SOPH Form 144 lists RSUs and multiple 10b5-1 sales

SOPH affiliate submitted a Form 144 reporting proposed and recent sales of Common Stock under Rule 144 and 10b5-1 transactions.

Rhea-AI Filing Summary

SOPH affiliate submitted a Form 144 reporting proposed and recent sales of Common Stock under Rule 144 and 10b5-1 transactions. The filing lists restricted stock unit grants of 608 shares (05/18/2026) and 15,000 RSUs (04/02/2025). It also itemizes multiple 10b5-1 sales by Philippe Menu, including 5,000-share trades on 05/12/2026 and other dates with dollar proceeds shown per trade.

Key Figures

RSU grant: 608 shares RSU grant: 15,000 shares 10b5-1 sale: 5,000 shares +2 more

5 metrics

RSU grant 608 shares Restricted Stock Units dated 05/18/2026

RSU grant 15,000 shares Restricted Stock Units dated 04/02/2025

10b5-1 sale 5,000 shares Sale dated 05/12/2026 with proceeds $23,344.50

10b5-1 sale 5,000 shares Sale dated 04/27/2026 with proceeds $24,089.00

10b5-1 sale 608 shares Sale dated 04/20/2026 with proceeds $3,161.72

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 608 | 05/18/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SOPH's Form 144 disclose about recent insider sales?

The filing lists multiple 10b5-1 sales by Philippe Menu, including 5,000 shares on 05/12/2026 and several prior sales in April and March 2026. Each trade includes the share count and gross dollar proceeds for that specific transaction.

What restricted awards are shown in the SOPH Form 144?

The filing records Restricted Stock Units granted to an issuer: 608 RSUs dated 05/18/2026 and 15,000 RSUs dated 04/02/2025. These awards are listed with their grant dates and labeled as Restricted Stock Units in the filing.

Are the proceeds from the reported sales paid to the issuer or selling holder?

The form lists gross dollar amounts for each 10b5-1 sale (e.g., $23,344.50 for 5,000 shares on 05/12/2026), indicating proceeds tied to those holder transactions. The filing does not state the issuer receives offering proceeds.

How can I find the dates and sizes of the 10b5-1 trades in SOPH's filing?

The filing enumerates each 10b5-1 sale with a date, share count, and dollar amount. Examples include 5,000 shares on 05/12/2026, 5,000 shares on 04/27/2026, and multiple trades in April and March 2026 with respective proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 04:33 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002014308
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SOPHIA GENETICS SA
SEC File Number	001-40627
Address of Issuer	La Piece 12 ch-1180 Rolle SWITZERLAND 00000
Phone	41216941060
Name of Person for Whose Account the Securities are To Be Sold	PHILIPPE MENU
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15608	73201.52	68486338	05/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/18/2026	Restricted Stock Units	Issuer			608	05/18/2026	N/A
Common	04/02/2025	Restricted Stock Units	Issuer			15000	04/02/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	05/12/2026	5000	23344.50
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/27/2026	5000	24089.00
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/20/2026	608	3161.72
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/14/2026	1600	7932.96
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/13/2026	4400	20962.48
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/10/2026	3725	17441.20
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/09/2026	1931	9151.59
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/08/2026	2800	13543.60
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/07/2026	2400	11676.72
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/06/2026	2700	13096.35
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	03/19/2026	608	2912.81
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	03/12/2026	5000	22592.50

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 04/02/2025 through 07/03/2025.
Date of Notice	05/19/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Philippe Menu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)