Sony (NYSE: SONY) holder plans 9,485 ADS sale under Rule 144

Rhea-AI Filing Summary

Sony Group has a security holder planning to sell 9,485 American Depository Shares through Merrill Lynch on the NYSE under Rule 144. The filing lists an aggregate market value of 215,594 for these shares and an approximate sale date of 02/12/2026.

The shares were acquired on 07/02/2024 as an Incentive Compensation Stock Award from Sony Corporation Group, with a compensatory form of payment on the same date. Shares outstanding were 525,653,415 American Depository Shares at the time referenced in the notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depsoitory Shares	Merrill Lynch One Bryant Park New York NY 10036	9485	215594	525653415	02/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American Depository Shares	07/02/2024	Incentive Compensation Stock Award	Sony Corporation Group			9485	07/02/2024	Compensatory Payment

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SONY Form 144 filing disclose?

The filing discloses a planned sale of 9,485 American Depository Shares of Sony Group under Rule 144. The seller intends to execute the trade through Merrill Lynch on the NYSE, with an aggregate market value listed as 215,594 and an approximate sale date of 02/12/2026.

How many Sony American Depository Shares are planned to be sold?

The notice covers a proposed sale of 9,485 American Depository Shares. These shares were originally acquired on 07/02/2024 as an Incentive Compensation Stock Award from Sony Corporation Group, with compensatory payment made on the same date according to the disclosed transaction details.

When and how were the SONY shares being sold under Rule 144 acquired?

The 9,485 Sony American Depository Shares were acquired on 07/02/2024 via an Incentive Compensation Stock Award from Sony Corporation Group. The filing states that payment was made as a compensatory payment on 07/02/2024, indicating a non-cash, compensation-related acquisition structure.

Which broker and exchange are involved in the SONY Rule 144 sale?

The planned Rule 144 sale will be executed through Merrill Lynch at One Bryant Park, New York. The shares are expected to trade on the New York Stock Exchange (NYSE), and the filing specifies American Depsoitory Shares as the class of securities to be sold.

What is the aggregate market value and shares outstanding for the SONY shares in this notice?

The filing lists an aggregate market value of 215,594 for the 9,485 Sony American Depository Shares to be sold. It also notes that 525,653,415 shares of this class were outstanding, providing context for the size of the planned sale relative to total shares.

What representation does the seller make in the SONY Form 144?

The seller represents that they do not know any material adverse information about Sony’s current or prospective operations that has not been publicly disclosed. The notice also warns that intentional misstatements or omissions of facts constitute federal criminal violations under 18 U.S.C. 1001.