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[144] SOPHiA GENETICS SA SEC Filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

This notice under Rule 144 reports a planned sale of 30,000 common shares through Morgan Stanley Smith Barney, with an aggregate market value of $144,000.00. The issuer’s common stock is listed on NASDAQ, and the approximate date of sale is 01/07/2026, with 67,847,058 shares reported as outstanding. Of the securities to be sold, 17,933 shares were acquired on 01/07/2026 via a cash exercise of stock options, and 12,067 shares are founder shares acquired on 03/18/2021.

Over the past three months, the seller has conducted multiple Rule 10b5-1 plan sales of common stock, including 24,641 shares on 10/30/2025 for gross proceeds of $123,942.82. By signing the notice, the person for whose account the securities are to be sold represents that they do not know of any undisclosed material adverse information about the issuer’s current or prospective operations.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Sophia Genetics Sa

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