SOPH insider 10b5-1 sales: 5,707 shares disclosed

Morgan Stanley Smith Barney LLC reported a Form 144 disclosing sale activity by a holder associated with SOPH.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC reported a Form 144 disclosing sale activity by a holder associated with SOPH. The filing lists restricted stock units (1 RSU) with an award date of 04/02/2026 and three 10b5-1 sale transactions totaling 5,707 shares executed on 03/19/2026, 04/06/2026, and 04/07/2026.

Key Figures

10b5-1 sales total shares: 5,707 shares 04/07/2026 sale: 2,413 shares 04/06/2026 sale: 2,520 shares +3 more

6 metrics

10b5-1 sales total shares 5,707 shares aggregate of 774, 2,520, and 2,413 shares sold on listed dates

04/07/2026 sale 2,413 shares 10b5-1 sale with gross amount $11,768.44

04/06/2026 sale 2,520 shares 10b5-1 sale with gross amount $12,210.91

03/19/2026 sale 774 shares 10b5-1 sale with gross amount $3,704.52

Restricted Stock Units listed 1 RSU Securities To Be Sold entry dated 04/02/2026 (Restricted Stock Units)

Broker / Intermediary Morgan Stanley Smith Barney LLC Named intermediary on the filing cover data

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for GEORGE CARDOZA ..."

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 04/02/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information ... 144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SOPH's Form 144 disclose about recent insider sales?

The Form 144 discloses insider dispositions totaling 5,707 shares across three 10b5-1 transactions. The filing shows sales on 03/19/2026 (774 shares), 04/06/2026 (2,520 shares), and 04/07/2026 (2,413 shares), with associated gross amounts listed.

Does the filing show any planned or pending sales for SOPH?

Yes. The filing lists 1 Restricted Stock Unit dated 04/02/2026 under "Securities To Be Sold." The RSU is identified as restricted stock units with an issuer designation and the 04/02/2026 date.

Were the recent SOPH transactions executed under a trading plan?

Yes. The three disclosed dispositions are labeled as 10b5-1 Sales, indicating they were executed under a pre-arranged trading plan. Each trade line in the filing explicitly includes the phrase "10b5-1 Sales."

Who is the broker or intermediary named on the Form 144 for SOPH?

The Form 144 identifies Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY 10004 as the intermediary listed on the filing cover data.

What dollar proceeds are shown for the recent SOPH sales?

The filing lists gross proceeds for each sale: $3,704.52 for 774 shares, $12,210.91 for 2,520 shares, and $11,768.44 for 2,413 shares. These appear alongside each 10b5-1 transaction line.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/08/2026 - 04:37 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001518734
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SOPHIA GENETICS SA
SEC File Number	001-40627
Address of Issuer	La Piece 12 ch-1180 Rolle SWITZERLAND 00000
Phone	41216941060
Name of Person for Whose Account the Securities are To Be Sold	GEORGE CARDOZA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1	4.90	68486338	04/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/02/2026	Restricted Stock Units	Issuer			1	04/02/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	04/07/2026	2413	11768.44
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	04/06/2026	2520	12210.91
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	03/19/2026	774	3704.52

144: Remarks and Signature

Remarks
Date of Notice	04/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/04/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ George Cardoza
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)