Multiple 10b5-1 sales by SOPH insider (NASDAQ: SOPH) reported

Rhea-AI Filing Summary

SOPH insider reported proposed and completed stock sales under a Form 144 and 10b5-1 plan. The filing lists Restricted Stock Units granted with entries of 608 shares (04/18/2026) and 10,000 shares (01/03/2025). Multiple 10b5-1 sales are shown, including 5,000-share trades on 03/12/2026 and 02/12/2026, and smaller sales across February–April 2026.

Key Figures

Largest single trades shown: 5,000 shares Example proceeds: $23,626.00 RSU entry (recent): 608 shares +3 more

6 metrics

Largest single trades shown 5,000 shares Trades on 03/12/2026 and 02/12/2026

Example proceeds $23,626.00 Proceeds for 5,000-share sale on 02/12/2026

RSU entry (recent) 608 shares Restricted Stock Units dated 04/18/2026

RSU entry (prior) 10,000 shares Restricted Stock Units dated 01/03/2025

Example proceeds $22,592.50 Proceeds for 5,000-share sale on 03/12/2026

Single smaller trade 1,931 shares Sale on 04/09/2026 with proceeds $9,151.59

Key Terms

10b5-1 Sales, Restricted Stock Units, Form 144

3 terms

10b5-1 Sales regulatory

"10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 608 | 04/18/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What does the SOPH Form 144 disclose about recent insider sales?

The filing lists multiple 10b5-1 sales by the reporting person. It shows 5,000-share trades on 03/12/2026 and 02/12/2026, plus several smaller sales in March and April 2026 totaling multiple transactions.

How many Restricted Stock Units are listed in the SOPH filing?

The filing lists two RSU entries: 608 shares dated 04/18/2026 and 10,000 shares dated 01/03/2025. These appear under the securities-to-be-sold section as RSU grant lines.

Were the insider sales executed under a trading plan for SOPH?

Yes. The sales rows are labeled as 10b5-1 Sales, indicating trades were executed pursuant to a pre-established 10b5-1 plan, with dates and per-trade share counts shown for February–April 2026.

What were the dollar proceeds shown for any single sale in the filing?

Individual sale proceeds are shown per trade, for example $23,626.00 for the 5,000-share sale on 02/12/2026 and $22,592.50 for the 5,000-share sale on 03/12/2026, as listed in the entries.

Does the Form 144 indicate the exchange where SOPH shares trade?

Yes. The filing lists the trading market as NASDAQ for the common shares referenced in the transaction rows and securities section.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10608	56010.24	68486338	04/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/18/2026	Restricted Stock Units	Issuer			608	04/18/2026	N/A
Common	01/03/2025	Restricted Stock Units	Issuer			10000	01/03/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/14/2026	1600	7932.96
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/13/2026	4400	20962.48
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/10/2026	3725	17441.20
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/09/2026	1931	9151.59
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/08/2026	2800	13543.60
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/07/2026	2400	11676.72
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/06/2026	2700	13096.35
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	03/19/2026	608	2912.81
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	03/12/2026	5000	22592.50
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	02/19/2026	608	2932.38
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	02/12/2026	5000	23626.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)