Sony Group (NYSE: SONY) officer sells 16,512 ADRs under 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Sony Group Corp officer Jonathan Jose Platt reported an open-market sale of 16,512 shares of common stock, represented by American Depositary Receipts, on July 6, 2026 at $21.08 per share. After this transaction, he directly owns 83,326 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on July 10, 2023, indicating it was scheduled in advance rather than timed discretionarily.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 16,512 shares ($348,073)
Net Sell
1 txn
Insider
Platt Jonathan Jose
Role
See Remarks
Sold
16,512 shs ($348K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 16,512 | $21.08 | $348K |
Holdings After Transaction:
Common Stock — 83,326 shares (Direct, null)
Footnotes (1)
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 10, 2023. Represents American Depositary Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depositary Receipts have no expiration date.
Key Figures
Shares sold: 16,512 shares
Sale price per share: $21.08 per share
Shares owned after sale: 83,326 shares
+2 more
5 metrics
Shares sold
16,512 shares
Open-market sale on July 6, 2026
Sale price per share
$21.08 per share
Common stock (ADRs) transaction price
Shares owned after sale
83,326 shares
Direct ownership following the transaction
Transaction code
S (sale)
Open-market or private sale of non-derivative securities
Trading plan adoption date
July 10, 2023
Rule 10b5-1 trading plan governing the sale
Key Terms
Rule 10b5-1 trading plan, American Depositary Receipts, open-market sale, non-derivative, +1 more
5 terms
Rule 10b5-1 trading plan regulatory
"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
American Depositary Receipts financial
"Represents American Depositary Receipts, which are each convertible at any time, at the holder's election, into one share of common stock"
A certificate traded on U.S. markets that represents ownership of shares in a foreign company, letting U.S. investors buy and sell that company as if it were listed domestically. Think of it as a local voucher for a foreign product: it makes price quotes in dollars, trades on familiar exchanges, and brings differences in liquidity, fees and legal protections that can affect returns and risk compared with buying the underlying foreign shares directly.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
non-derivative financial
""transaction_type": "non-derivative""
beneficial ownership financial
"transactionSummary includes netBuySellShares and netBuySellDirection for beneficial ownership changes"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What insider transaction did Sony Group (SONY) report for Jonathan Jose Platt?
Sony Group reported that officer Jonathan Jose Platt completed an open-market sale of 16,512 shares of common stock on July 6, 2026 at $21.08 per share. These shares are represented by American Depositary Receipts, each convertible into one Sony common share.
Was the Sony (SONY) insider sale by Jonathan Jose Platt made under a Rule 10b5-1 plan?
Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on July 10, 2023. Such plans pre-schedule trades, indicating the timing of this 16,512-share sale was determined in advance rather than being a discretionary market-timing decision.
What type of security did Jonathan Jose Platt trade in the Sony (SONY) Form 4 filing?
The transaction involved Sony Group common stock represented by American Depositary Receipts. Each ADR is convertible at any time, at the holder’s election, into one share of Sony common stock, and the ADRs have no expiration date according to the filing’s footnote.