SOPH (NASDAQ: SOPH) affiliate notifies sale of 774 RSU shares, recent 10b5-1 trades listed

Rhea-AI Filing Summary

SOPH affiliate filed a Form 144 notifying a proposed sale of 774 shares of Common Stock issuable upon Restricted Stock Units dated 06/18/2026. The excerpt also lists prior 10b5-1 dispositions of Common shares on 04/06/2026, 04/07/2026, and 04/08/2026, with per-trade share counts shown.

Insights

Equity Capital Markets Analyst

Form 144 lists a proposed resale of RSU-derived shares and recent 10b5-1 sales.

The filing shows 774 shares of Common stock tied to Restricted Stock Units dated 06/18/2026. Prior reported 10b5-1 sales are listed for 04/06/2026 (2,520 shares), 04/07/2026 (2,413 shares), and 04/08/2026 (1,403 shares).

Timing and cash-flow treatment are not described in the excerpt; subsequent SEC disclosures or broker confirmations would state execution details.

Key Figures

Shares proposed for resale: 774 shares 10b5-1 sale on 04/06/2026: 2,520 shares 10b5-1 sale on 04/07/2026: 2,413 shares +2 more

5 metrics

Shares proposed for resale 774 shares Restricted Stock Units dated <date>06/18/2026</date>

10b5-1 sale on 04/06/2026 2,520 shares Securities Sold During The Past 3 Months

10b5-1 sale on 04/07/2026 2,413 shares Securities Sold During The Past 3 Months

10b5-1 sale on 04/08/2026 1,403 shares Securities Sold During The Past 3 Months

Filer location New York, NY Morgan Stanley Smith Barney LLC address line

Key Terms

Form 144, Restricted Stock Units, 10b5-1 Sales

3 terms

Form 144 regulatory

"144: Securities To Be Sold — notice of proposed sale by affiliate"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common | 06/18/2026 | Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales regulatory

"10b5-1 Sales for GEORGE CARDOZA ... | Common | 04/08/2026"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

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Available on EDGAR 06/22/2026 - 04:49 PM Accepted by SEC EDGAR 06/22/2026 - 04:49 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	774	4226.04	68486338	06/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/18/2026	Restricted Stock Units	Issuer			774	06/18/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	04/08/2026	1403	6800.65
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	04/07/2026	2413	11768.44
10b5-1 Sales for GEORGE CARDOZA La Piece 12 ch-1180 Rolle V8 00000	Common	04/06/2026	2520	12210.91

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SOPH Form 144 report state about the proposed sale?

The Form 144 notifies a proposed sale of 774 shares of Common Stock issuable on Restricted Stock Units dated 06/18/2026. The filing lists the security type and the date tied to those RSUs.

Does the filing show any recent insider sales for SOPH?

Yes. The excerpt lists 10b5-1 sales on 04/06/2026 for 2,520 shares, 04/07/2026 for 2,413 shares, and 04/08/2026 for 1,403 shares. Those entries appear under "Securities Sold During The Past 3 Months."

Are the 774 shares being sold by the issuer or an affiliate?

The excerpt identifies the securities as Restricted Stock Units with the filer listed under issuer information; the Form 144 framework indicates an affiliate notice, not a public offering by the issuer.

Do the sale entries include proceeds or prices for the 10b5-1 transactions?

The excerpt shows numeric values adjacent to the 10b5-1 sale rows but does not label them explicitly as proceeds or price per share; the filing text does not provide a clear proceeds label in the provided excerpt.

What security type is covered by this Form 144 for SOPH?

The filing covers Common stock issuable upon Restricted Stock Units, with a listed quantity of 774 shares dated 06/18/2026.