammatory, and hematological conditions using its versatile FHAB platform.

What is FHAB technology and why is it important?

FHAB (Fully Human Albumin Binding) technology is a critical component of the company's research infrastructure that enhances pharmacokinetic properties and supports the dual targeting of tumors. This technology is essential for developing robust, bifunctional immunotherapies.

How should investors view the company's competitive position?

Investors should note that Sonnet BioTherapeutics has established a focused approach by leveraging its unique platform technology to drive its pipeline; however, like many clinical-stage biotechs, it competes in a dynamic market with several equally innovative companies.