STOCK TITAN

Sony Group HR chief exercises 9,000 stock options

Sony Group Corp (SONY) reported that Chief People Officer Yasuhiro Ito exercised employee stock options for 9,000 shares of common stock on September 11, 2026 at an exercise price of $8.35 per share.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sony Group Corp (SONY) reported that Chief People Officer Yasuhiro Ito exercised employee stock options for 9,000 shares of common stock on September 11, 2026 at an exercise price of $8.35 per share. The option exercise increased his directly held common shares to 15,489 and reduced his related option position to 4,000 options at $8.35 per share, which expire on October 30, 2028. No Rule 10b5-1 trading plan is reported, and the options had become exercisable in three equal installments between October 2020 and November 2021 from a grant originally made on November 20, 2018.

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Negative

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Insider Ito Yasuhiro
Role Chief People Officer (CPO)
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) F1, F2 9,000 $0.00 $0.00
Exercise Common Stock F1 9,000 $8.35 $75K
Holdings After Transaction: Employee Stock Option (right to buy) — 4,000 contracts (Direct); Common Stock — 15,489 shares (Direct)
Footnotes (2)
  1. F1. For purposes of this Form 4, a conversion rate of USD $0.00648 for each JPY 1.00 was used.
  2. F2. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2020, November 20, 2020 and November 20, 2021. The option was granted on November 20, 2018.
Options exercised 9,000 options Employee stock options exercised on September 11, 2026
Exercise price $8.35 per share Exercise price for 9,000 options into Sony Group Corp common stock
Shares received 9,000 shares Common stock acquired upon option exercise on September 11, 2026
Shares held after transaction 15,489 shares Direct Sony Group Corp common stock holdings after the reported transactions
Remaining options 4,000 options Employee stock options remaining at $8.35 exercise price after the exercise
Option expiration date October 30, 2028 Expiration for the remaining options with an $8.35 exercise price
Grant date November 20, 2018 Original grant date of the employee stock options exercised in this filing
FX conversion rate $0.00648 per JPY 1.00 Exchange rate used for purposes of this Form 4
Employee Stock Option financial
"Employee Stock Option (right to buy)"
An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.
exercise price financial
"a conversion or exercise price of 8.3500"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration date of 2028-10-30"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
conversion rate financial
"a conversion rate of USD $0.00648 for each JPY 1.00 was used"
Conversion rate is the proportion of items, people or contracts that take a desired action out of the total possible — for example the share of website visitors who make a purchase, or the number of convertible bonds that are exchanged for shares. Investors care because it measures how effectively a business or financial instrument turns opportunity into real outcomes, like sales or share issuance, which directly affects revenue, cash flow and ownership dilution.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SONY’s Chief People Officer report on this Form 4?

He exercised 9,000 employee stock options for Sony Group Corp common stock on September 11, 2026 at an exercise price of $8.35 per share, receiving 9,000 shares of common stock as a result.

How many SONY common shares does Yasuhiro Ito own after this transaction?

After the option exercise, Yasuhiro Ito directly holds 15,489 shares of Sony Group Corp common stock, as reported for September 11, 2026.

What happened to Yasuhiro Ito’s employee stock options in this SONY filing?

He exercised 9,000 employee stock options at an exercise price of $8.35, leaving a remaining position of 4,000 options at the same exercise price, which expire on October 30, 2028.

Was the SONY Form 4 transaction by the Chief People Officer under a Rule 10b5-1 plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan applies to the reported transactions by Sony Group Corp’s Chief People Officer.

When were the SONY stock options granted and when did they vest for Yasuhiro Ito?

The options were granted on November 20, 2018. They became exercisable in three equal installments on October 31, 2020, November 20, 2020, and November 20, 2021 under the allocation agreement.

What currency conversion rate is referenced in this SONY Form 4?

For this Form 4, a conversion rate of $0.00648 for each JPY 1.00 was used, as disclosed in the footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ito Yasuhiro

(Last)(First)(Middle)
1-7-1 KONAN, MINATO-KU

(Street)
TOKYO108-0075

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
Sony Group Corp [ SONY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief People Officer (CPO)
2a. Foreign Trading Symbol
[6758]
3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/11/2026M9,000A$8.35(1)15,489D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$8.35(1)09/11/2026M9,000 (2)10/30/2028Common Stock9,000$04,000D
Explanation of Responses:
1. For purposes of this Form 4, a conversion rate of USD $0.00648 for each JPY 1.00 was used.
2. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2020, November 20, 2020 and November 20, 2021. The option was granted on November 20, 2018.
/s/ Peter Kim as Attorney-in-Fact for Yasuhiro Ito09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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