Form 144: 10b5-1 sales and RSU sale for SOPH

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed and completed affiliate sales of Common Stock and planned sale of Restricted Stock Units.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed and completed affiliate sales of Common Stock and planned sale of Restricted Stock Units. The filing lists three 10b5-1 sale transactions by George Cardoza: 2,413 shares for $11,768.44 on 04/07/2026, 1,403 shares for $6,800.65 on 04/08/2026, and 774 shares for $4,163.73 on 06/22/2026. The filing also shows 1,592 Restricted Stock Units to be sold on 07/02/2026.

Key Figures

10b5-1 sale (04/07/2026): 2,413 shares 10b5-1 sale (04/08/2026): 1,403 shares 10b5-1 sale (06/22/2026): 774 shares +2 more

5 metrics

10b5-1 sale (04/07/2026) 2,413 shares sale on 04/07/2026 for $11,768.44

10b5-1 sale (04/08/2026) 1,403 shares sale on 04/08/2026 for $6,800.65

10b5-1 sale (06/22/2026) 774 shares sale on 06/22/2026 for $4,163.73

Planned RSU sale 1,592 Restricted Stock Units listed for sale on 07/02/2026

Total shares sold (sum of listed sales) 4,590 shares aggregate of three completed 10b5-1 transactions in excerpt

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 1592 | 07/02/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions does SOPH Form 144 report?

The filing reports three completed 10b5-1 sales totaling 4,590 shares and a planned sale of 1,592 Restricted Stock Units. Completed sales occurred on 04/07/2026, 04/08/2026, and 06/22/2026, and the RSU sale is dated 07/02/2026.

Who executed the reported 10b5-1 sales in the SOPH filing?

The three 10b5-1 sales are reported for George Cardoza. The filing attributes the completed transactions on 04/07/2026, 04/08/2026, and 06/22/2026 to that reporting person and lists share counts and proceeds for each sale.

How many shares and proceeds were reported for each 10b5-1 sale?

The filing lists 2,413 shares for $11,768.44 on 04/07/2026, 1,403 shares for $6,800.65 on 04/08/2026, and 774 shares for $4,163.73 on 06/22/2026. Each entry pairs the share count with its reported dollar amount.

What Restricted Stock Units are included in the Form 144?

The filing shows 1,592 Restricted Stock Units listed under "Securities To Be Sold" with a date of 07/02/2026. The line identifies the instrument as Restricted Stock Units and lists the planned sale quantity and date.

Does the Form 144 show the sale method or cash‑flow recipient?

The excerpt identifies the completed transactions as 10b5-1 sales and the planned RSU sale date. It does not specify additional distribution methods or who receives proceeds beyond the reported dollar amounts paired with each completed sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 04:39 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001518734
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SOPHIA GENETICS SA
SEC File Number	001-40627
Address of Issuer	La Piece 12 ch-1180 Rolle SWITZERLAND 00000
Phone	41216941060
Name of Person for Whose Account the Securities are To Be Sold	GEORGE CARDOZA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1592	8517.20	71790366	07/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/02/2026	Restricted Stock Units	Issuer			1592	07/02/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	06/22/2026	774	4163.73
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	04/08/2026	1403	6800.65
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	04/07/2026	2413	11768.44

144: Remarks and Signature

Remarks
Date of Notice	07/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/04/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ George Cardoza
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)