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Sonos (NASDAQ: SONO) COO Frank Barbieri files initial insider Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Sonos Inc executive Frank Barbieri, the company’s Chief Operating Officer, has filed an initial Form 3 statement of beneficial ownership. This filing establishes his status as a reporting person under insider rules. The data provided show no buy, sell, gift, or other share transactions reported in this Form 3.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Chief Operating Officer financial
""officer_title": "Chief Operating Officer""
A chief operating officer (COO) is a senior executive responsible for overseeing the day-to-day activities of a company, ensuring that all parts of the organization work smoothly and efficiently. They often act like a company's operational quarterback, translating strategic plans into practical actions. For investors, the COO's effectiveness can influence a company's performance and stability, making them an important figure in assessing the company's management strength.
beneficial ownership regulatory
"initial Form 3 statement of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
reporting insider regulatory
"establishes his status as a reporting person under insider rules"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Barbieri Frank

(Last)(First)(Middle)
C/O SONOS, INC.
301 COROMAR DRIVE

(Street)
SANTA BARBARA CALIFORNIA 93117

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/04/2026
3. Issuer Name and Ticker or Trading Symbol
Sonos Inc [ SONO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Rebecca Schuster by power of attorney05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Sonos (SONO) Form 3 filing for Frank Barbieri show?

The Form 3 shows that Frank Barbieri, Chief Operating Officer of Sonos, is now a reporting insider. The provided data indicate no buy, sell, exercise, gift, or restructuring transactions disclosed in this initial ownership statement.

Did Sonos (SONO) COO Frank Barbieri buy or sell shares in this Form 3?

No share purchases or sales are reported. The transaction summary lists zero buy, zero sell, and zero dispose transactions, indicating this Form 3 is purely an initial ownership statement without trading activity.

Are there any derivative securities reported for Sonos (SONO) COO Frank Barbieri?

The filing data show an empty derivativeSummary and a derivativeTransactionCount of zero. This indicates no options, warrants, or other derivative securities are reported in connection with this Form 3 for Frank Barbieri.

What is the role of Frank Barbieri mentioned in the Sonos (SONO) Form 3?

Frank Barbieri is identified as an officer of Sonos, serving as Chief Operating Officer. As an executive officer, he is required to file Form 3 to disclose his beneficial ownership status under insider reporting rules.

Does the Sonos (SONO) Form 3 for Frank Barbieri indicate large insider activity?

The data do not show large insider activity. All transaction counts, including buys, sells, exercises, gifts, tax withholding, and restructurings, are listed as zero, indicating no insider trading activity reported in this particular Form 3.