Morgan Stanley files Form 144 for 684 RSUs

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 684 Restricted Stock Units (Common) dated 04/18/2026.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 684 Restricted Stock Units (Common) dated 04/18/2026. The filing also lists recent 10b5-1 sales by Daan Guido Maria van Well, including 2,400 shares on 04/10/2026 for $11,201.28 and 2,861 shares on 04/08/2026 for $13,862.12.

Key Figures

Restricted Stock Units to be sold: 684 RSUs 10b5-1 sale example: 2,400 shares 10b5-1 sale example: 2,861 shares +1 more

4 metrics

Restricted Stock Units to be sold 684 RSUs Proposed sale dated 04/18/2026

10b5-1 sale example 2,400 shares Sale on 04/10/2026 for $11,201.28

10b5-1 sale example 2,861 shares Sale on 04/08/2026 for $13,862.12

Earlier sale 684 shares Sale on 03/19/2026 for $3,273.97

Key Terms

Form 144, Restricted Stock Units, 10b5-1

3 terms

Form 144 regulatory

"submitted a Form 144 reporting a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common | 04/18/2026 | Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for DAAN GUIDO MARIA VAN WELL"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for SOPH show?

It reports a proposed sale of 684 Restricted Stock Units dated 04/18/2026. The filing lists the security type as Common stock and identifies the planned seller and broker.

Who executed recent 10b5-1 sales listed in the filing for SOPH?

The filing lists sales executed under a 10b5-1 plan by Daan Guido Maria van Well. Multiple dated trades appear between 02/19/2026 and 04/10/2026 with individual share amounts and proceeds.

How many shares were sold on 04/10/2026 in the filing?

The filing lists a sale of 2,400 shares on 04/10/2026. The reported proceeds for that trade are $11,201.28 in the excerpt.

Are the transactions described as 10b5-1 in the SOPH Form 144?

Yes. The listed recent trades are labeled as 10b5-1 Sales, indicating they were executed under a prearranged trading plan, per the filing entries.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 04:29 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002006414
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SOPHIA GENETICS SA
SEC File Number	001-40627
Address of Issuer	La Piece 12 ch-1180 Rolle SWITZERLAND 00000
Phone	41216941060
Name of Person for Whose Account the Securities are To Be Sold	DAAN GUIDO MARIA VAN WELL
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	684	3611.52	68486338	04/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/18/2026	Restricted Stock Units	Issuer			684	04/18/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DAAN GUIDO MARIA VAN WELL La Piece 12 ch-1180 Rolle V8 00000	Common	04/10/2026	2400	11201.28
10b5-1 Sales for DAAN GUIDO MARIA VAN WELL La Piece 12 ch-1180 Rolle V8 00000	Common	04/09/2026	1988	9424.31
10b5-1 Sales for DAAN GUIDO MARIA VAN WELL La Piece 12 ch-1180 Rolle V8 00000	Common	04/08/2026	2861	13862.12
10b5-1 Sales for DAAN GUIDO MARIA VAN WELL La Piece 12 ch-1180 Rolle V8 00000	Common	04/07/2026	2400	11681.76
10b5-1 Sales for DAAN GUIDO MARIA VAN WELL La Piece 12 ch-1180 Rolle V8 00000	Common	04/06/2026	2705	13136.02
10b5-1 Sales for DAAN GUIDO MARIA VAN WELL La Piece 12 ch-1180 Rolle V8 00000	Common	03/19/2026	684	3273.97
10b5-1 Sales for DAAN GUIDO MARIA VAN WELL La Piece 12 ch-1180 Rolle V8 00000	Common	02/19/2026	684	3299.75

144: Remarks and Signature

Remarks
Date of Notice	04/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/03/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daan Guido Maria Van Well
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)