SOPHiA GENETICS (SOPH) president sells 8,129 shares under 10b5-1 tax plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
SOPHiA GENETICS SA President Ross Muken reported two small open-market sales of Ordinary Shares to cover taxes from equity vesting. On April 10 and 13, 2026, he sold a total of 8,129 shares at weighted average prices around $4.69–$4.77 per share. A footnote explains these transactions were made to satisfy tax withholding obligations arising from restricted stock units that vested on April 2 and 3, 2026, and were executed under a pre-established Rule 10b5-1(c) trading plan, meaning they were not discretionary trades. Following the sales, he continues to hold 685,232 Ordinary Shares directly.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 8,129 shares ($38,445)
Net Sell
2 txns
Insider
Muken Ross
Role
President
Sold
8,129 shs ($38K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Ordinary Shares | 4,442 | $4.765 | $21K |
| Sale | Ordinary Shares | 3,687 | $4.6864 | $17K |
Holdings After Transaction:
Ordinary Shares — 685,232 shares (Direct)
Footnotes (1)
- Represents shares sold by the Reporting Person in the open market to satisfy tax withholding obligations arising in connection with the vesting of restricted stock units on April 2 and 3, 2026. These sales were effected pursuant to a pre-established Rule 10b5-1 (c) trading plan adopted by the Reporting Person and do not represent discretionary trades. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.61 to $4.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.62 to $4.88, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Key Figures
Shares sold total: 8,129 shares
April 10 sale size: 3,687 shares
April 13 sale size: 4,442 shares
+3 more
6 metrics
Shares sold total
8,129 shares
Open-market sales on April 10 and 13, 2026
April 10 sale size
3,687 shares
Ordinary Shares sold at $4.6864 weighted average
April 13 sale size
4,442 shares
Ordinary Shares sold at $4.7650 weighted average
Post-transaction holdings
685,232 shares
Ordinary Shares held directly after April 13, 2026 sale
Price range April 10
$4.61–$4.77
Weighted average comprised of multiple trades in that range
Price range April 13
$4.62–$4.88
Weighted average comprised of multiple trades in that range
Key Terms
Rule 10b5-1 (c) trading plan, restricted stock units, weighted average price, open market
4 terms
Rule 10b5-1 (c) trading plan regulatory
"These sales were effected pursuant to a pre-established Rule 10b5-1 (c) trading plan adopted by the Reporting Person"
restricted stock units financial
"tax withholding obligations arising in connection with the vesting of restricted stock units on April 2 and 3, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open market financial
"Represents shares sold by the Reporting Person in the open market to satisfy tax withholding obligations"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
FAQ
What did SOPHiA GENETICS (SOPH) President Ross Muken report in this Form 4?
He reported selling 8,129 Ordinary Shares in two open-market transactions. These sales were tied to tax withholding obligations from recently vested restricted stock units and were executed under a pre-established Rule 10b5-1(c) trading plan.
What does the weighted average price disclosure mean in this SOPHiA GENETICS (SOPH) Form 4?
Weighted average price means each reported price combines several individual trades executed within a stated range. The filing notes prices for the sales ranged roughly from $4.61 to $4.88 and offers to provide full breakdowns upon written request.