STOCK TITAN

Sony Group Corp (NYSE: SONY) grants CEO two new RSU awards

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Totoki Hiroki reported acquisition or exercise transactions in this Form 4 filing.

Sony Group Corp reported that President and CEO Hiroki Totoki received two equity compensation awards in the form of restricted stock units (RSUs). On 2026-07-24 he was granted 367,890 RSUs, each representing a contingent right to one share of Sony common stock, vesting on August 1, 2029 and subject to forfeiture and potential accelerated vesting under award terms. He also received 35,040 RSUs that vest on a future date tied to his retirement as a senior executive, with specific vesting dates defined for three possible retirement windows.

Positive

  • None.

Negative

  • None.
Insider Totoki Hiroki
Role President and CEO
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 367,890 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F3 35,040 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 429,332 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.
  2. F2. The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.
  3. F3. The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.
RSU grant size 367,890 RSUs Restricted stock units granted to Hiroki Totoki on 2026-07-24 vesting August 1, 2029
Retirement-linked RSUs 35,040 RSUs Additional RSUs granted on 2026-07-24 with vesting tied to retirement timing
Fixed vesting date August 1, 2029 Vesting date for the 367,890 RSU award
Retirement window A April 1 to July 17 If retirement occurs in this window, RSUs vest August 1 of that year
Retirement window B July 18 to November 16 If retirement occurs in this window, RSUs vest December 1 of that year
Retirement window C November 17 to March 31 If retirement occurs in this window, RSUs vest on the following April 15
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share of SONY common stock"
forfeiture financial
"The grant is subject to forfeiture and accelerated vesting in accordance with its terms"
accelerated vesting financial
"The grant is subject to forfeiture and accelerated vesting in accordance with its terms"
senior executive other
"retirees from a position as a senior executive of the Issuer"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What equity awards did Sony (SONY) grant to President and CEO Hiroki Totoki?

Sony granted Hiroki Totoki two restricted stock unit (RSU) awards. One consists of 367,890 RSUs with a fixed vesting date, and the other consists of 35,040 RSUs that vest based on his future retirement timing as a senior executive.

When do Hiroki Totoki’s 367,890 Sony (SONY) RSUs vest?

The 367,890 RSUs granted to Hiroki Totoki vest on August 1, 2029. These units represent a contingent right to receive Sony common shares and are subject to possible forfeiture and accelerated vesting according to the award’s terms.

How is vesting structured for the 35,040 Sony (SONY) RSUs linked to Hiroki Totoki’s retirement?

The 35,040 RSUs vest on a date tied to Totoki’s retirement as a senior executive, with three windows: retirements between April 1–July 17, July 18–November 16, or November 17–March 31 each trigger different specified vesting dates.

Do Hiroki Totoki’s Sony (SONY) RSU grants involve any cash exercise price?

No cash exercise price applies; both RSU grants show a transaction price per share of 0.0000. Each RSU is a contingent right to receive one share of Sony common stock if the vesting conditions are satisfied.

Were Hiroki Totoki’s Sony (SONY) RSU grants made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative. The data indicate the awards are reported as grants of restricted stock units, with no accompanying note that they were executed under a Rule 10b5-1 trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Totoki Hiroki

(Last)(First)(Middle)
1-7-1 KONAN, MINATO-KU

(Street)
TOKYO108-0075

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
Sony Group Corp [ SONY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
[6758]
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/24/2026A367,890 (2) (2)Common Stock367,890$0367,890D
Restricted Stock Units(1)07/24/2026A35,040 (3) (3)Common Stock35,040$061,442D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.
2. The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.
3. The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.
/s/ Peter Kim as Attorney-in-Fact for Hiroki Totoki07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)