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New equity awards for SOPHiA GENETICS (SOPH) Chief Medical Officer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SOPHiA GENETICS SA Chief Medical Officer Philippe Menu reported new equity awards. He received a grant of 164,671 share options with an exercise price of $5.04 per share, and a separate grant of 112,936 ordinary shares in the form of restricted stock units.

The RSUs were granted under the company’s 2021 Equity Incentive Plan and vest over time, with 25% vesting on April 2, 2027 and the remaining 75% in equal quarterly installments through April 2, 2030, subject to continued service. The options vest as to 25% of the underlying ordinary shares on April 2, 2027, then in equal monthly installments through April 2, 2030, and expire on April 2, 2036. After these awards, Menu directly holds 112,936 ordinary shares and 164,671 share options from this filing.

Positive

  • None.

Negative

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Insider Menu Philippe
Role Chief Medical Officer
Type Security Shares Price Value
Grant/Award Share Option (Right to Buy) 164,671 $0.00 --
Grant/Award Ordinary Shares 112,936 $0.00 --
Holdings After Transaction: Share Option (Right to Buy) — 164,671 shares (Direct); Ordinary Shares — 112,936 shares (Direct)
Footnotes (1)
  1. Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. 25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments through April 2, 2030. The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027, and then in equal monthly installments through April 2, 2030.
Share options granted 164,671 options Grant on April 2, 2026 to Chief Medical Officer
Option exercise price $5.04 per share Exercise price for 164,671 share options
RSUs granted 112,936 RSUs Restricted stock unit grant on April 2, 2026
RSU vesting start 25% on April 2, 2027 Initial vesting tranche for RSU award
RSU final vesting date April 2, 2030 Quarterly vesting of remaining 75% through this date
Option vesting schedule 25% on April 2, 2027; monthly to April 2, 2030 Vesting terms for share option grant
Option expiration April 2, 2036 Expiration date of 164,671 share options
Shares held following grant 112,936 ordinary shares Total non-derivative holdings after RSU award
restricted stock unit ("RSU") financial
"Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan."
2021 Equity Incentive Plan financial
"RSU grant made under the Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right"
contingent right to receive one ordinary share financial
"Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to the Reporting Person's continued service"
vest financial
"25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
exercise price financial
"The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
share option vests and becomes exercisable financial
"The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Menu Philippe

(Last)(First)(Middle)
C/O SOPHIA GENETICS SA
LA PIECE 12

(Street)
ROLLE1180

(City)(State)(Zip)

SWITZERLAND

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOPHiA GENETICS SA [ SOPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Medical Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares04/02/2026A112,936(1)A$0112,936D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option (Right to Buy)$5.0404/02/2026A164,671 (2)04/02/2036Ordinary Shares164,671$0164,671D
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. 25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments through April 2, 2030.
2. The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027, and then in equal monthly installments through April 2, 2030.
Remarks:
/s/ Elimara Brunetto as Attorney-in-fact for Philippe Menu04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did SOPHiA GENETICS (SOPH) Chief Medical Officer report on this Form 4?

The Form 4 reports equity compensation awards to Chief Medical Officer Philippe Menu. He received 164,671 share options at a $5.04 exercise price and 112,936 restricted stock units, all granted on April 2, 2026, subject to multi‑year vesting schedules tied to continued service.

How many restricted stock units did SOPHiA GENETICS (SOPH) grant and how do they vest?

SOPHiA GENETICS granted 112,936 restricted stock units to Philippe Menu. Each RSU equals one ordinary share. Twenty‑five percent vest on April 2, 2027, and the remaining 75% vest in equal quarterly installments through April 2, 2030, contingent on his continued service with the company.

What are the terms of the share options granted to the SOPHiA GENETICS (SOPH) CMO?

Philippe Menu received 164,671 share options with a $5.04 exercise price. Twenty‑five percent of the underlying ordinary shares vest on April 2, 2027, with the rest vesting in equal monthly installments through April 2, 2030. The options expire on April 2, 2036, if not exercised.

What is the relationship between the RSUs and ordinary shares for SOPHiA GENETICS (SOPH)?

Each restricted stock unit represents a contingent right to receive one ordinary share of SOPHiA GENETICS. Delivery of those ordinary shares depends on RSUs vesting according to the schedule and Philippe Menu’s continued service, aligning his compensation with long‑term company performance and retention goals.

Under which plan were the SOPHiA GENETICS (SOPH) RSUs granted to the CMO?

The RSUs granted to Chief Medical Officer Philippe Menu were issued under SOPHiA GENETICS’ 2021 Equity Incentive Plan. This plan provides equity‑based awards such as restricted stock units to key personnel, tying part of their compensation to the company’s share performance and long‑term service.

How many SOPHiA GENETICS (SOPH) shares and options does the CMO hold after these grants?

Following the April 2, 2026 awards, Philippe Menu directly holds 112,936 ordinary shares reflected from the RSU grant and 164,671 share options. These positions arise from the newly reported grants, with future ownership of RSU-related shares depending on the vesting conditions being satisfied over time.