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Equity awards to SOPHiA GENETICS (SOPH) chief legal officer detailed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Van Well Daan reported acquisition or exercise transactions in this Form 4 filing.

SOPHiA GENETICS SA reported that Chief Legal Officer Daan Van Well received new equity compensation. He was granted options to buy 142,216 ordinary shares at $5.0400 per share, expiring on April 2, 2036. These options vest 25% on April 2, 2027, then in equal monthly installments through April 2, 2030.

He was also granted 97,536 restricted stock units (RSUs), each representing one ordinary share. For these RSUs, 25% vest on April 2, 2027, with the remaining 75% vesting in equal quarterly installments through April 2, 2030. These are compensation-related awards, not open-market share purchases or sales.

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Insider Van Well Daan
Role Chief Legal Officer
Type Security Shares Price Value
Grant/Award Share Option (Right to Buy) 142,216 $0.00 --
Grant/Award Ordinary Shares 97,536 $0.00 --
Holdings After Transaction: Share Option (Right to Buy) — 142,216 shares (Direct); Ordinary Shares — 97,536 shares (Direct)
Footnotes (1)
  1. Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. 25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments through April 2, 2030. The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027, and then in equal monthly installments through April 2, 2030.
Share options granted 142,216 options Grant to Chief Legal Officer on April 2, 2026
Option exercise price <money>$5.0400</money> per share Exercise price for 142,216 options
Option expiration <date>April 2, 2036</date> Expiration date of granted share options
RSUs granted 97,536 RSUs Restricted stock units granted under 2021 Equity Incentive Plan
Initial vesting date <date>April 2, 2027</date> 25% of RSUs and 25% of options vest
Final RSU vesting <date>April 2, 2030</date> Remaining RSUs vest quarterly through this date
Final option vesting <date>April 2, 2030</date> Remaining options vest monthly through this date
restricted stock unit ("RSU") financial
"Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan."
2021 Equity Incentive Plan financial
"RSU grant made under the Issuer's 2021 Equity Incentive Plan."
vest financial
"25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
share option financial
"The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027."
exercise price financial
"conversion or exercise price of 5.0400 for the share option grant."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Van Well Daan

(Last)(First)(Middle)
C/O SOPHIA GENETICS SA
LA PIECE 12

(Street)
ROLLE1180

(City)(State)(Zip)

SWITZERLAND

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOPHiA GENETICS SA [ SOPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares04/02/2026A97,536(1)A$097,536D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option (Right to Buy)$5.0404/02/2026A142,216 (2)04/02/2036Ordinary Shares142,216$0142,216D
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. 25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments through April 2, 2030.
2. The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027, and then in equal monthly installments through April 2, 2030.
Remarks:
/s/ Elimara Brunetto as Attorney-in-Fact for Daan van Well04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did SOPHiA GENETICS (SOPH) report for Daan Van Well?

SOPHiA GENETICS reported equity awards to Chief Legal Officer Daan Van Well, not open-market trades. He received 142,216 share options at $5.0400 per share and 97,536 restricted stock units, both subject to multi-year vesting schedules extending through April 2, 2030.

How many share options were granted to SOPHiA GENETICS CLO Daan Van Well?

Daan Van Well was granted 142,216 share options in SOPHiA GENETICS. These options have an exercise price of $5.0400 per ordinary share and expire on April 2, 2036, vesting 25% in 2027 and monthly thereafter through April 2, 2030, subject to continued service.

What are the details of the RSU grant to SOPHiA GENETICS (SOPH) CLO?

The Chief Legal Officer received 97,536 restricted stock units, each representing one ordinary share of SOPHiA GENETICS. Twenty-five percent vest on April 2, 2027, and the remaining 75% vest in equal quarterly installments through April 2, 2030, contingent on continued service.

Were the SOPHiA GENETICS Form 4 transactions open-market buys or sales?

The transactions were equity awards, not market trades. Both the 142,216 share options and 97,536 RSUs were granted as compensation at a reported price of $0.0000 per unit, with vesting conditions, rather than being bought or sold in the open market.

When do the SOPHiA GENETICS options granted to Daan Van Well vest and expire?

The share options vest 25% on April 2, 2027, then in equal monthly installments through April 2, 2030. They carry an exercise price of $5.0400 per share and expire on April 2, 2036, providing a long-term incentive window for the Chief Legal Officer.

What vesting schedule applies to SOPHiA GENETICS (SOPH) RSUs granted to the CLO?

The RSUs granted to the Chief Legal Officer vest over about three years. A 25% tranche vests on April 2, 2027, while the remaining 75% vest in equal quarterly installments through April 2, 2030, conditional on his continued service with the company.