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SOPH (NASDAQ) insider RSUs recorded; Philippe Menu reports multiple 10b5-1 sales

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

SOPH affiliate submitted a Form 144 reporting proposed and recent sales of Common Stock under Rule 144 and 10b5-1 transactions. The filing lists restricted stock unit grants of 608 shares (05/18/2026) and 15,000 RSUs (04/02/2025). It also itemizes multiple 10b5-1 sales by Philippe Menu, including 5,000-share trades on 05/12/2026 and other dates with dollar proceeds shown per trade.

Positive

  • None.

Negative

  • None.
RSU grant 608 shares Restricted Stock Units dated 05/18/2026
RSU grant 15,000 shares Restricted Stock Units dated 04/02/2025
10b5-1 sale 5,000 shares Sale dated 05/12/2026 with proceeds $23,344.50
10b5-1 sale 5,000 shares Sale dated 04/27/2026 with proceeds $24,089.00
10b5-1 sale 608 shares Sale dated 04/20/2026 with proceeds $3,161.72
10b5-1 regulatory
"10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
Restricted Stock Units financial
"Restricted Stock Units | Issuer | 608 | 05/18/2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Form 144 regulatory
"Filer Information | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does SOPH's Form 144 disclose about recent insider sales?

The filing lists multiple 10b5-1 sales by Philippe Menu, including 5,000 shares on 05/12/2026 and several prior sales in April and March 2026. Each trade includes the share count and gross dollar proceeds for that specific transaction.

What restricted awards are shown in the SOPH Form 144?

The filing records Restricted Stock Units granted to an issuer: 608 RSUs dated 05/18/2026 and 15,000 RSUs dated 04/02/2025. These awards are listed with their grant dates and labeled as Restricted Stock Units in the filing.

Are the proceeds from the reported sales paid to the issuer or selling holder?

The form lists gross dollar amounts for each 10b5-1 sale (e.g., $23,344.50 for 5,000 shares on 05/12/2026), indicating proceeds tied to those holder transactions. The filing does not state the issuer receives offering proceeds.

How can I find the dates and sizes of the 10b5-1 trades in SOPH's filing?

The filing enumerates each 10b5-1 sale with a date, share count, and dollar amount. Examples include 5,000 shares on 05/12/2026, 5,000 shares on 04/27/2026, and multiple trades in April and March 2026 with respective proceeds.