Sonos CFO Reports RSU Conversions and 133,777 New RSUs

Rhea-AI Filing Summary

Sonos, Inc. (SONO) reported equity transactions for its Chief Financial Officer on a Form 4 dated 11/14/2025. The filing shows common stock acquired through the vesting and settlement of previously granted restricted stock units (RSUs) and related share withholding for taxes. After these transactions, the officer directly held 142,712 shares of common stock.

In Table II, 24,875 RSUs and 10,542 RSUs were converted into common stock at an exercise price of $0, reflecting standard RSU settlement. Separately, the officer received a new grant of 133,777 RSUs on 11/15/2025, also at $0, increasing the number of derivative securities beneficially owned to 342,489 RSUs. The filing explains that one RSU converts into one share of common stock upon vesting, and that the RSUs vest over multi‑year schedules with quarterly installments and double‑trigger acceleration features, contingent on continued employment.

Insider Trade Summary

35,417 shares exercised/converted

Mixed 5 txns

Insider Casey Saori

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	133,777	$0.00	--
Exercise	Restricted Stock Units	24,875	$0.00	--
Exercise	Restricted Stock Units	10,542	$0.00	--
Exercise	Common Stock	35,417	$0.00	--
Tax Withholding	Common Stock	17,561	$16.58	$291K

Holdings After Transaction: Restricted Stock Units — 342,489 shares (Direct); Common Stock — 160,273 shares (Direct)

Footnotes (1)

1. Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary of the grant date of February 15, 2024 and thereafter will vest in equal quarterly installments over the next two years, until such time as the RSUs are 100% vested, subject to the continued employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2025, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Casey Saori

(Last) (First) (Middle)

C/O SONOS, INC.

301 COROMAR DRIVE

(Street)

SANTA BARBARA CA 93117

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sonos Inc [ SONO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/14/2025		M(1)		35,417	A	(2)	160,273	D
Common Stock	11/14/2025		F(3)		17,561	D	$16.58	142,712	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	11/14/2025		M(1)			24,875	(4)	(4)	Common Stock	24,875	$0	219,254	D
Restricted Stock Units	(2)	11/14/2025		M(1)			10,542	(5)	(5)	Common Stock	10,542	$0	208,712	D
Restricted Stock Units	(2)	11/15/2025		A		133,777		(6)	(6)	Common Stock	133,777	$0	342,489	D

Explanation of Responses:

1. Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

2. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

3. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

4. These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary of the grant date of February 15, 2024 and thereafter will vest in equal quarterly installments over the next two years, until such time as the RSUs are 100% vested, subject to the continued employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

5. 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

6. 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2025, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

	/s/ Rebecca Schuster by power of attorney	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Sonos (SONO) report in this Form 4?

The Form 4 reports Sonosb4 Chief Financial Officer receiving common stock from the vesting and settlement of previously granted restricted stock units (RSUs) and a new RSU award, along with shares withheld to cover tax obligations.

How many Sonos (SONO) common shares did the CFO hold after the reported transactions?

After the reported common stock transactions on 11/14/2025, the CFO beneficially owned 142,712 shares of Sonos common stock directly.

What RSU activity for the Sonos (SONO) CFO is disclosed in the Form 4?

The filing shows the conversion of 24,875 RSUs and 10,542 RSUs into common stock at an exercise price of $0, and a new grant of 133,777 RSUs on 11/15/2025.

What is the vesting structure of the Sonos (SONO) CFOb4s RSUs?

One RSU represents the right to receive one Sonos common share upon vesting. Some RSUs vest 33.33% on the first anniversary of the February 15, 2024 grant date and then quarterly over two years, while others vest in 1/12 increments on each quarterly anniversary after November 15, 2024 or November 15, 2025, all subject to continued employment and double-trigger acceleration.

Why were some Sonos (SONO) shares reported as disposed of in this Form 4?

Shares reported as disposed of were withheld by Sonos to satisfy the CFOb4s federal and state tax withholding obligations arising from the vesting and settlement of RSUs, as described under an exempt transaction pursuant to Section 16b-3(e).

How many RSUs did the Sonos (SONO) CFO hold after the reported derivative transactions?

Following the RSU conversions and the new grant, the CFO beneficially owned 342,489 restricted stock units as derivative securities, each representing one share of Sonos common stock upon vesting.