Morgan Stanley files Form 144; SOPH insider 10b5-1 sales recorded (SOPH)
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 684 Restricted Stock Units (Common) dated 04/18/2026. The filing also lists recent 10b5-1 sales by Daan Guido Maria van Well, including 2,400 shares on 04/10/2026 for $11,201.28 and 2,861 shares on 04/08/2026 for $13,862.12.
Positive
- None.
Negative
- None.
Key Figures
Restricted Stock Units to be sold: 684 RSUs
10b5-1 sale example: 2,400 shares
10b5-1 sale example: 2,861 shares
+1 more
4 metrics
Restricted Stock Units to be sold
684 RSUs
Proposed sale dated 04/18/2026
10b5-1 sale example
2,400 shares
Sale on 04/10/2026 for $11,201.28
10b5-1 sale example
2,861 shares
Sale on 04/08/2026 for $13,862.12
Earlier sale
684 shares
Sale on 03/19/2026 for $3,273.97
Key Terms
Form 144, Restricted Stock Units, 10b5-1
3 terms
Form 144 regulatory
"submitted a Form 144 reporting a proposed sale"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Restricted Stock Units financial
"Common | 04/18/2026 | Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
10b5-1 regulatory
"10b5-1 Sales for DAAN GUIDO MARIA VAN WELL"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
FAQ
What does the Form 144 for SOPH show?
It reports a proposed sale of 684 Restricted Stock Units dated 04/18/2026. The filing lists the security type as Common stock and identifies the planned seller and broker.
Who executed recent 10b5-1 sales listed in the filing for SOPH?
The filing lists sales executed under a 10b5-1 plan by Daan Guido Maria van Well. Multiple dated trades appear between 02/19/2026 and 04/10/2026 with individual share amounts and proceeds.
Are the transactions described as 10b5-1 in the SOPH Form 144?
Yes. The listed recent trades are labeled as 10b5-1 Sales, indicating they were executed under a prearranged trading plan, per the filing entries.