SOPHiA GENETICS officer proposes $12.8K share sale

The notice lists 85,127,825 common shares outstanding and cites two prior sales under a Rule 10b5-1 plan.

Rhea-AI Filing Summary

For SOPHiA GENETICS SA (SOPH), Officer George Cardoza filed notice of a proposed sale of 1,592 common shares, with an aggregate market value of $12,847.44. The securities-to-be-sold entry lists Restricted Stock Units as the acquisition type and the issuer as the source. It also lists two prior sales under a Rule 10b5-1 plan: 774 shares on September 21, 2026, for $6,447.42, and 1,592 shares on July 6, 2026, for $8,419.45.

Key Figures

Proposed sale: 1,592 common shares Aggregate market value: $12,847.44 Common shares outstanding: 85,127,825 shares +4 more

7 metrics

Proposed sale 1,592 common shares Proposed sale by Officer George Cardoza

Aggregate market value $12,847.44 Proposed sale

Common shares outstanding 85,127,825 shares Listed in the securities information

Prior sale 774 shares Under a Rule 10b5-1 plan on September 21, 2026

Prior sale value $6,447.42 Sale under a Rule 10b5-1 plan on September 21, 2026

Prior sale 1,592 shares Under a Rule 10b5-1 plan on July 6, 2026

Prior sale value $8,419.45 Sale under a Rule 10b5-1 plan on July 6, 2026

Key Terms

Restricted Stock Units, Rule 10b5-1, Rule 144

3 terms

Restricted Stock Units financial

"Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 10b5-1 regulatory

"10b5-1 Sales for GEORGE CARDOZA"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SOPH shares does George Cardoza propose to sell?

George Cardoza's notice identifies a proposed sale of 1,592 common shares with an aggregate market value of $12,847.44. The securities-to-be-sold entry lists Restricted Stock Units as the acquisition type and the issuer as the source.

What prior SOPH share sales does George Cardoza report?

The notice lists sales under a Rule 10b5-1 plan of 774 shares on September 21, 2026, for $6,447.42, and 1,592 shares on July 6, 2026, for $8,419.45.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 04:43 PM Accepted by SEC EDGAR 10/05/2026 - 04:42 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001518734
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SOPHIA GENETICS SA
SEC File Number	001-40627
Address of Issuer	La Piece 12 ch-1180 Rolle SWITZERLAND 00000
Phone	41216941060
Name of Person for Whose Account the Securities are To Be Sold	GEORGE CARDOZA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1592	12847.44	85127825	10/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2026	Restricted Stock Units	Issuer			1592	10/02/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	09/21/2026	774	6447.42
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	07/06/2026	1592	8419.45

144: Remarks and Signature

Remarks
Date of Notice	10/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/04/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ George Cardoza
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)